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RMA

Roffman Miller Associates Portfolio holdings

AUM $1.91B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
-4.98%
1 Year Est. Return
+28.29%
3 Year Est. Return
+68.87%
5 Year Est. Return
+84.92%
10 Year Est. Return
+540.84%
AUM
$1.26B
AUM Growth
-$67.9M
Cap. Flow
+$6.04M
Cap. Flow %
0.48%
Top 10 Hldgs %
40.45%
Holding
170
New
5
Increased
42
Reduced
29
Closed
91

Top Buys

Rank Stock Value
1
ASML icon
ASML
ASML
+$7.06M
2
ICE icon
Intercontinental Exchange
ICE
+$4.87M
3
ALB icon
Albemarle
ALB
+$1.62M
4
GD icon
General Dynamics
GD
+$1.17M
5
ORCL icon
Oracle
ORCL
+$962K

Top Sells

Rank Stock Value
1
ALC icon
Alcon
ALC
+$6.53M
2
MMM icon
3M
MMM
+$2.76M
3
FDX icon
FedEx
FDX
+$2.13M
4
CRM icon
Salesforce
CRM
+$1.88M
5
AAPL icon
Apple
AAPL
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 25.77%
2 Financials 14.03%
3 Industrials 13.96%
4 Healthcare 11.75%
5 Consumer Discretionary 10.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BINI
126
DELISTED
Bollinger Innovations
BINI
– –
0
– -$3
OLED icon
127
Universal Display
OLED
$4.19B
– –
-4
Closed -$577
OLPX
128
DELISTED
Olaplex Holdings
OLPX
– –
-20
Closed -$74
OPEN icon
129
Opendoor
OPEN
$3.38B
– –
-207
Closed -$804
OXLC
130
Oxford Lane Capital
OXLC
$898M
– –
-75
Closed -$1.81K
PAWZ icon
131
ProShares Pet Care ETF
PAWZ
$33.6M
– –
-50
Closed -$2.54K
PDN icon
132
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$366M
– –
-24
Closed -$739
PDO
133
PIMCO Dynamic Income Opportunities Fund
PDO
$1.86B
– –
-198
Closed -$2.58K
PG icon
134
Procter & Gamble
PG
$339B
– –
-61
Closed -$9.19K
PKW icon
135
Invesco BuyBack Achievers ETF
PKW
$1.76B
– –
-150
Closed -$13.4K
PLUR icon
136
Pluri
PLUR
$19.6M
– –
-41
Closed -$265
PNC icon
137
PNC Financial Services
PNC
$101B
– –
-240
Closed -$30.2K
PTC icon
138
PTC
PTC
$16B
– –
-104
Closed -$14.8K
QURE icon
139
uniQure
QURE
$3.22B
– –
-2,650
Closed -$30.4K
RBLX icon
140
Roblox
RBLX
$27B
– –
-275
Closed -$11.1K
RMD icon
141
ResMed
RMD
$30.7B
– –
-16
Closed -$3.5K
RNAM
142
DELISTED
Avidity Biosciences
RNAM
– –
-50
Closed -$555
RYLD icon
143
Global X Russell 2000 Covered Call ETF
RYLD
$1.4B
– –
-110
Closed -$1.98K
FLNA
144
Filana Therapeutics
FLNA
$48.1M
– –
-1,000
Closed -$24.5K
SKYW icon
145
Skywest
SKYW
$4.34B
– –
-835
Closed -$34K
SLI
146
Standard Lithium
SLI
$584M
– –
-500
Closed -$2.25K
SPH icon
147
Suburban Propane Partners
SPH
$1.18B
– –
-100
Closed -$1.48K
SPT icon
148
Sprout Social
SPT
$621M
– –
-55
Closed -$2.54K
SXT icon
149
Sensient Technologies
SXT
$5.53B
– –
-100
Closed -$7.11K
TDW icon
150
Tidewater
TDW
$4.12B
– –
-100
Closed -$5.54K
3 4 5
6
7

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Roffman Miller Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Roffman Miller Associates held 170 positions worth $1.26B, down 5.1% from $1.33B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Roffman Miller Associates's Q3 2023 filing shows 5 new, 42 increased, 29 reduced and 91 closed positions. Its largest new stake was Intercontinental Exchange: 42,473 shares worth $4.67M. The largest sale was Alcon, an estimated $6.53M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 26% a quarter earlier, followed by Financials and Industrials.

  • Roffman Miller Associates's largest Q3 2023 buy was Intercontinental Exchange: 42,473 shares worth $4.67M.
  • Roffman Miller Associates added most to ASML in Q3 2023, an estimated $7.06M increase.
  • Roffman Miller Associates's biggest Q3 2023 reduction was 3M, cutting an estimated $2.76M.
  • Roffman Miller Associates fully exited Alcon in Q3 2023, selling an estimated $6.53M.
  • Roffman Miller Associates's ten largest holdings make up 40% of its $1.26B portfolio in Q3 2023.
  • Roffman Miller Associates opened 5 new positions and closed 91 in Q3 2023.
  • Roffman Miller Associates's portfolio value fell 5.1% quarter-over-quarter to $1.26B.

Based on Roffman Miller Associates's 13F filing for Q3 2023, filed 9 Nov 2023.