Rossby Financial’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Rossby Financial’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$204K	Sell	2,136 -4	-0.2%	-$403	0.03%	494
2026 Q2	$207K	Buy	2,140 +10	+0.5%	+$947	0.04%	390
2026 Q1	$196K	Buy	2,130 +321	+18%	+$29.4K	0.04%	384
2025 Q4	$156K	Sell	1,809 -41	-2%	-$3.45K	0.05%	328
2025 Q3	$155K	Buy	1,850 +491	+36%	+$39.9K	0.05%	323
2025 Q2	$107K	Buy	1,359 +1	+0.1%	+$75	0.04%	349
2025 Q1	$99.1K	Buy	+1,358	New	+$105K	0.04%	341

Other funds holding FTA

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

AssetMark Inc Concord, California $59.5B AUM 15.92% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $45.2B AUM 20.72% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

Kaydan Wealth Management Fenton, Michigan $291M AUM 15.62% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $84.4B AUM 20.16% 1-Year Est. Return

Prospera Financial Services Dallas, Texas $7.73B AUM 29.41% 1-Year Est. Return

Nearside Advisors Indianapolis, Indiana $140M AUM

Cottonwood Capital Advisors Salt Lake City, Utah $166M AUM 19.71% 1-Year Est. Return

Rossby Financial's FTA Position: Q3 2026 in Review

Rossby Financial reduced its First Trust Large Cap Value AlphaDEX Fund (FTA) stake by 0.19% in Q3 2026, selling an estimated $403 and leaving 2,136 shares worth $204K. The position accounts for 0.03% of the portfolio, ranked #494.

Rossby Financial first reported a position in FTA in Q1 2025 and has held it in 7 quarters since. The position peaked at $207K in Q2 2026. 146 funds tracked by Wall St. Rank hold FTA as of Q3 2026.

Rossby Financial held 2,136 shares of First Trust Large Cap Value AlphaDEX Fund worth $204K as of Q3 2026.
Rossby Financial sold 4 First Trust Large Cap Value AlphaDEX Fund shares in Q3 2026, an estimated $403.
First Trust Large Cap Value AlphaDEX Fund made up 0.03% of Rossby Financial's portfolio in Q3 2026, its #494 holding.
Rossby Financial first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q1 2025 and has held it in 7 quarters since.
Rossby Financial's First Trust Large Cap Value AlphaDEX Fund position peaked at $207K in Q2 2026.
146 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q3 2026.

Based on Rossby Financial's 13F filing for Q3 2026, filed 5 Nov 2026.