We are live on ! Find out more
RIG

RiverFront Investment Group Portfolio holdings

AUM $7.56B
1-Year Est. Return 23.82%
This Fund
S&P 500
This Quarter Est. Return
+3.85%
1 Year Est. Return
+23.82%
3 Year Est. Return
+57.07%
5 Year Est. Return
+53.98%
10 Year Est. Return
+166.13%
AUM
$3.75B
AUM Growth
-$23.2M
Cap. Flow
-$124M
Cap. Flow %
-3.32%
Top 10 Hldgs %
51.72%
Holding
69
New
17
Increased
5
Reduced
41
Closed
6

Top Buys

Rank Stock Value
1
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$178M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$136M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$96.8M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$84.5M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$82.8M

Top Sells

Rank Stock Value
1
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$187M
2
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$161M
3
VOX icon
Vanguard Communication Services ETF
VOX
+$90.4M
4
XHS icon
State Street SPDR S&P Health Care Services ETF
XHS
+$78.7M
5
DXJR
WisdomTree Japan Hedged Real Estate Fund
DXJR
+$60.6M

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.41%
2 Communication Services 0.59%
3 Technology 0.51%
4 Consumer Staples 0.48%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLFS
51
DELISTED
Financial Services Select Sector SPDR Fund
XLFS
$1.33M 0.04%
+43,695
New +$1.32M
RFDA icon
52
ALPS Dynamic US Dividend Advantage ETF
RFDA
$81.9M
$890K 0.02%
+34,276
New +$887K
RFFC icon
53
ALPS Active Equity Opportunity ETF
RFFC
$32.2M
$890K 0.02%
+34,345
New +$892K
RFCI icon
54
ALPS Dynamic Core Income ETF
RFCI
$14.1M
$729K 0.02%
+28,928
New +$730K
EZU icon
55
iShare MSCI Eurozone ETF
EZU
$9.61B
$688K 0.02%
19,935
-476
-2% -$16K
RFEU
56
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$401K 0.01%
+7,701
New +$395K
DBEF icon
57
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.19B
$387K 0.01%
14,683
-284,012
-95% -$7.36M
RFUN
58
DELISTED
RiverFront Dynamic Unconstrained Income
RFUN
$357K 0.01%
+13,799
New +$356K
TLH icon
59
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$325K 0.01%
2,245
-1,284,726
-100% -$187M
AFDM
60
First Trust Exchange-Traded Fund III First Trust Active Factor International ETF
AFDM
$165M
$251K 0.01%
+4,773
New +$247K
AFEM
61
First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF
AFEM
$81.9M
$233K 0.01%
+4,106
New +$231K
TLT icon
62
iShares 20+ Year Treasury Bond ETF
TLT
$46.4B
$224K 0.01%
+1,630
New +$226K
EWC icon
63
iShares MSCI Canada ETF
EWC
$6.82B
$211K 0.01%
8,215
-179
-2% -$4.54K
CAT icon
64
Caterpillar
CAT
$360B
– –
-246,581
Closed -$18.7M
ITB icon
65
iShares US Home Construction ETF
ITB
$2.14B
– –
-1,633,462
Closed -$45.2M
XHS icon
66
State Street SPDR S&P Health Care Services ETF
XHS
$225M
– –
-1,374,403
Closed -$78.7M
ZROZ icon
67
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.61B
– –
-1,184,815
Closed -$161M
BSCN
68
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
– –
-1,241,832
Closed -$26.4M
DXJR
69
DELISTED
WisdomTree Japan Hedged Real Estate Fund
DXJR
– –
-2,487,425
Closed -$60.6M
1 2
3

Similar funds

TAM
Tocqueville Asset Management New York $7.56B AUM 44.87% 1-Year Est. Return
HPC
HM Payson & Co Portland, Maine $7.54B AUM 31.34% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $7.59B AUM 23.44% 1-Year Est. Return
O
Ossiam Paris, France $7.54B AUM 50.81% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return
BFM
Boothbay Fund Management New York $7.6B AUM 109.3% 1-Year Est. Return
CCM
Check Capital Management Costa Mesa, California $7.52B AUM 15.3% 1-Year Est. Return
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.61B AUM 16.44% 1-Year Est. Return

RiverFront Investment Group's Q3 2016 Portfolio in Review

As of Q3 2016, RiverFront Investment Group held 69 positions worth $3.75B, down 0.62% from $3.77B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

RiverFront Investment Group withdrew a net $124M in Q3 2016, closing 6 positions and reducing 41 holdings. Its most notable exit was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund, an estimated $161M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, up from 98% a quarter earlier, followed by Communication Services and Technology.

Against the trend, RiverFront Investment Group opened a new position in Goldman Sachs ActiveBeta US Large Cap Equity ETF worth $136M.

  • RiverFront Investment Group's largest Q3 2016 buy was Goldman Sachs ActiveBeta US Large Cap Equity ETF: 3,121,217 shares worth $136M.
  • RiverFront Investment Group added most to iShares Core MSCI Emerging Markets ETF in Q3 2016, an estimated $178M increase.
  • RiverFront Investment Group's biggest Q3 2016 reduction was iShares 10-20 Year Treasury Bond ETF, cutting an estimated $187M.
  • RiverFront Investment Group fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2016, selling an estimated $161M.
  • RiverFront Investment Group's ten largest holdings make up 52% of its $3.75B portfolio in Q3 2016.
  • RiverFront Investment Group opened 17 new positions and closed 6 in Q3 2016.
  • RiverFront Investment Group's portfolio value fell 0.62% quarter-over-quarter to $3.75B.

Based on RiverFront Investment Group's 13F filing for Q3 2016, filed 1 Nov 2016.