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RIG

RiverFront Investment Group Portfolio holdings

AUM $7.56B
1-Year Est. Return 23.82%
This Fund
S&P 500
This Quarter Est. Return
-0.44%
1 Year Est. Return
+23.82%
3 Year Est. Return
+57.07%
5 Year Est. Return
+53.98%
10 Year Est. Return
+166.13%
AUM
$3B
AUM Growth
-$1.96B
Cap. Flow
-$1.98B
Cap. Flow %
-65.9%
Top 10 Hldgs %
61.09%
Holding
146
New
2
Increased
3
Reduced
57
Closed
66

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$57.7M
2
RFCI icon
ALPS Dynamic Core Income ETF
RFCI
+$8.19M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.34M
4
RFDI icon
First Trust RiverFront Dynamic Developed International ETF
RFDI
+$1.08M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$630K

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$262M
2
BND icon
Vanguard Total Bond Market
BND
+$173M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$149M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$148M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$122M

Sector Composition

Rank Sector Weight
1 Technology 1.14%
2 Real Estate 0.65%
3 Industrials 0.53%
4 Healthcare 0.49%
5 Consumer Staples 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
51
Northrop Grumman
NOC
$77.1B
$5.2M 0.17%
14,433
-15,813
-52% -$5.72M
CAT icon
52
Caterpillar
CAT
$375B
$4.82M 0.16%
25,131
-28,622
-53% -$5.96M
RFUN
53
DELISTED
RiverFront Dynamic Unconstrained Income
RFUN
$2.98M 0.1%
115,784
-160
-0.1% -$4.12K
RIGS icon
54
ALPS Strategic Income Fund
RIGS
$60.1M
$2.6M 0.09%
104,977
-233
-0.2% -$5.79K
SYK icon
55
Stryker
SYK
$125B
$2.43M 0.08%
9,200
– –
RFEU
56
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$1.91M 0.06%
26,203
– –
VEA icon
57
Vanguard FTSE Developed Markets ETF
VEA
$229B
$1.3M 0.04%
+25,682
New +$1.34M
EMXC icon
58
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.5B
$1.16M 0.04%
19,143
– –
ABT icon
59
Abbott
ABT
$183B
$1.15M 0.04%
9,752
– –
DIS icon
60
Walt Disney
DIS
$167B
$812K 0.03%
4,800
-42
-0.9% -$7.49K
IWF icon
61
iShares Russell 1000 Growth ETF
IWF
$121B
$703K 0.02%
10,256
– –
SPSB icon
62
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$663K 0.02%
21,204
-297,789
-93% -$9.31M
XLF icon
63
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$632K 0.02%
+16,836
New +$630K
MCD icon
64
McDonald's
MCD
$192B
$581K 0.02%
2,410
-25
-1% -$5.97K
IWD icon
65
iShares Russell 1000 Value ETF
IWD
$82.2B
$571K 0.02%
3,647
– –
VYM icon
66
Vanguard High Dividend Yield ETF
VYM
$80.9B
$504K 0.02%
4,874
– –
EEM icon
67
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$458K 0.02%
9,093
– –
VMBS icon
68
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$457K 0.02%
8,571
-129,610
-94% -$6.93M
BA icon
69
Boeing
BA
$171B
$440K 0.01%
2,000
– –
JMUB icon
70
JPMorgan Municipal ETF
JMUB
$8.3B
$429K 0.01%
7,812
– –
HMOP icon
71
Hartford Municipal Opportunities ETF
HMOP
$777M
$428K 0.01%
10,246
– –
PEP icon
72
PepsiCo
PEP
$190B
$361K 0.01%
2,400
-55
-2% -$8.51K
KO icon
73
Coca-Cola
KO
$377B
$254K 0.01%
4,841
-109
-2% -$6.08K
JPM icon
74
JPMorgan Chase
JPM
$935B
$246K 0.01%
1,500
– –
HBAN icon
75
Huntington Bancshares
HBAN
$34.4B
$212K 0.01%
13,710
– –
1 2
3
4 5

Similar funds

SP
SIH Partners Wilmington, Delaware $7.58B AUM 5.28% 1-Year Est. Return
AMH
Apollo Management Holdings New York $7.6B AUM 23.97% 1-Year Est. Return
ASN
Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return
YAM
Yacktman Asset Management Austin, Texas $7.5B AUM 22.48% 1-Year Est. Return
JF
Jump Financial Chicago, Illinois $7.5B AUM 33.9% 1-Year Est. Return
CCM
Carronade Capital Management Darien, Connecticut $7.65B AUM 80.26% 1-Year Est. Return
MAM
Magellan Asset Management Sydney, Australia $7.71B AUM 11.08% 1-Year Est. Return
BFM
Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

RiverFront Investment Group's Q3 2021 Portfolio in Review

As of Q3 2021, RiverFront Investment Group held 146 positions worth $3B, down 40% from $4.96B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

RiverFront Investment Group withdrew a net $1.98B in Q3 2021, closing 66 positions and reducing 57 holdings. Its most notable exit was iShares US Consumer Staples ETF, an estimated $2.56M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 1.1% a quarter earlier, followed by Real Estate and Industrials.

Against the trend, RiverFront Investment Group opened a new position in Vanguard FTSE Developed Markets ETF worth $1.3M.

  • RiverFront Investment Group's largest Q3 2021 buy was Vanguard FTSE Developed Markets ETF: 25,682 shares worth $1.3M.
  • RiverFront Investment Group added most to JPMorgan Equity Premium Income ETF in Q3 2021, an estimated $57.7M increase.
  • RiverFront Investment Group's biggest Q3 2021 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $262M.
  • RiverFront Investment Group fully exited iShares US Consumer Staples ETF in Q3 2021, selling an estimated $2.56M.
  • RiverFront Investment Group's ten largest holdings make up 61% of its $3B portfolio in Q3 2021.
  • RiverFront Investment Group opened 2 new positions and closed 66 in Q3 2021.
  • RiverFront Investment Group's portfolio value fell 40% quarter-over-quarter to $3B.

Based on RiverFront Investment Group's 13F filing for Q3 2021, filed 2 Nov 2021.