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RPSA

Richard P. Slaughter Associates Portfolio holdings

AUM $510M
1-Year Est. Return 21.97%
This Fund
S&P 500
This Quarter Est. Return
+6.71%
1 Year Est. Return
+21.97%
3 Year Est. Return
+50.98%
5 Year Est. Return
+38.22%
10 Year Est. Return
–
AUM
$464M
AUM Growth
-$26.3M
Cap. Flow
-$54.6M
Cap. Flow %
-11.77%
Top 10 Hldgs %
63.06%
Holding
128
New
12
Increased
7
Reduced
80
Closed
19

Top Buys

Rank Stock Value
1
PBSE
PGIM US Large-Cap Buffer 20 ETF - September
PBSE
+$12M
2
AIQ icon
Global X Artificial Intelligence & Technology ETF
AIQ
+$10.7M
3
GRID
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
+$6.91M
4
CSHI icon
NEOS Enhanced Income 1-3 Month T-Bill ETF
CSHI
+$4.05M
5
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$3.9M

Top Sells

Rank Stock Value
1
UDEC
Innovator US Equity Ultra Buffer ETF December
UDEC
+$13.8M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$10M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$8.9M
4
FMDE icon
Fidelity Enhanced Mid Cap Core ETF
FMDE
+$8.83M
5
XTEN icon
BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF
XTEN
+$3.08M

Sector Composition

Rank Sector Weight
1 Technology 8.86%
2 Communication Services 2.37%
3 Consumer Discretionary 1.9%
4 Financials 1.9%
5 Healthcare 0.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QFLR icon
126
Innovator Nasdaq-100 Managed Floor ETF
QFLR
$525M
– –
-25,209
Closed -$752K
SPAB icon
127
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.91B
– –
-83,278
Closed -$2.13M
UNH icon
128
UnitedHealth
UNH
$371B
– –
-2,824
Closed -$881K
2 3 4 5
6

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PP
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HIM
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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
WMG
WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return
AGC
Aspen Grove Capital Avon, Colorado $514M AUM 21.8% 1-Year Est. Return

Richard P. Slaughter Associates's Q3 2025 Portfolio in Review

As of Q3 2025, Richard P. Slaughter Associates held 128 positions worth $464M, down 5.4% from $491M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Richard P. Slaughter Associates withdrew a net $54.6M in Q3 2025, closing 19 positions and reducing 80 holdings. Its most notable exit was State Street SPDR Portfolio Aggregate Bond ETF, an estimated $2.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 8.7% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Richard P. Slaughter Associates opened a new position in PGIM US Large-Cap Buffer 20 ETF - September worth $12.3M.

  • Richard P. Slaughter Associates's largest Q3 2025 buy was PGIM US Large-Cap Buffer 20 ETF - September: 423,947 shares worth $12.3M.
  • Richard P. Slaughter Associates added most to NEOS Enhanced Income 1-3 Month T-Bill ETF in Q3 2025, an estimated $4.05M increase.
  • Richard P. Slaughter Associates's biggest Q3 2025 reduction was Innovator US Equity Ultra Buffer ETF December, cutting an estimated $13.8M.
  • Richard P. Slaughter Associates fully exited State Street SPDR Portfolio Aggregate Bond ETF in Q3 2025, selling an estimated $2.13M.
  • Richard P. Slaughter Associates's ten largest holdings make up 63% of its $464M portfolio in Q3 2025.
  • Richard P. Slaughter Associates opened 12 new positions and closed 19 in Q3 2025.
  • Richard P. Slaughter Associates's portfolio value fell 5.4% quarter-over-quarter to $464M.

Based on Richard P. Slaughter Associates's 13F filing for Q3 2025, filed 9 Oct 2025.