Rivernorth Capital Management’s CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant PRPC.U Stock Holding History

Rivernorth Capital Management’s Portfolio PRPC.U Stock Details PRPC.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-48,050	Closed	-$485K	–	716
2022 Q4	$485K	Hold	48,050	–	–	0.02%	395
2022 Q3	$478K	Hold	48,050	–	–	0.02%	487
2022 Q2	$473K	Buy	+48,050	New	+$476K	0.02%	472
2021 Q4	–	Sell	-162,511	Closed	-$1.62M	–	753
2021 Q3	$1.62M	Buy	162,511 +124,080	+323%	+$1.24M	0.09%	198
2021 Q2	$384K	Buy	38,431 +2,080	+6%	+$21K	0.02%	326
2021 Q1	$363K	Buy	+36,351	New	+$375K	0.02%	292

Other funds holding PRPC.U

WCMNY

Westchester Capital Management (New York) Valhalla, New York $2.04B AUM 31.03% 1-Year Est. Return

Clear Street New York $39.5B AUM 124.03% 1-Year Est. Return

LIM

Longfellow Investment Management Boston, Massachusetts $489M AUM 9.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Rivernorth Capital Management's PRPC.U Position: Q1 2023 in Review

Rivernorth Capital Management sold out of CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant (PRPC.U) in Q1 2023, closing a stake of 48,050 shares — an estimated $485K sold.

Rivernorth Capital Management first reported a position in PRPC.U in Q1 2021 and held it in 6 quarters. The position peaked at $1.62M in Q3 2021. 4 funds tracked by Wall St. Rank hold PRPC.U as of Q1 2023.

Rivernorth Capital Management reported no remaining CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant position as of Q1 2023 after selling out during the quarter.
Rivernorth Capital Management sold 48,050 CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant shares in Q1 2023, an estimated $485K.
Rivernorth Capital Management first reported a position in CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant in Q1 2021 and held it in 6 quarters.
Rivernorth Capital Management's CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant position peaked at $1.62M in Q3 2021.
4 funds tracked by Wall St. Rank held CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant as of Q1 2023.

Based on Rivernorth Capital Management's 13F filing for Q1 2023, filed 15 May 2023.