Root Financial Partners Portfolio holdings
Root Financial Partners is a financial planning and investment firm focused on retirement, started by its founder and chief executive, James Conole. Portfolios are built mainly from low-cost, broadly diversified index and systematic strategies, and the firm avoids stock picking and tactical bets on sectors, themes or countries. Each household also gets Root Reserves, a funded runway of high-quality, shorter-term assets set aside to cover roughly five years of spending from the portfolio. Its planning process is called the Sequoia System, and it works with clients mostly remotely across the United States.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Equity ETF
DFUS
|
+$27.8M |
| 2 |
U.S. Small Cap Portfolio ETF Class Shares
DFAS
|
+$22.9M |
| 3 |
Vanguard Short-Term Bond ETF
BSV
|
+$22.3M |
| 4 |
SpaceX
SPCX
|
+$22.3M |
| 5 |
Dimensional Global Core Plus Fixed Income ETF
DFGP
|
+$22.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total International Stock ETF
VXUS
|
+$3.39M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.02M |
| 3 |
Franklin Massachusetts Municipal Income ETF
FTMA
|
+$2.04M |
| 4 |
Eaton Vance Short Duration Municipal Income ETF
EVSM
|
+$1.89M |
| 5 |
Dimensional US Marketwide Value ETF
DFUV
|
+$1.86M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 85.11% |
| 2 | Technology | 6.58% |
| 3 | Industrials | 1.92% |
| 4 | Financials | 1.43% |
| 5 | Consumer Discretionary | 1.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
526
Monarch Volume Factor Dividend Tree Index ETF
MVFD
$148M
| $161K | 0.01% |
+5,381
| New | +$166K |
2026 Q3
0 quarters
|
|
527
Etsy
ETSY
$7.61B
| $161K | 0.01% |
+2,253
| New | +$178K |
2026 Q3
0 quarters
|
|
528
UBS Group
UBS
$147B
| $161K | 0.01% |
+3,344
| New | +$176K |
2026 Q3
0 quarters
|
|
529
F5
FFIV
$18B
| $161K | 0.01% |
+361
| New | +$148K |
2026 Q3
0 quarters
|
|
530
Consolidated Edison
ED
$44.3B
| $160K | 0.01% |
+1,561
| New | +$169K |
2026 Q3
0 quarters
|
|
531
Moody's
MCO
$87.3B
| $159K | 0.01% |
+351
| New | +$170K |
2026 Q3
0 quarters
|
|
532
TransDigm Group
TDG
$65.7B
| $159K | 0.01% |
147
-25
| -15% | -$30.1K |
2025 Q2
5 quarters
|
|
533
State Street Industrial Select Sector SPDR ETF
XLI
$30.9B
| $159K | 0.01% |
951
-139
| -13% | -$24.8K |
2025 Q3
4 quarters
|
|
534
GSK
GSK
$102B
| $158K | 0.01% |
+3,289
| New | +$168K |
2026 Q3
0 quarters
|
|
535
Barclays
BCS
$75.9B
| $158K | 0.01% |
+6,521
| New | +$175K |
2026 Q3
0 quarters
|
|
536
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$16.3B
| $158K | 0.01% |
+3,049
| New | +$158K |
2026 Q3
0 quarters
|
|
537
Unilever
UL
$142B
| $157K | 0.01% |
+2,589
| New | +$163K |
2026 Q3
0 quarters
|
|
538
Take-Two Interactive
TTWO
$42.5B
| $157K | 0.01% |
+757
| New | +$175K |
2026 Q3
0 quarters
|
|
539
Natera
NTRA
$46.8B
| $157K | 0.01% |
+380
| New | +$119K |
2026 Q3
0 quarters
|
|
540
BHP
BHP
$205B
| $157K | 0.01% |
+1,846
| New | +$161K |
2026 Q3
0 quarters
|
|
541
Fidelity Enhanced Mid Cap Core ETF
FMDE
$8.72B
| $157K | 0.01% |
+3,878
| New | +$160K |
2026 Q3
0 quarters
|
|
542
IQVIA
IQV
$44.7B
| $156K | 0.01% |
+582
| New | +$141K |
2026 Q3
0 quarters
|
|
543
Vanguard Core Bond ETF
VCRB
$8.03B
| $156K | 0.01% |
+2,125
| New | +$161K |
2026 Q3
0 quarters
|
|
544
Capital Group Core Balanced ETF
CGBL
$7.98B
| $156K | 0.01% |
+4,240
| New | +$160K |
2026 Q3
0 quarters
|
|
545
Armstrong World Industries
AWI
$7.31B
| $156K | 0.01% |
+962
| New | +$162K |
2026 Q3
0 quarters
|
|
546
Cencora
COR
$66.7B
| $156K | 0.01% |
+518
| New | +$163K |
2026 Q3
0 quarters
|
|
547
KeyCorp
KEY
$22.5B
| $155K | 0.01% |
+7,736
| New | +$172K |
2026 Q3
0 quarters
|
|
548
Monarch Ambassador Income Index ETF
MAMB
$198M
| $155K | 0.01% |
+6,748
| New | +$160K |
2026 Q3
0 quarters
|
|
549
PACCAR
PCAR
$56B
| $154K | 0.01% |
+1,402
| New | +$176K |
2026 Q3
0 quarters
|
|
550
S&P Global
SPGI
$136B
| $154K | 0.01% |
+390
| New | +$165K |
2026 Q3
0 quarters
|
|
Similar funds
Root Financial Partners's Q3 2026 Portfolio in Review
As of Q3 2026, Root Financial Partners held 3,839 positions worth $2.98B, up 16% from $2.57B the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Root Financial Partners deployed $407M of net new capital in Q3 2026, opening 3,425 new positions and adding to 241 existing holdings. Its largest new stake was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Vanguard Total International Stock ETF, an estimated $3.39M trimmed.
- Root Financial Partners's largest Q3 2026 buy was iShares ESG Aware 1-5 Year USD Corporate Bond ETF: 122,803 shares worth $3M.
- Root Financial Partners added most to Dimensional US Equity ETF in Q3 2026, an estimated $27.8M increase.
- Root Financial Partners's biggest Q3 2026 reduction was Vanguard Total International Stock ETF, cutting an estimated $3.39M.
- Root Financial Partners fully exited PGIM Ultra Short Bond ETF in Q3 2026, selling an estimated $3.02M.
- Root Financial Partners's ten largest holdings make up 61% of its $2.98B portfolio in Q3 2026.
- Root Financial Partners opened 3,425 new positions and closed 11 in Q3 2026.
- Root Financial Partners's portfolio value rose 16% quarter-over-quarter to $2.98B.
Based on Root Financial Partners's 13F filing for Q3 2026, filed 21 Oct 2026.