Roosevelt Investment Group’s WELLS FARGO & COMPANY Depositary Shares, representing a 1/1,000th interest in a share of Non-Cumulat WFC.PRN Stock Holding History

Roosevelt Investment Group’s Portfolio WFC.PRN Stock Details WFC.PRN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-20,520	Closed	-$503K	–	165
2018 Q1	$503K	Hold	20,520	–	–	0.05%	123
2017 Q4	$515K	Sell	20,520 -450	-2%	-$11.3K	0.05%	133
2017 Q3	$524K	Buy	20,970 +350	+2%	+$8.77K	0.05%	137
2017 Q2	$518K	Sell	20,620 -1,590	-7%	-$39.6K	0.05%	141
2017 Q1	$544K	Sell	22,210 -8,450	-28%	-$204K	0.05%	148
2016 Q4	$709K	Hold	30,660	–	–	0.06%	130
2016 Q3	$774K	Buy	30,660 +200	+0.7%	+$5.2K	0.06%	118
2016 Q2	$791K	Buy	30,460 +270	+0.9%	+$6.95K	0.06%	114
2016 Q1	$773K	Sell	30,190 -985	-3%	-$24.9K	0.07%	112
2015 Q4	$791K	Sell	31,175 -895	-3%	-$22.3K	0.05%	139
2015 Q3	$777K	Buy	32,070 +1,700	+6%	+$40.9K	0.05%	149
2015 Q2	$704K	Buy	+30,370	New	+$732K	0.04%	163
2015 Q1	–	Sell	-24,105	Closed	-$559K	–	239
2014 Q4	$559K	Hold	24,105	–	–	0.03%	178
2014 Q3	$548K	Buy	24,105 +450	+2%	+$10.2K	0.03%	173
2014 Q2	$543K	Hold	23,655	–	–	0.02%	175
2014 Q1	$503K	Hold	23,655	–	–	0.02%	174
2013 Q4	$475K	Sell	23,655 -9,130	-28%	-$188K	0.02%	203
2013 Q3	$689K	Buy	32,785 +1,670	+5%	+$36.4K	0.03%	185
2013 Q2	$728K	Buy	+31,115	New	+$780K	0.03%	171

Other funds holding WFC.PRN

PAM

Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return

EFS

Essex Financial Services Essex, Connecticut $1.78B AUM 23.37% 1-Year Est. Return

QAM

QCI Asset Management Pittsford, New York $1.72B AUM 25.41% 1-Year Est. Return

Apriem Advisors Irvine, California $1.05B AUM 22.09% 1-Year Est. Return

Glenmede Trust Philadelphia, Pennsylvania $20.4B AUM

PCG

Private Capital Group West Hartford, Connecticut $133M AUM 11.23% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Roosevelt Investment Group's WFC.PRN Position: Q2 2018 in Review

Roosevelt Investment Group sold out of WELLS FARGO & COMPANY Depositary Shares, representing a 1/1,000th interest in a share of Non-Cumulat (WFC.PRN) in Q2 2018, closing a stake of 20,520 shares — an estimated $503K sold.

Roosevelt Investment Group first reported a position in WFC.PRN in Q2 2013 and held it in 19 quarters. The position peaked at $791K in Q2 2016. 7 funds tracked by Wall St. Rank hold WFC.PRN as of Q2 2018.

Roosevelt Investment Group reported no remaining WELLS FARGO & COMPANY Depositary Shares, representing a 1/1,000th interest in a share of Non-Cumulat position as of Q2 2018 after selling out during the quarter.
Roosevelt Investment Group sold 20,520 WELLS FARGO & COMPANY Depositary Shares, representing a 1/1,000th interest in a share of Non-Cumulat shares in Q2 2018, an estimated $503K.
Roosevelt Investment Group first reported a position in WELLS FARGO & COMPANY Depositary Shares, representing a 1/1,000th interest in a share of Non-Cumulat in Q2 2013 and held it in 19 quarters.
Roosevelt Investment Group's WELLS FARGO & COMPANY Depositary Shares, representing a 1/1,000th interest in a share of Non-Cumulat position peaked at $791K in Q2 2016.
7 funds tracked by Wall St. Rank held WELLS FARGO & COMPANY Depositary Shares, representing a 1/1,000th interest in a share of Non-Cumulat as of Q2 2018.

Based on Roosevelt Investment Group's 13F filing for Q2 2018, filed 10 Aug 2018.