Rockefeller Financial Services’s Invesco DB Commodity Index Tracking Fund DBC Stock Holding History

Rockefeller Financial Services’s Portfolio DBC Stock Details DBC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-21,875	Closed	-$404K	–	526
2014 Q4	$404K	Hold	21,875	–	–	0.01%	255
2014 Q3	$508K	Sell	21,875 -32,600	-60%	-$814K	0.01%	248
2014 Q2	$1.45M	Hold	54,475	–	–	0.03%	198
2014 Q1	$1.42M	Buy	54,475 +17,775	+48%	+$455K	0.03%	203
2013 Q4	$942K	Sell	36,700 -17,775	-33%	-$456K	0.02%	238
2013 Q3	$1.4M	Buy	54,475 +27,700	+103%	+$723K	0.03%	208
2013 Q2	$673K	Buy	+26,775	New	+$701K	0.02%	240

Other funds holding DBC

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

FEG

Fund Evaluation Group Cincinnati, Ohio $3.7B AUM 16.56% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

WCM

Windham Capital Management Boston, Massachusetts $128M AUM 12.44% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

State of New Jersey Common Pension Fund D Trenton, New Jersey $29.3B AUM 38.15% 1-Year Est. Return

Rockefeller Financial Services's DBC Position: Q1 2015 in Review

Rockefeller Financial Services sold out of Invesco DB Commodity Index Tracking Fund (DBC) in Q1 2015, closing a stake of 21,875 shares — an estimated $404K sold.

Rockefeller Financial Services first reported a position in DBC in Q2 2013 and held it in 7 quarters. The position peaked at $1.45M in Q2 2014. 228 funds tracked by Wall St. Rank hold DBC as of Q1 2015.

Rockefeller Financial Services reported no remaining Invesco DB Commodity Index Tracking Fund position as of Q1 2015 after selling out during the quarter.
Rockefeller Financial Services sold 21,875 Invesco DB Commodity Index Tracking Fund shares in Q1 2015, an estimated $404K.
Rockefeller Financial Services first reported a position in Invesco DB Commodity Index Tracking Fund in Q2 2013 and held it in 7 quarters.
Rockefeller Financial Services's Invesco DB Commodity Index Tracking Fund position peaked at $1.45M in Q2 2014.
228 funds tracked by Wall St. Rank held Invesco DB Commodity Index Tracking Fund as of Q1 2015.

Based on Rockefeller Financial Services's 13F filing for Q1 2015, filed 5 May 2015.