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RCM

Rotella Capital Management Portfolio holdings

AUM $1.47M
1-Year Est. Return 12.32%
This Fund
S&P 500
This Quarter Est. Return
+5.62%
1 Year Est. Return
-12.32%
3 Year Est. Return
+26.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$53.7M
AUM Growth
+$22.3M
Cap. Flow
+$20.7M
Cap. Flow %
38.61%
Top 10 Hldgs %
37.68%
Holding
216
New
74
Increased
24
Reduced
29
Closed
83

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.95M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$1.35M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.29M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$1.21M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.14M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.94M
2
SH icon
ProShares Short S&P500
SH
+$861K
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$705K
4
SDS icon
ProShares UltraShort S&P500
SDS
+$654K
5
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$634K

Sector Composition

Rank Sector Weight
1 Healthcare 3.9%
2 Technology 3.02%
3 Industrials 2.51%
4 Financials 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS icon
51
Goldman Sachs
GS
$311B
$301K 0.56%
+1,900
New +$306K
INTC icon
52
Intel
INTC
$509B
$295K 0.55%
+12,892
New +$297K
CVX icon
53
Chevron
CVX
$379B
$294K 0.55%
+2,417
New +$297K
QID icon
54
ProShares UltraShort QQQ
QID
$247M
$291K 0.54%
+48
New +$317K
VZ icon
55
Verizon
VZ
$195B
$277K 0.52%
+5,942
New +$290K
PFE icon
56
Pfizer
PFE
$145B
$266K 0.5%
9,772
+1,473
+18% +$40.1K
MMM icon
57
3M
MMM
$93.6B
$265K 0.49%
+2,653
New +$258K
VXZ
58
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
$263K 0.49%
3,500
-7,575
-68% -$596K
AXP icon
59
American Express
AXP
$234B
$251K 0.47%
+3,328
New +$250K
GE icon
60
GE Aerospace
GE
$391B
$251K 0.47%
+2,188
New +$251K
REGN icon
61
Regeneron Pharmaceuticals
REGN
$78.3B
$250K 0.47%
+800
New +$210K
ALTR
62
DELISTED
Altera Corp
ALTR
$249K 0.46%
+6,700
New +$240K
DD
63
DELISTED
Du Pont De Nemours E I
DD
$248K 0.46%
+4,461
New +$244K
DIS icon
64
Walt Disney
DIS
$170B
$245K 0.46%
+3,800
New +$244K
XRAY icon
65
Dentsply Sirona
XRAY
$2.86B
$241K 0.45%
+5,548
New +$237K
LLTC
66
DELISTED
Linear Technology Corp
LLTC
$238K 0.44%
+6,000
New +$237K
FDX icon
67
FedEx
FDX
$74.1B
$230K 0.43%
+2,019
New +$218K
ISRG icon
68
Intuitive Surgical
ISRG
$130B
$228K 0.42%
+5,445
New +$240K
CMG icon
69
Chipotle Mexican Grill
CMG
$42.8B
$216K 0.4%
+25,250
New +$204K
AMGN icon
70
Amgen
AMGN
$210B
$213K 0.4%
+1,900
New +$206K
COST icon
71
Costco
COST
$420B
$209K 0.39%
+1,818
New +$210K
STJ
72
DELISTED
St Jude Medical
STJ
$209K 0.39%
+3,900
New +$201K
BKNG icon
73
Booking.com
BKNG
$151B
$204K 0.38%
5,050
-4,950
-50% -$185K
MA icon
74
Mastercard
MA
$500B
$204K 0.38%
+3,030
New +$190K
RAD
75
DELISTED
Rite Aid Corporation
RAD
$174K 0.32%
1,830
+1,155
+171% +$78.8K
1 2
3
4 5

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Rotella Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Rotella Capital Management held 216 positions worth $53.7M, up 71% from $31.5M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Rotella Capital Management deployed $20.7M of net new capital in Q3 2013, opening 74 new positions and adding to 24 existing holdings. Its largest new stake was iShares China Large-Cap ETF: 38,100 shares worth $1.41M.

By sector, the portfolio is most concentrated in Healthcare at 3.9% of assets, up from 3.8% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $1.94M trimmed.

  • Rotella Capital Management's largest Q3 2013 buy was iShares China Large-Cap ETF: 38,100 shares worth $1.41M.
  • Rotella Capital Management added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2013, an estimated $1.95M increase.
  • Rotella Capital Management's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $1.94M.
  • Rotella Capital Management fully exited ProShares Short S&P500 in Q3 2013, selling an estimated $861K.
  • Rotella Capital Management's ten largest holdings make up 38% of its $53.7M portfolio in Q3 2013.
  • Rotella Capital Management opened 74 new positions and closed 83 in Q3 2013.
  • Rotella Capital Management's portfolio value rose 71% quarter-over-quarter to $53.7M.

Based on Rotella Capital Management's 13F filing for Q3 2013, filed 18 Nov 2013.