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RGI

River Global Investors Portfolio holdings

AUM $515M
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+10.27%
1 Year Est. Return
+24.86%
3 Year Est. Return
+49.68%
5 Year Est. Return
+134.95%
10 Year Est. Return
–
AUM
$445M
AUM Growth
-$173M
Cap. Flow
-$214M
Cap. Flow %
-48.12%
Top 10 Hldgs %
55.05%
Holding
88
New
14
Increased
15
Reduced
42
Closed
11

Top Buys

Rank Stock Value
1
COF icon
Capital One
COF
+$23.2M
2
CLR
CONTINENTAL RESOURCES INC.
CLR
+$12.6M
3
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$11.3M
4
C icon
Citigroup
C
+$9.21M
5
AMGN icon
Amgen
AMGN
+$7.89M

Top Sells

Rank Stock Value
1
FNFG
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
+$32.5M
2
PFE icon
Pfizer
PFE
+$28.3M
3
MJN
Mead Johnson Nutrition Company
MJN
+$27.9M
4
TWX
Time Warner Inc
TWX
+$21M
5
RTX icon
RTX Corp
RTX
+$19.5M

Sector Composition

Rank Sector Weight
1 Financials 22.63%
2 Technology 16.24%
3 Consumer Discretionary 9.67%
4 Communication Services 9.04%
5 Industrials 8.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCSC
26
DELISTED
COUNTRY STYLE COOKING RESTAURANT CHAIN CO LTD ADS CAYMAN ISL
CCSC
$2.12M 0.48%
228,200
+77,200
+51% +$527K
USCR
27
DELISTED
U S Concrete, Inc.
USCR
$2.06M 0.46%
103,000
– –
HIG icon
28
Hartford Financial Services
HIG
$39.2B
$1.9M 0.43%
60,985
+39,985
+190% +$1.25M
INTC icon
29
Intel
INTC
$459B
$1.8M 0.4%
78,592
+64,592
+461% +$1.49M
YHOO
30
DELISTED
Yahoo Inc
YHOO
$1.69M 0.38%
50,882
-8,500
-14% -$240K
FSLR icon
31
First Solar
FSLR
$25B
$1.66M 0.37%
41,160
+8,750
+27% +$370K
BZH icon
32
Beazer Homes USA
BZH
$901M
$1.65M 0.37%
91,750
-7,500
-8% -$132K
MET icon
33
MetLife
MET
$62B
$1.65M 0.37%
39,382
-312,819
-89% -$13.5M
GNW icon
34
Genworth Financial
GNW
$3.76B
$1.55M 0.35%
121,085
-13,000
-10% -$163K
SFUN
35
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$1.5M 0.34%
2,900
-1,850
-39% -$712K
NSC icon
36
Norfolk Southern
NSC
$75.6B
$1.48M 0.33%
19,131
-9,525
-33% -$714K
GM icon
37
General Motors
GM
$79.3B
$1.41M 0.32%
39,220
-5,700
-13% -$204K
VMW
38
DELISTED
VMware, Inc
VMW
$1.37M 0.31%
+16,972
New +$1.37M
IPG
39
DELISTED
Interpublic Group of Companies
IPG
$1.24M 0.28%
72,411
-47,589
-40% -$767K
PFG icon
40
Principal Financial Group
PFG
$24.6B
$1.21M 0.27%
28,287
-11,713
-29% -$488K
H icon
41
Hyatt Hotels
H
$16.2B
$1.17M 0.26%
27,154
-19,346
-42% -$849K
CIS
42
DELISTED
CAMELOT INFORMATION SYSTEMS INC ADS (EA RSTG 4 ORD)
CIS
$1.01M 0.23%
534,538
-100,000
-16% -$177K
WFC icon
43
Wells Fargo
WFC
$266B
$971K 0.22%
23,500
-20,543
-47% -$877K
CAR icon
44
Avis
CAR
$4.91B
$923K 0.21%
32,000
-4,000
-11% -$120K
CPAC
45
Cementos Pacasmayo
CPAC
$1.02B
$898K 0.2%
61,127
+7,137
+13% +$111K
WX
46
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$835K 0.19%
30,500
-6,500
-18% -$154K
MGM icon
47
MGM Resorts International
MGM
$11.4B
$797K 0.18%
39,000
-3,000
-7% -$52.2K
RF icon
48
Regions Financial
RF
$26.9B
$784K 0.18%
84,600
+59,600
+238% +$584K
BIDU icon
49
Baidu
BIDU
$38.3B
$775K 0.17%
+5,000
New +$645K
ETFC
50
DELISTED
E*Trade Financial Corporation
ETFC
$717K 0.16%
43,500
+16,500
+61% +$246K
1
2
3 4

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River Global Investors's Q3 2013 Portfolio in Review

As of Q3 2013, River Global Investors held 88 positions worth $445M, down 28% from $618M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

River Global Investors withdrew a net $214M in Q3 2013, closing 11 positions and reducing 42 holdings. Its most notable exit was FIRST NIAGARA FINANCIAL GROUP INC, an estimated $32.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 23% of assets, up from 16% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, River Global Investors opened a new position in Capital One worth $23.7M.

  • River Global Investors's largest Q3 2013 buy was Capital One: 344,272 shares worth $23.7M.
  • River Global Investors added most to CONTINENTAL RESOURCES INC. in Q3 2013, an estimated $12.6M increase.
  • River Global Investors's biggest Q3 2013 reduction was Pfizer, cutting an estimated $28.3M.
  • River Global Investors fully exited FIRST NIAGARA FINANCIAL GROUP INC in Q3 2013, selling an estimated $32.5M.
  • River Global Investors's ten largest holdings make up 55% of its $445M portfolio in Q3 2013.
  • River Global Investors opened 14 new positions and closed 11 in Q3 2013.
  • River Global Investors's portfolio value fell 28% quarter-over-quarter to $445M.

Based on River Global Investors's 13F filing for Q3 2013, filed 7 Oct 2013.