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RCM

Rotella Capital Management Portfolio holdings

AUM $1.47M
1-Year Est. Return 12.32%
This Fund
S&P 500
This Quarter Est. Return
+5.62%
1 Year Est. Return
-12.32%
3 Year Est. Return
+26.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$53.7M
AUM Growth
+$22.3M
Cap. Flow
+$20.7M
Cap. Flow %
38.61%
Top 10 Hldgs %
37.68%
Holding
216
New
74
Increased
24
Reduced
29
Closed
83

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.95M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$1.35M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.29M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$1.21M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.14M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.94M
2
SH icon
ProShares Short S&P500
SH
+$861K
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$705K
4
SDS icon
ProShares UltraShort S&P500
SDS
+$654K
5
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$634K

Sector Composition

Rank Sector Weight
1 Healthcare 3.9%
2 Technology 3.02%
3 Industrials 2.51%
4 Financials 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTG
126
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
$19K 0.04%
+11,200
New +$20.1K
FCEL icon
127
FuelCell Energy
FCEL
$1.69B
$18K 0.03%
3
-5
-63% -$27.2K
CTIC
128
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$18K 0.03%
1,090
-1,610
-60% -$18.7K
PRTS icon
129
CarParts.com
PRTS
$45.9M
$16K 0.03%
1,244
-560
-31% -$5.86K
SMSI icon
130
Smith Micro Software
SMSI
$16M
$15K 0.03%
105
-20
-16% -$3.33K
APP
131
DELISTED
AMERICAN APPAREL INC COM
APP
$14K 0.03%
10,593
-13,807
-57% -$23.3K
URZ
132
DELISTED
URANERZ ENERGY CORP
URZ
$11K 0.02%
+11,200
New +$13.3K
BLDP
133
Ballard Power Systems
BLDP
$796M
– –
-24,200
Closed -$44K
CAG icon
134
Conagra Brands
CAG
$7.18B
– –
-10,743
Closed -$292K
CBZ icon
135
CBIZ
CBZ
$2.97B
– –
-10,500
Closed -$70K
CCL icon
136
Carnival Corporation Ltd
CCL
$40.6B
– –
-6,261
Closed -$215K
COHN icon
137
Cohen & Co
COHN
$36.7M
– –
-1,387
Closed -$35K
DLTR icon
138
Dollar Tree
DLTR
$24.7B
– –
-4,942
Closed -$251K
EXTR icon
139
Extreme Networks
EXTR
$3.43B
– –
-17,000
Closed -$58K
HPQ icon
140
HP
HPQ
$26.1B
– –
-20,879
Closed -$235K
IAG icon
141
IAMGOLD
IAG
$9.18B
– –
-10,600
Closed -$45K
LODE icon
142
Comstock
LODE
$235M
– –
-44
Closed -$18K
MEI icon
143
Methode Electronics
MEI
$612M
– –
-12,200
Closed -$208K
NAK
144
Northern Dynasty Minerals
NAK
$947M
– –
-15,115
Closed -$32K
NVAX icon
145
Novavax
NVAX
$1.27B
– –
-500
Closed -$21K
OESX icon
146
Orion Energy Systems
OESX
$65.1M
– –
-2,082
Closed -$52K
OMEX icon
147
Odyssey Marine Exploration
OMEX
$43.5M
– –
-1,342
Closed -$48K
CNSY
148
Cerenome, Inc. Common Stock
CNSY
$26.9M
– –
0
– -$48K
RDNT icon
149
RadNet
RDNT
$5.27B
– –
-19,909
Closed -$53K
RMTI icon
150
Rockwell Medical
RMTI
$28.7M
– –
-97
Closed -$39K
4 5
6
7 8

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Rotella Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Rotella Capital Management held 216 positions worth $53.7M, up 71% from $31.5M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Rotella Capital Management deployed $20.7M of net new capital in Q3 2013, opening 74 new positions and adding to 24 existing holdings. Its largest new stake was iShares China Large-Cap ETF: 38,100 shares worth $1.41M.

By sector, the portfolio is most concentrated in Healthcare at 3.9% of assets, up from 3.8% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $1.94M trimmed.

  • Rotella Capital Management's largest Q3 2013 buy was iShares China Large-Cap ETF: 38,100 shares worth $1.41M.
  • Rotella Capital Management added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2013, an estimated $1.95M increase.
  • Rotella Capital Management's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $1.94M.
  • Rotella Capital Management fully exited ProShares Short S&P500 in Q3 2013, selling an estimated $861K.
  • Rotella Capital Management's ten largest holdings make up 38% of its $53.7M portfolio in Q3 2013.
  • Rotella Capital Management opened 74 new positions and closed 83 in Q3 2013.
  • Rotella Capital Management's portfolio value rose 71% quarter-over-quarter to $53.7M.

Based on Rotella Capital Management's 13F filing for Q3 2013, filed 18 Nov 2013.