River Road Asset Management’s UBS Group UBS Stock Holding History

River Road Asset Management’s Portfolio UBS Stock Details UBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-13,114	Closed	-$206K	–	181
2018 Q3	$206K	Sell	13,114 -830	-6%	-$13K	﹤0.01%	162
2018 Q2	$214K	Hold	13,944	–	–	﹤0.01%	163
2018 Q1	$246K	Sell	13,944 -1,061	-7%	-$20.2K	0.01%	160
2017 Q4	$276K	Buy	15,005 +1,893	+14%	+$32.9K	0.01%	153
2017 Q3	$225K	Buy	+13,112	New	+$224K	﹤0.01%	159

Other funds holding UBS

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Zurich Cantonal Bank Zurich, Switzerland $46B AUM 27.59% 1-Year Est. Return

River Road Asset Management's UBS Position: Q4 2018 in Review

River Road Asset Management sold out of UBS Group (UBS) in Q4 2018, closing a stake of 13,114 shares — an estimated $206K sold.

River Road Asset Management first reported a position in UBS in Q3 2017 and held it in 5 quarters. The position peaked at $276K in Q4 2017. 315 funds tracked by Wall St. Rank hold UBS as of Q4 2018.

River Road Asset Management reported no remaining UBS Group position as of Q4 2018 after selling out during the quarter.
River Road Asset Management sold 13,114 UBS Group shares in Q4 2018, an estimated $206K.
River Road Asset Management first reported a position in UBS Group in Q3 2017 and held it in 5 quarters.
River Road Asset Management's UBS Group position peaked at $276K in Q4 2017.
315 funds tracked by Wall St. Rank held UBS Group as of Q4 2018.

Based on River Road Asset Management's 13F filing for Q4 2018, filed 6 Feb 2019.