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RPA

Rock Point Advisors Portfolio holdings

AUM $370M
1-Year Est. Return 23.84%
This Fund
S&P 500
This Quarter Est. Return
+6.99%
1 Year Est. Return
+23.84%
3 Year Est. Return
+64.6%
5 Year Est. Return
+61.34%
10 Year Est. Return
+227.23%
AUM
$228M
AUM Growth
+$13.1M
Cap. Flow
+$1.96M
Cap. Flow %
0.86%
Top 10 Hldgs %
40.06%
Holding
88
New
7
Increased
32
Reduced
29
Closed
8

Top Buys

Rank Stock Value
1
CB icon
Chubb
CB
+$6.37M
2
LNN icon
Lindsay Corp
LNN
+$5.18M
3
GM icon
General Motors
GM
+$4.28M
4
FBP icon
First Bancorp
FBP
+$2.6M
5
WPC icon
W.P. Carey
WPC
+$1.65M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$8.32M
2
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
+$3.97M
3
ORI icon
Old Republic International
ORI
+$3.89M
4
BIG
Big Lots, Inc.
BIG
+$3.13M
5
STKL
SunOpta
STKL
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 17.12%
2 Industrials 14.05%
3 Financials 13.48%
4 Consumer Discretionary 8.79%
5 Materials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESE icon
26
ESCO Technologies
ESE
$8.49B
$4.32M 1.89%
126,010
-3,435
-3% -$118K
STKL
27
DELISTED
SunOpta
STKL
$4.28M 1.88%
427,332
-252,942
-37% -$2.44M
DCM
28
DELISTED
NTT DOCOMO, Inc.
DCM
$3.56M 1.56%
215,593
-1,560
-0.7% -$25K
CFFN icon
29
Capitol Federal Financial
CFFN
$1.08B
$2.92M 1.28%
240,876
+1,544
+0.6% +$19.1K
MXWL
30
DELISTED
Maxwell Technologies Inc
MXWL
$2.87M 1.26%
369,700
-25,185
-6% -$196K
FBP icon
31
First Bancorp
FBP
$4.4B
$2.81M 1.23%
+453,135
New +$2.6M
GDX icon
32
VanEck Gold Miners ETF
GDX
$23B
$2.69M 1.18%
127,320
+63,630
+100% +$1.47M
AFAM
33
DELISTED
Almost Family Inc
AFAM
$2.63M 1.15%
81,330
-47,870
-37% -$1.18M
HGT
34
DELISTED
Hugoton Royalty Trust
HGT
$2.27M 1%
303,177
-13,560
-4% -$99.7K
AMRC icon
35
Ameresco
AMRC
$1.15B
$1.98M 0.87%
205,262
+164,662
+406% +$1.58M
XOM icon
36
ExxonMobil
XOM
$651B
$1.8M 0.79%
17,827
– –
BSV icon
37
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.74M 0.76%
21,725
+180
+0.8% +$14.5K
ELON
38
DELISTED
Echelon Corp
ELON
$1.66M 0.73%
77,346
+724
+0.9% +$16.2K
PG icon
39
Procter & Gamble
PG
$343B
$1.56M 0.69%
19,207
-470
-2% -$38.3K
SABA
40
Saba Capital Income & Opportunities Fund II
SABA
$220M
$1.35M 0.59%
84,681
+5,880
+7% +$96K
EFT
41
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$1.29M 0.57%
83,175
+39,735
+91% +$613K
RING icon
42
iShares MSCI Global Gold Miners ETF
RING
$2.31B
$1.01M 0.44%
+55,315
New +$1.09M
NLY icon
43
Annaly Capital Management
NLY
$16.9B
$1M 0.44%
25,069
-7,110
-22% -$309K
CVX icon
44
Chevron
CVX
$388B
$929K 0.41%
7,438
-100
-1% -$12.1K
GE icon
45
GE Aerospace
GE
$367B
$785K 0.34%
5,840
+736
+14% +$92.7K
PSEC icon
46
Prospect Capital
PSEC
$1.06B
$765K 0.34%
68,170
+58,070
+575% +$654K
KGC icon
47
Kinross Gold
KGC
$28.5B
$601K 0.26%
137,235
-132,280
-49% -$631K
NEM icon
48
Newmont
NEM
$98.2B
$586K 0.26%
25,432
-30,135
-54% -$774K
IBM icon
49
IBM
IBM
$202B
$558K 0.24%
3,114
-112
-3% -$19.3K
PFE icon
50
Pfizer
PFE
$140B
$519K 0.23%
17,858
+5,184
+41% +$151K
1
2
3 4

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Rock Point Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Rock Point Advisors held 88 positions worth $228M, up 6.1% from $215M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Rock Point Advisors's Q4 2013 filing shows 7 new, 32 increased, 29 reduced and 8 closed positions. Its largest new stake was Lindsay Corp: 66,495 shares worth $5.5M. The largest sale was Microsoft, an estimated $8.32M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 20% a quarter earlier, followed by Industrials and Financials.

  • Rock Point Advisors's largest Q4 2013 buy was Lindsay Corp: 66,495 shares worth $5.5M.
  • Rock Point Advisors added most to Chubb in Q4 2013, an estimated $6.37M increase.
  • Rock Point Advisors's biggest Q4 2013 reduction was Microsoft, cutting an estimated $8.32M.
  • Rock Point Advisors fully exited GENERAL MTRS CO JR PFD CONV SER B (DE) in Q4 2013, selling an estimated $3.97M.
  • Rock Point Advisors's ten largest holdings make up 40% of its $228M portfolio in Q4 2013.
  • Rock Point Advisors opened 7 new positions and closed 8 in Q4 2013.
  • Rock Point Advisors's portfolio value rose 6.1% quarter-over-quarter to $228M.

Based on Rock Point Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.