Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
201
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.67B
| $578K | 0.02% |
14,008
-926
| -6% | -$38.9K |
2024 Q4
7 quarters
|
|
202
Freeport-McMoran
FCX
$89.5B
| $574K | 0.02% |
8,194
+839
| +11% | +$57.1K |
2025 Q3
4 quarters
|
|
203
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.9B
| $573K | 0.02% |
13,690
+614
| +5% | +$25.4K |
2025 Q2
5 quarters
|
|
204
Travelers Companies
TRV
$81.6B
| $571K | 0.02% |
1,602
+84
| +6% | +$30.8K |
2025 Q3
4 quarters
|
|
205
3M
MMM
$90.2B
| $568K | 0.02% |
3,459
+1,230
| +55% | +$210K |
2025 Q2
5 quarters
|
|
206
Vanguard High Dividend Yield ETF
VYM
$83.4B
| $559K | 0.02% |
3,604
-8,172
| -69% | -$1.33M |
2024 Q4
7 quarters
|
|
207
Dell
DELL
$264B
| $558K | 0.02% |
1,037
+214
| +26% | +$101K |
2025 Q3
4 quarters
|
|
208
Constellation Energy
CEG
$92.8B
| $557K | 0.02% |
2,193
+1,257
| +134% | +$336K |
2025 Q3
4 quarters
|
|
209
Comfort Systems
FIX
$43.5B
| $552K | 0.02% |
334
-47
| -12% | -$78.9K |
2025 Q3
4 quarters
|
|
210
Lumentum
LITE
$74B
| $549K | 0.02% |
565
-109
| -16% | -$92.2K |
2025 Q3
4 quarters
|
|
211
General Motors
GM
$74.4B
| $548K | 0.02% |
7,115
-127
| -2% | -$10.6K |
2025 Q3
4 quarters
|
|
212
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.31B
| $542K | 0.02% |
5,573
-15
| -0.3% | -$1.47K |
2024 Q3
8 quarters
|
|
213
Dimensional World Equity ETF
DFAW
$1.7B
| $540K | 0.02% |
6,560
+13
| +0.2% | +$1.09K |
2023 Q4
11 quarters
|
|
214
Medtronic
MDT
$124B
| $527K | 0.02% |
+6,102
| New | +$538K |
2026 Q3
0 quarters
|
|
215
Workday
WDAY
$47.7B
| $522K | 0.02% |
2,742
+138
| +5% | +$24K |
2025 Q3
4 quarters
|
|
216
Schwab Fundamental US Small Company Index ETF
FNDA
$8.87B
| $519K | 0.02% |
14,835
+584
| +4% | +$21.7K |
2025 Q3
4 quarters
|
|
217
Avantis International Small Cap Value ETF
AVDV
$19.5B
| $518K | 0.02% |
4,738
+656
| +16% | +$71.1K |
2025 Q3
4 quarters
|
|
218
Chubb
CB
$140B
| $513K | 0.02% |
1,576
+126
| +9% | +$43.5K |
2025 Q2
5 quarters
|
|
219
Williams Companies
WMB
$90.4B
| $512K | 0.02% |
7,531
+3,254
| +76% | +$237K |
2025 Q2
5 quarters
|
|
220
Sandisk
SNDK
$163B
| $503K | 0.02% |
289
+11
| +4% | +$17.2K |
2025 Q3
4 quarters
|
|
221
Marathon Petroleum
MPC
$124B
| $501K | 0.02% |
1,268
+124
| +11% | +$42.9K |
2025 Q3
4 quarters
|
|
222
CVS Health
CVS
$116B
| $496K | 0.02% |
5,790
+416
| +8% | +$40.7K |
2024 Q4
7 quarters
|
|
223
Shopify
SHOP
$199B
| $495K | 0.02% |
3,337
+492
| +17% | +$66.8K |
2024 Q3
8 quarters
|
|
224
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$44.9B
| $494K | 0.02% |
971
-6
| -0.6% | -$3.16K |
2024 Q1
10 quarters
|
|
225
Avantis US Small Cap Value ETF
AVUV
$32B
| $489K | 0.02% |
+4,154
| New | +$518K |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.