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RGI
River Global Investors Portfolio holdings
AUM
$515M
1-Year Est. Return
24.86%
This Fund
S&P 500
This Quarter
Est. Return
+10.27%
1 Year Est. Return
+24.86%
3 Year Est. Return
+49.68%
5 Year Est. Return
+134.95%
10 Year Est. Return
–
AUM
$445M
AUM Growth
-$173M
(-28%)
Cap. Flow
-$214M
Cap. Flow
% of AUM
-48.12%
Top 10 Holdings %
Top 10 Hldgs %
55.05%
Holding
88
New
14
Increased
15
Reduced
42
Closed
11
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Capital One
COF
|
+$23.2M |
| 2 |
CLR
CONTINENTAL RESOURCES INC.
CLR
|
+$12.6M |
| 3 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$11.3M |
| 4 |
Citigroup
C
|
+$9.21M |
| 5 |
Amgen
AMGN
|
+$7.89M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FNFG
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
|
+$32.5M |
| 2 |
Pfizer
PFE
|
+$28.3M |
| 3 |
MJN
Mead Johnson Nutrition Company
MJN
|
+$27.9M |
| 4 |
TWX
Time Warner Inc
TWX
|
+$21M |
| 5 |
RTX Corp
RTX
|
+$19.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 22.63% |
| 2 | Technology | 16.24% |
| 3 | Consumer Discretionary | 9.67% |
| 4 | Communication Services | 9.04% |
| 5 | Industrials | 8.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Qualcomm
QCOM
$159B
| $29M | 6.51% |
430,204
-23,195
| -5% | -$1.52M |
|
|
VAR
2
DELISTED
Varian Medical Systems, Inc.
VAR
| $25.4M | 5.72% |
388,117
-190,694
| -33% | -$12.1M |
|
|
3
Citigroup
C
$222B
| $25.2M | 5.66% |
518,818
+182,085
| +54% | +$9.21M |
|
4
EQT Corp
EQT
$33B
| $25M | 5.63% |
518,133
-121,182
| -19% | -$5.62M |
|
|
5
Amgen
AMGN
$209B
| $24.2M | 5.44% |
216,033
+72,728
| +51% | +$7.89M |
|
|
6
Capital One
COF
$129B
| $23.7M | 5.32% |
+344,272
| New | +$23.2M |
|
|
EMC
7
DELISTED
EMC CORPORATION
EMC
| $23.4M | 5.26% |
915,182
-221,646
| -19% | -$5.76M |
|
8
Tapestry
TPR
$30.8B
| $23.2M | 5.21% |
425,185
+12,996
| +3% | +$716K |
|
9
Alphabet (Google) Class C
GOOG
$4.08T
| $23M | 5.16% |
1,052,089
-706,920
| -40% | -$15.6M |
|
10
American Express
AXP
$228B
| $22.9M | 5.14% |
302,584
-69,365
| -19% | -$5.22M |
|
11
Air Products & Chemicals
APD
$66.8B
| $18M | 4.04% |
182,230
-151,064
| -45% | -$14.4M |
|
|
CLR
12
DELISTED
CONTINENTAL RESOURCES INC.
CLR
| $15.7M | 3.52% |
292,240
+262,240
| +874% | +$12.6M |
|
13
Xylem
XYL
$27.3B
| $12.9M | 2.91% |
463,049
-572,162
| -55% | -$15.3M |
|
|
14
RTX Corp
RTX
$289B
| $12.1M | 2.73% |
179,001
-297,585
| -62% | -$19.5M |
|
15
Kirby Corp
KEX
$7.08B
| $12M | 2.7% |
138,755
-42,832
| -24% | -$3.59M |
|
|
TFCFA
16
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
| $12M | 2.7% |
+358,456
| New | +$11.3M |
|
|
HOT
17
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
| $11.5M | 2.58% |
172,891
-148,189
| -46% | -$9.81M |
|
18
Apple
AAPL
$4.9T
| $11.4M | 2.56% |
669,228
-1,163,792
| -63% | -$19.3M |
|
19
Invesco
IVZ
$13B
| $11.1M | 2.5% |
349,142
-355,321
| -50% | -$11.3M |
|
20
eBay
EBAY
$50.4B
| $11M | 2.47% |
468,013
+14,256
| +3% | +$320K |
|
21
Southern Copper
SCCO
$145B
| $10.9M | 2.46% |
433,431
+25,791
| +6% | +$667K |
|
|
ITG
22
DELISTED
Investment Technology Group Inc
ITG
| $7.72M | 1.74% |
491,202
| – | – |
|
23
Meta Platforms (Facebook)
META
$1.37T
| $2.64M | 0.59% |
52,553
-37,000
| -41% | -$1.38M |
|
24
Bank of America
BAC
$433B
| $2.63M | 0.59% |
190,700
-6,300
| -3% | -$89.9K |
|
25
Artisan Partners
APAM
$2.82B
| $2.26M | 0.51% |
43,243
-398
| -0.9% | -$20.4K |
|
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River Global Investors's Q3 2013 Portfolio in Review
As of Q3 2013, River Global Investors held 88 positions worth $445M, down 28% from $618M the previous quarter. Its ten largest holdings account for 55% of the portfolio.
River Global Investors withdrew a net $214M in Q3 2013, closing 11 positions and reducing 42 holdings. Its most notable exit was FIRST NIAGARA FINANCIAL GROUP INC, an estimated $32.5M position sold in full.
By sector, the portfolio is most concentrated in Financials at 23% of assets, up from 16% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, River Global Investors opened a new position in Capital One worth $23.7M.
- River Global Investors's largest Q3 2013 buy was Capital One: 344,272 shares worth $23.7M.
- River Global Investors added most to CONTINENTAL RESOURCES INC. in Q3 2013, an estimated $12.6M increase.
- River Global Investors's biggest Q3 2013 reduction was Pfizer, cutting an estimated $28.3M.
- River Global Investors fully exited FIRST NIAGARA FINANCIAL GROUP INC in Q3 2013, selling an estimated $32.5M.
- River Global Investors's ten largest holdings make up 55% of its $445M portfolio in Q3 2013.
- River Global Investors opened 14 new positions and closed 11 in Q3 2013.
- River Global Investors's portfolio value fell 28% quarter-over-quarter to $445M.
Based on River Global Investors's 13F filing for Q3 2013, filed 7 Oct 2013.