Rivernorth Capital Management’s iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019 VXX Stock Holding History

Rivernorth Capital Management’s Portfolio VXX Stock Details VXX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-469	Closed	-$217K	–	202
2014 Q2	$215K	Buy	+469	New	+$273K	0.02%	172

Other funds holding VXX

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BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

WBI Investments Red Bank, New Jersey $362M AUM 23.75% 1-Year Est. Return

Walleye Trading New York $87.6B AUM 68.17% 1-Year Est. Return

QCM

QFR Capital Management New York $37.8M AUM

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Rivernorth Capital Management's VXX Position: Q3 2014 in Review

Rivernorth Capital Management sold out of iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019 (VXX) in Q3 2014, closing a stake of 469 shares — an estimated $217K sold.

Rivernorth Capital Management first reported a position in VXX in Q2 2014 and held it in 1 quarter. The position peaked at $215K in Q2 2014. 120 funds tracked by Wall St. Rank hold VXX as of Q3 2014.

Rivernorth Capital Management reported no remaining iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019 position as of Q3 2014 after selling out during the quarter.
Rivernorth Capital Management sold 469 iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019 shares in Q3 2014, an estimated $217K.
Rivernorth Capital Management first reported a position in iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019 in Q2 2014 and held it in 1 quarter.
Rivernorth Capital Management's iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019 position peaked at $215K in Q2 2014.
120 funds tracked by Wall St. Rank held iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019 as of Q3 2014.

Based on Rivernorth Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.