Rossby Financial
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Rossby Financial’s LPL Financial LPLA Stock Holding History

Rossby Financial’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$15.9K Sell
52
-10
-16% -$3.4K ﹤0.01% 1332
2026
Q2 		$17.5K Sell
62
-17
-22% -$5.1K ﹤0.01% 1002
2026
Q1 		$22.9K Buy
79
+71
+888% +$23.8K ﹤0.01% 962
2025
Q4 		$2.86K Buy
+8
New +$2.83K ﹤0.01% 1271

Other funds holding LPLA

Principal Financial Group
Principal Financial Group Des Moines, Iowa $195B AUM 21.17% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.92T AUM 36.1% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $551B AUM 33.95% 1-Year Est. Return
Markel Group
Markel Group Glen Allen, Virginia $12.8B AUM 8.77% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $608B AUM 32.77% 1-Year Est. Return
Fort Washington Investment Advisors
Fort Washington Investment Advisors Cincinnati, Ohio $19.7B AUM 20.11% 1-Year Est. Return
Coronation Fund Managers
Coronation Fund Managers Cape Town, South Africa $2.59B AUM 22% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $362B AUM 34.89% 1-Year Est. Return
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $174B AUM 33.96% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Rossby Financial's LPLA Position: Q3 2026 in Review

Rossby Financial reduced its LPL Financial (LPLA) stake by 16% in Q3 2026, selling an estimated $3.4K and leaving 52 shares worth $15.9K. The position accounts for ﹤0.01% of the portfolio, ranked #1332.

Rossby Financial first reported a position in LPLA in Q4 2025 and has held it in 4 quarters since. The position peaked at $22.9K in Q1 2026. 398 funds tracked by Wall St. Rank hold LPLA as of Q3 2026.

  • Rossby Financial held 52 shares of LPL Financial worth $15.9K as of Q3 2026.
  • Rossby Financial sold 10 LPL Financial shares in Q3 2026, an estimated $3.4K.
  • LPL Financial made up ﹤0.01% of Rossby Financial's portfolio in Q3 2026, its #1332 holding.
  • Rossby Financial first reported a position in LPL Financial in Q4 2025 and has held it in 4 quarters since.
  • Rossby Financial's LPL Financial position peaked at $22.9K in Q1 2026.
  • 398 funds tracked by Wall St. Rank held LPL Financial as of Q3 2026.

Based on Rossby Financial's 13F filing for Q3 2026, filed 5 Nov 2026.