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RPSA

Richard P. Slaughter Associates Portfolio holdings

AUM $510M
1-Year Est. Return 21.97%
This Fund
S&P 500
This Quarter Est. Return
+6.71%
1 Year Est. Return
+21.97%
3 Year Est. Return
+50.98%
5 Year Est. Return
+38.22%
10 Year Est. Return
–
AUM
$464M
AUM Growth
-$26.3M
Cap. Flow
-$54.6M
Cap. Flow %
-11.77%
Top 10 Hldgs %
63.06%
Holding
128
New
12
Increased
7
Reduced
80
Closed
19

Top Buys

Rank Stock Value
1
PBSE
PGIM US Large-Cap Buffer 20 ETF - September
PBSE
+$12M
2
AIQ icon
Global X Artificial Intelligence & Technology ETF
AIQ
+$10.7M
3
GRID
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
+$6.91M
4
CSHI icon
NEOS Enhanced Income 1-3 Month T-Bill ETF
CSHI
+$4.05M
5
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$3.9M

Top Sells

Rank Stock Value
1
UDEC
Innovator US Equity Ultra Buffer ETF December
UDEC
+$13.8M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$10M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$8.9M
4
FMDE icon
Fidelity Enhanced Mid Cap Core ETF
FMDE
+$8.83M
5
XTEN icon
BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF
XTEN
+$3.08M

Sector Composition

Rank Sector Weight
1 Technology 8.86%
2 Communication Services 2.37%
3 Consumer Discretionary 1.9%
4 Financials 1.9%
5 Healthcare 0.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSEW icon
101
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.05B
$225K 0.05%
2,645
-186
-7% -$15.5K
GE icon
102
GE Aerospace
GE
$380B
$219K 0.05%
+727
New +$199K
CMI icon
103
Cummins
CMI
$88B
$218K 0.05%
517
-197
-28% -$75.5K
VTV icon
104
Vanguard Morningstar Value ETF
VTV
$192B
$217K 0.05%
1,164
-676
-37% -$122K
IWD icon
105
iShares Russell 1000 Value ETF
IWD
$84.1B
$212K 0.05%
1,042
– –
IBM icon
106
IBM
IBM
$222B
$206K 0.04%
730
– –
CAT icon
107
Caterpillar
CAT
$386B
$204K 0.04%
+427
New +$182K
INTC icon
108
Intel
INTC
$493B
$202K 0.04%
+6,017
New +$146K
PCOR icon
109
PUT
Procore
PCOR
$8.84B
$41.9K 0.01%
18,000
– –
BSEP icon
110
Innovator US Equity Buffer ETF September
BSEP
$216M
– –
-40,836
Closed -$1.84M
BUFR icon
111
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
– –
-57,653
Closed -$1.83M
COF icon
112
Capital One
COF
$134B
– –
-1,290
Closed -$274K
CRM icon
113
Salesforce
CRM
$162B
– –
-2,573
Closed -$702K
EFA icon
114
CALL
iShares MSCI EAFE ETF
EFA
$79.8B
– –
-14,300
Closed -$36.7K
FISV
115
Fiserv Inc
FISV
$27.8B
– –
-1,200
Closed -$207K
FTLS icon
116
First Trust Long/Short Equity ETF
FTLS
$2.49B
– –
-30,704
Closed -$2.04M
HSBC icon
117
HSBC
HSBC
$354B
– –
-4,112
Closed -$250K
IBTG icon
118
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.21B
– –
-35,425
Closed -$812K
IRM icon
119
Iron Mountain
IRM
$36B
– –
-2,229
Closed -$229K
IUSB icon
120
iShares Core Universal USD Bond ETF
IUSB
$43.1B
– –
-11,147
Closed -$515K
KO icon
121
Coca-Cola
KO
$375B
– –
-11,874
Closed -$840K
MCHP icon
122
Microchip Technology
MCHP
$44.3B
– –
-3,055
Closed -$215K
MFC icon
123
Manulife Financial
MFC
$73B
– –
-8,614
Closed -$275K
MRSH
124
Marsh
MRSH
$91B
– –
-1,141
Closed -$249K
ORI icon
125
Old Republic International
ORI
$10.2B
– –
-5,875
Closed -$226K
2 3 4
5
6

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PWMG
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MWAM
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MCA
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MCM
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WMG
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AGC
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Richard P. Slaughter Associates's Q3 2025 Portfolio in Review

As of Q3 2025, Richard P. Slaughter Associates held 128 positions worth $464M, down 5.4% from $491M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Richard P. Slaughter Associates withdrew a net $54.6M in Q3 2025, closing 19 positions and reducing 80 holdings. Its most notable exit was State Street SPDR Portfolio Aggregate Bond ETF, an estimated $2.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 8.7% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Richard P. Slaughter Associates opened a new position in PGIM US Large-Cap Buffer 20 ETF - September worth $12.3M.

  • Richard P. Slaughter Associates's largest Q3 2025 buy was PGIM US Large-Cap Buffer 20 ETF - September: 423,947 shares worth $12.3M.
  • Richard P. Slaughter Associates added most to NEOS Enhanced Income 1-3 Month T-Bill ETF in Q3 2025, an estimated $4.05M increase.
  • Richard P. Slaughter Associates's biggest Q3 2025 reduction was Innovator US Equity Ultra Buffer ETF December, cutting an estimated $13.8M.
  • Richard P. Slaughter Associates fully exited State Street SPDR Portfolio Aggregate Bond ETF in Q3 2025, selling an estimated $2.13M.
  • Richard P. Slaughter Associates's ten largest holdings make up 63% of its $464M portfolio in Q3 2025.
  • Richard P. Slaughter Associates opened 12 new positions and closed 19 in Q3 2025.
  • Richard P. Slaughter Associates's portfolio value fell 5.4% quarter-over-quarter to $464M.

Based on Richard P. Slaughter Associates's 13F filing for Q3 2025, filed 9 Oct 2025.