Rotella Capital Management’s UBS Group UBS Stock Holding History

Rotella Capital Management’s Portfolio UBS Stock Details UBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-10,220	Closed	-$200K	–	231
2015 Q4	$200K	Sell	10,220 -36,438	-78%	-$711K	0.18%	232
2015 Q3	$863K	Buy	+46,658	New	+$989K	0.28%	184
2015 Q2	–	Sell	-13,274	Closed	-$249K	–	573
2015 Q1	$249K	Buy	+13,274	New	+$231K	0.21%	144

Other funds holding UBS

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Zurich Cantonal Bank Zurich, Switzerland $46B AUM 27.59% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

OppenheimerFunds New York $80.4B AUM 15.1% 1-Year Est. Return

Rotella Capital Management's UBS Position: Q1 2016 in Review

Rotella Capital Management sold out of UBS Group (UBS) in Q1 2016, closing a stake of 10,220 shares — an estimated $200K sold.

Rotella Capital Management first reported a position in UBS in Q1 2015 and held it in 3 quarters. The position peaked at $863K in Q3 2015. 237 funds tracked by Wall St. Rank hold UBS as of Q1 2016.

Rotella Capital Management reported no remaining UBS Group position as of Q1 2016 after selling out during the quarter.
Rotella Capital Management sold 10,220 UBS Group shares in Q1 2016, an estimated $200K.
Rotella Capital Management first reported a position in UBS Group in Q1 2015 and held it in 3 quarters.
Rotella Capital Management's UBS Group position peaked at $863K in Q3 2015.
237 funds tracked by Wall St. Rank held UBS Group as of Q1 2016.

Based on Rotella Capital Management's 13F filing for Q1 2016, filed 13 May 2016.