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RGI

River Global Investors Portfolio holdings

AUM $515M
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+24.86%
3 Year Est. Return
+49.68%
5 Year Est. Return
+134.95%
10 Year Est. Return
–
AUM
$404M
AUM Growth
-$40.6M
Cap. Flow
-$78.5M
Cap. Flow %
-19.41%
Top 10 Hldgs %
66.96%
Holding
86
New
9
Increased
31
Reduced
21
Closed
17

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$21.8M
2
EBAY icon
eBay
EBAY
+$18.9M
3
SNCR
Synchronoss Technologies
SNCR
+$17.6M
4
APAM icon
Artisan Partners
APAM
+$17.1M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$10.4M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$23.4M
2
TPR icon
Tapestry
TPR
+$23.2M
3
COF icon
Capital One
COF
+$21.8M
4
APD icon
Air Products & Chemicals
APD
+$16.7M
5
XYL icon
Xylem
XYL
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 29.5%
2 Technology 18.39%
3 Communication Services 13.85%
4 Consumer Discretionary 10.04%
5 Healthcare 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
76
Pfizer
PFE
$145B
– –
-11,293
Closed -$307K
RF icon
77
Regions Financial
RF
$27.2B
– –
-84,600
Closed -$784K
SLB icon
78
SLB Ltd
SLB
$74.3B
– –
-1,883
Closed -$166K
TPR icon
79
Tapestry
TPR
$32B
– –
-425,185
Closed -$23.2M
AVTA
80
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-14,000
Closed -$321K
SINA
81
DELISTED
Sina Corp
SINA
– –
-7,250
Closed -$588K
EMC
82
DELISTED
EMC CORPORATION
EMC
– –
-915,182
Closed -$23.4M
CIS
83
DELISTED
CAMELOT INFORMATION SYSTEMS INC ADS (EA RSTG 4 ORD)
CIS
– –
-534,538
Closed -$1.01M
HOT
84
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-172,891
Closed -$11.5M
GKNT
85
DELISTED
GEEKNET INC COM NEW
GKNT
– –
-20,000
Closed -$337K
1 2 3
4

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River Global Investors's Q4 2013 Portfolio in Review

As of Q4 2013, River Global Investors held 86 positions worth $404M, down 9.1% from $445M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

River Global Investors withdrew a net $78.5M in Q4 2013, closing 17 positions and reducing 21 holdings. Its most notable exit was EMC CORPORATION, an estimated $23.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 23% a quarter earlier, followed by Technology and Communication Services.

Against the trend, River Global Investors opened a new position in Synchronoss Technologies worth $16.3M.

  • River Global Investors's largest Q4 2013 buy was Synchronoss Technologies: 58,216 shares worth $16.3M.
  • River Global Investors added most to Citigroup in Q4 2013, an estimated $21.8M increase.
  • River Global Investors's biggest Q4 2013 reduction was Capital One, cutting an estimated $21.8M.
  • River Global Investors fully exited EMC CORPORATION in Q4 2013, selling an estimated $23.4M.
  • River Global Investors's ten largest holdings make up 67% of its $404M portfolio in Q4 2013.
  • River Global Investors opened 9 new positions and closed 17 in Q4 2013.
  • River Global Investors's portfolio value fell 9.1% quarter-over-quarter to $404M.

Based on River Global Investors's 13F filing for Q4 2013, filed 3 Feb 2014.