RiverFront Investment Group’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

RiverFront Investment Group’s Portfolio SPSM Stock Details SPSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-4,618	Closed	-$214K	–	357
2025 Q3	$214K	Buy	+4,618	New	+$207K	﹤0.01%	301
2025 Q2	–	Sell	-47,279	Closed	-$1.93M	–	327
2025 Q1	$1.93M	Buy	47,279 +24,994	+112%	+$1.1M	0.04%	105
2024 Q4	$1M	Sell	22,285 -15,563	-41%	-$724K	0.02%	121
2024 Q3	$1.72M	Buy	+37,848	New	+$1.66M	0.04%	86

Other funds holding SPSM

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Financial Engines Advisors Santa Clara, California $56.3B AUM 17.83% 1-Year Est. Return

Betterment LLC New York $59.1B AUM 18.41% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Charles Schwab San Francisco, California $751B AUM 38.74% 1-Year Est. Return

Valmark Advisers Akron, Ohio $9.42B AUM 17.63% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

CCWA

CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.61B AUM 16.44% 1-Year Est. Return

RiverFront Investment Group's SPSM Position: Q4 2025 in Review

RiverFront Investment Group sold out of State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) in Q4 2025, closing a stake of 4,618 shares — an estimated $214K sold.

RiverFront Investment Group first reported a position in SPSM in Q3 2024 and held it in 4 quarters. The position peaked at $1.93M in Q1 2025. 982 funds tracked by Wall St. Rank hold SPSM as of Q4 2025.

RiverFront Investment Group reported no remaining State Street SPDR Portfolio S&P 600 Small Cap ETF position as of Q4 2025 after selling out during the quarter.
RiverFront Investment Group sold 4,618 State Street SPDR Portfolio S&P 600 Small Cap ETF shares in Q4 2025, an estimated $214K.
RiverFront Investment Group first reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF in Q3 2024 and held it in 4 quarters.
RiverFront Investment Group's State Street SPDR Portfolio S&P 600 Small Cap ETF position peaked at $1.93M in Q1 2025.
982 funds tracked by Wall St. Rank held State Street SPDR Portfolio S&P 600 Small Cap ETF as of Q4 2025.

Based on RiverFront Investment Group's 13F filing for Q4 2025, filed 5 Feb 2026.