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RGI

River Global Investors Portfolio holdings

AUM $515M
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+10.27%
1 Year Est. Return
+24.86%
3 Year Est. Return
+49.68%
5 Year Est. Return
+134.95%
10 Year Est. Return
–
AUM
$445M
AUM Growth
-$173M
Cap. Flow
-$214M
Cap. Flow %
-48.12%
Top 10 Hldgs %
55.05%
Holding
88
New
14
Increased
15
Reduced
42
Closed
11

Top Buys

Rank Stock Value
1
COF icon
Capital One
COF
+$23.2M
2
CLR
CONTINENTAL RESOURCES INC.
CLR
+$12.6M
3
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$11.3M
4
C icon
Citigroup
C
+$9.21M
5
AMGN icon
Amgen
AMGN
+$7.89M

Top Sells

Rank Stock Value
1
FNFG
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
+$32.5M
2
PFE icon
Pfizer
PFE
+$28.3M
3
MJN
Mead Johnson Nutrition Company
MJN
+$27.9M
4
TWX
Time Warner Inc
TWX
+$21M
5
RTX icon
RTX Corp
RTX
+$19.5M

Sector Composition

Rank Sector Weight
1 Financials 24.36%
2 Technology 16.24%
3 Healthcare 11.52%
4 Consumer Discretionary 9.67%
5 Energy 9.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
1
Qualcomm
QCOM
$201B
$29M 6.51%
430,204
-23,195
-5% -$1.52M
VAR
2
DELISTED
Varian Medical Systems, Inc.
VAR
$25.4M 5.72%
388,117
-190,694
-33% -$12.1M
C icon
3
Citigroup
C
$232B
$25.2M 5.66%
518,818
+182,085
+54% +$9.21M
EQT icon
4
EQT Corp
EQT
$33.3B
$25M 5.63%
518,133
-121,182
-19% -$5.62M
AMGN icon
5
Amgen
AMGN
$204B
$24.2M 5.44%
216,033
+72,728
+51% +$7.89M
COF icon
6
Capital One
COF
$128B
$23.7M 5.32%
+344,272
New +$23.2M
EMC
7
DELISTED
EMC CORPORATION
EMC
$23.4M 5.26%
915,182
-221,646
-19% -$5.76M
TPR icon
8
Tapestry
TPR
$23.3B
$23.2M 5.21%
425,185
+12,996
+3% +$716K
GOOG icon
9
Alphabet (Google) Class C
GOOG
$4.19T
$23M 5.16%
1,052,089
-706,920
-40% -$15.6M
AXP icon
10
American Express
AXP
$220B
$22.9M 5.14%
302,584
-69,365
-19% -$5.22M
APD icon
11
Air Products & Chemicals
APD
$64B
$18M 4.04%
182,230
-151,064
-45% -$14.4M
CLR
12
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$15.7M 3.52%
292,240
+262,240
+874% +$12.6M
XYL icon
13
Xylem
XYL
$24.9B
$12.9M 2.91%
463,049
-572,162
-55% -$15.3M
RTX icon
14
RTX Corp
RTX
$261B
$12.1M 2.73%
179,001
-297,585
-62% -$19.5M
KEX icon
15
Kirby Corp
KEX
$7.35B
$12M 2.7%
138,755
-42,832
-24% -$3.59M
TFCFA
16
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$12M 2.7%
+358,456
New +$11.3M
HOT
17
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$11.5M 2.58%
172,891
-148,189
-46% -$9.81M
AAPL icon
18
Apple
AAPL
$4.83T
$11.4M 2.56%
669,228
-1,163,792
-63% -$19.3M
IVZ icon
19
Invesco
IVZ
$13.7B
$11.1M 2.5%
349,142
-355,321
-50% -$11.3M
EBAY icon
20
eBay
EBAY
$48B
$11M 2.47%
468,013
+14,256
+3% +$320K
SCCO icon
21
Southern Copper
SCCO
$160B
$10.9M 2.46%
438,632
+26,100
+6% +$667K
ITG
22
DELISTED
Investment Technology Group Inc
ITG
$7.72M 1.74%
491,202
– –
META icon
23
Meta Platforms (Facebook)
META
$1.71T
$2.64M 0.59%
52,553
-37,000
-41% -$1.38M
BAC icon
24
Bank of America
BAC
$417B
$2.63M 0.59%
190,700
-6,300
-3% -$89.9K
APAM icon
25
Artisan Partners
APAM
$2.65B
$2.26M 0.51%
43,243
-398
-0.9% -$20.4K
1
2 3 4

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River Global Investors's Q3 2013 Portfolio in Review

As of Q3 2013, River Global Investors held 88 positions worth $445M, down 28% from $618M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

River Global Investors withdrew a net $214M in Q3 2013, closing 11 positions and reducing 42 holdings. Its most notable exit was FIRST NIAGARA FINANCIAL GROUP INC, an estimated $32.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 24% of assets, up from 17% a quarter earlier, followed by Technology and Healthcare.

Against the trend, River Global Investors opened a new position in Capital One worth $23.7M.

  • River Global Investors's largest Q3 2013 buy was Capital One: 344,272 shares worth $23.7M.
  • River Global Investors added most to CONTINENTAL RESOURCES INC. in Q3 2013, an estimated $12.6M increase.
  • River Global Investors's biggest Q3 2013 reduction was Pfizer, cutting an estimated $28.3M.
  • River Global Investors fully exited FIRST NIAGARA FINANCIAL GROUP INC in Q3 2013, selling an estimated $32.5M.
  • River Global Investors's ten largest holdings make up 55% of its $445M portfolio in Q3 2013.
  • River Global Investors opened 14 new positions and closed 11 in Q3 2013.
  • River Global Investors's portfolio value fell 28% quarter-over-quarter to $445M.

Based on River Global Investors's 13F filing for Q3 2013, filed 7 Oct 2013.