Rivernorth Capital Management’s CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third PCPL.U Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2020
Q3
Sell
-300,000
Closed -$3.18M 393
2020
Q2
$3.18M Buy
+300,000
New +$3.18M 0.18% 106