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RIG

RiverFront Investment Group Portfolio holdings

AUM $7.56B
1-Year Est. Return 23.82%
This Fund
S&P 500
This Quarter Est. Return
-0.44%
1 Year Est. Return
+23.82%
3 Year Est. Return
+57.07%
5 Year Est. Return
+53.98%
10 Year Est. Return
+166.13%
AUM
$3B
AUM Growth
-$1.96B
Cap. Flow
-$1.98B
Cap. Flow %
-65.9%
Top 10 Hldgs %
61.09%
Holding
146
New
2
Increased
3
Reduced
57
Closed
66

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$57.7M
2
RFCI icon
ALPS Dynamic Core Income ETF
RFCI
+$8.19M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.34M
4
RFDI icon
First Trust RiverFront Dynamic Developed International ETF
RFDI
+$1.08M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$630K

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$262M
2
BND icon
Vanguard Total Bond Market
BND
+$173M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$149M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$148M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$122M

Sector Composition

Rank Sector Weight
1 Technology 1.14%
2 Real Estate 0.65%
3 Industrials 0.53%
4 Healthcare 0.49%
5 Consumer Staples 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RFFC icon
26
ALPS Active Equity Opportunity ETF
RFFC
$30M
$24.4M 0.81%
553,269
-147,543
-21% -$6.72M
MSFT icon
27
Microsoft
MSFT
$3.45T
$22.5M 0.75%
79,792
-43,139
-35% -$12.6M
XLI icon
28
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$22.4M 0.75%
229,012
-414,009
-64% -$42.5M
XLP icon
29
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$20.7M 0.69%
300,474
-131,473
-30% -$9.37M
DGRO icon
30
iShares Core Dividend Growth ETF
DGRO
$42.7B
$19.7M 0.66%
391,472
-169,073
-30% -$8.76M
PLD icon
31
Prologis
PLD
$135B
$19.6M 0.65%
156,201
-107,781
-41% -$14M
VCLT icon
32
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$18.9M 0.63%
178,556
-97,671
-35% -$10.6M
XLB icon
33
State Street Materials Select Sector SPDR ETF
XLB
$8.5B
$17.5M 0.58%
442,966
-194,496
-31% -$8.09M
VOX icon
34
Vanguard Communication Services ETF
VOX
$5.59B
$17.3M 0.58%
122,846
-62,961
-34% -$9.15M
TLH icon
35
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$16.2M 0.54%
110,460
-70,687
-39% -$10.7M
XLE icon
36
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$16M 0.53%
615,234
-315,616
-34% -$7.82M
IEUR icon
37
iShares Core MSCI Europe ETF
IEUR
$8.97B
$15.3M 0.51%
273,311
-431,186
-61% -$25.1M
ANGL icon
38
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$15.2M 0.51%
461,300
-787,601
-63% -$26.1M
IHI icon
39
iShares US Medical Devices ETF
IHI
$3.13B
$12M 0.4%
191,899
-235,373
-55% -$15M
AAPL icon
40
Apple
AAPL
$4.54T
$11.8M 0.39%
83,145
-35,135
-30% -$5.17M
IGV icon
41
iShares Expanded Tech-Software Sector ETF
IGV
$12.7B
$11.6M 0.39%
145,820
-247,665
-63% -$20.2M
TGT icon
42
Target
TGT
$65.6B
$10.5M 0.35%
46,029
-51,454
-53% -$12.9M
FIXD icon
43
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$10.5M 0.35%
195,994
-390,981
-67% -$21.1M
RFEM icon
44
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$78.3M
$9.43M 0.31%
140,278
-14,744
-10% -$1.05M
IVE icon
45
iShares S&P 500 Value ETF
IVE
$49B
$8.14M 0.27%
55,998
-68,986
-55% -$10.3M
SBUX icon
46
Starbucks
SBUX
$120B
$7.08M 0.24%
64,196
-70,507
-52% -$8.26M
SPHB icon
47
Invesco S&P 500 High Beta ETF
SPHB
$971M
$6.25M 0.21%
85,429
-319,631
-79% -$23.5M
UNH icon
48
UnitedHealth
UNH
$376B
$5.8M 0.19%
14,856
-15,746
-51% -$6.52M
GE icon
49
GE Aerospace
GE
$374B
$5.51M 0.18%
85,852
-93,771
-52% -$6.03M
BSX icon
50
Boston Scientific
BSX
$69.5B
$5.28M 0.18%
121,701
-128,341
-51% -$5.68M
1
2
3 4 5

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AMH
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ASN
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YAM
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JF
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BFM
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RiverFront Investment Group's Q3 2021 Portfolio in Review

As of Q3 2021, RiverFront Investment Group held 146 positions worth $3B, down 40% from $4.96B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

RiverFront Investment Group withdrew a net $1.98B in Q3 2021, closing 66 positions and reducing 57 holdings. Its most notable exit was iShares US Consumer Staples ETF, an estimated $2.56M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 1.1% a quarter earlier, followed by Real Estate and Industrials.

Against the trend, RiverFront Investment Group opened a new position in Vanguard FTSE Developed Markets ETF worth $1.3M.

  • RiverFront Investment Group's largest Q3 2021 buy was Vanguard FTSE Developed Markets ETF: 25,682 shares worth $1.3M.
  • RiverFront Investment Group added most to JPMorgan Equity Premium Income ETF in Q3 2021, an estimated $57.7M increase.
  • RiverFront Investment Group's biggest Q3 2021 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $262M.
  • RiverFront Investment Group fully exited iShares US Consumer Staples ETF in Q3 2021, selling an estimated $2.56M.
  • RiverFront Investment Group's ten largest holdings make up 61% of its $3B portfolio in Q3 2021.
  • RiverFront Investment Group opened 2 new positions and closed 66 in Q3 2021.
  • RiverFront Investment Group's portfolio value fell 40% quarter-over-quarter to $3B.

Based on RiverFront Investment Group's 13F filing for Q3 2021, filed 2 Nov 2021.