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RIG

RiverFront Investment Group Portfolio holdings

AUM $7.56B
1-Year Est. Return 23.82%
This Fund
S&P 500
This Quarter Est. Return
-0.44%
1 Year Est. Return
+23.82%
3 Year Est. Return
+57.07%
5 Year Est. Return
+53.98%
10 Year Est. Return
+166.13%
AUM
$3B
AUM Growth
-$1.96B
Cap. Flow
-$1.98B
Cap. Flow %
-65.9%
Top 10 Hldgs %
61.09%
Holding
146
New
2
Increased
3
Reduced
57
Closed
66

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$57.7M
2
RFCI icon
ALPS Dynamic Core Income ETF
RFCI
+$8.19M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.34M
4
RFDI icon
First Trust RiverFront Dynamic Developed International ETF
RFDI
+$1.08M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$630K

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$262M
2
BND icon
Vanguard Total Bond Market
BND
+$173M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$149M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$148M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$122M

Sector Composition

Rank Sector Weight
1 Technology 1.14%
2 Real Estate 0.65%
3 Industrials 0.53%
4 Healthcare 0.49%
5 Consumer Staples 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSLC icon
1
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.1B
$285M 9.49%
3,307,760
-2,948,499
-47% -$262M
IVV icon
2
iShares Core S&P 500 ETF
IVV
$878B
$277M 9.22%
641,960
-332,851
-34% -$148M
IEFA icon
3
iShares Core MSCI EAFE ETF
IEFA
$190B
$248M 8.25%
3,334,986
-1,962,166
-37% -$149M
BND icon
4
Vanguard Total Bond Market
BND
$157B
$235M 7.82%
2,745,030
-2,006,615
-42% -$173M
SPAB icon
5
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.76B
$216M 7.21%
7,248,840
-4,061,732
-36% -$122M
VCIT icon
6
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$150M 4.98%
1,583,921
-955,232
-38% -$91.2M
VCSH icon
7
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$136M 4.53%
1,650,500
-1,011,593
-38% -$83.6M
IYG icon
8
iShares US Financial Services ETF
IYG
$2.16B
$108M 3.6%
1,720,329
-1,306,641
-43% -$82M
XLK icon
9
State Street Technology Select Sector SPDR ETF
XLK
$115B
$90.3M 3.01%
1,210,120
-544,724
-31% -$42M
JEPI icon
10
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$89.3M 2.98%
1,497,998
+937,543
+167% +$57.7M
QQQ icon
11
Invesco QQQ Trust
QQQ
$453B
$86.2M 2.87%
240,872
-272,208
-53% -$100M
MBB icon
12
iShares MBS ETF
MBB
$38.9B
$67.8M 2.26%
626,688
-281,063
-31% -$30.5M
RFDA icon
13
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.1M
$67M 2.23%
1,559,634
-2,896
-0.2% -$129K
XLV icon
14
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$65M 2.17%
510,742
-259,497
-34% -$34.3M
RFCI icon
15
ALPS Dynamic Core Income ETF
RFCI
$15.4M
$61.3M 2.04%
2,412,440
+319,197
+15% +$8.19M
VGIT icon
16
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$60.5M 2.02%
896,002
-491,010
-35% -$33.5M
IEMG icon
17
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$59.2M 1.97%
958,709
-1,217,487
-56% -$77.5M
XLY icon
18
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$54.6M 1.82%
608,124
-288,258
-32% -$26.2M
IYW icon
19
iShares US Technology ETF
IYW
$23.6B
$50.8M 1.69%
501,812
-391,783
-44% -$40.9M
PAVE icon
20
Global X US Infrastructure Development ETF
PAVE
$13.9B
$42.5M 1.42%
1,673,125
-1,474,539
-47% -$38.9M
EFG icon
21
iShares MSCI EAFE Growth ETF
EFG
$16.6B
$37.5M 1.25%
352,519
-481,234
-58% -$53M
RFDI icon
22
First Trust RiverFront Dynamic Developed International ETF
RFDI
$165M
$36.1M 1.2%
521,323
+14,716
+3% +$1.08M
TLT icon
23
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$36M 1.2%
249,749
-202,646
-45% -$30.1M
EFV icon
24
iShares MSCI EAFE Value ETF
EFV
$28.8B
$30.1M 1%
591,635
-742,158
-56% -$38.5M
XLC icon
25
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$28.6M 0.95%
357,083
-154,817
-30% -$12.8M
1
2 3 4 5

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SP
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AMH
Apollo Management Holdings New York $7.6B AUM 23.97% 1-Year Est. Return
ASN
Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return
YAM
Yacktman Asset Management Austin, Texas $7.5B AUM 22.48% 1-Year Est. Return
JF
Jump Financial Chicago, Illinois $7.5B AUM 33.9% 1-Year Est. Return
CCM
Carronade Capital Management Darien, Connecticut $7.65B AUM 80.26% 1-Year Est. Return
MAM
Magellan Asset Management Sydney, Australia $7.71B AUM 11.08% 1-Year Est. Return
BFM
Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

RiverFront Investment Group's Q3 2021 Portfolio in Review

As of Q3 2021, RiverFront Investment Group held 146 positions worth $3B, down 40% from $4.96B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

RiverFront Investment Group withdrew a net $1.98B in Q3 2021, closing 66 positions and reducing 57 holdings. Its most notable exit was iShares US Consumer Staples ETF, an estimated $2.56M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 1.1% a quarter earlier, followed by Real Estate and Industrials.

Against the trend, RiverFront Investment Group opened a new position in Vanguard FTSE Developed Markets ETF worth $1.3M.

  • RiverFront Investment Group's largest Q3 2021 buy was Vanguard FTSE Developed Markets ETF: 25,682 shares worth $1.3M.
  • RiverFront Investment Group added most to JPMorgan Equity Premium Income ETF in Q3 2021, an estimated $57.7M increase.
  • RiverFront Investment Group's biggest Q3 2021 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $262M.
  • RiverFront Investment Group fully exited iShares US Consumer Staples ETF in Q3 2021, selling an estimated $2.56M.
  • RiverFront Investment Group's ten largest holdings make up 61% of its $3B portfolio in Q3 2021.
  • RiverFront Investment Group opened 2 new positions and closed 66 in Q3 2021.
  • RiverFront Investment Group's portfolio value fell 40% quarter-over-quarter to $3B.

Based on RiverFront Investment Group's 13F filing for Q3 2021, filed 2 Nov 2021.