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RPSA

Richard P. Slaughter Associates Portfolio holdings

AUM $510M
1-Year Est. Return 21.97%
This Fund
S&P 500
This Quarter Est. Return
+6.71%
1 Year Est. Return
+21.97%
3 Year Est. Return
+50.98%
5 Year Est. Return
+38.22%
10 Year Est. Return
–
AUM
$464M
AUM Growth
-$26.3M
Cap. Flow
-$54.6M
Cap. Flow %
-11.77%
Top 10 Hldgs %
63.06%
Holding
128
New
12
Increased
7
Reduced
80
Closed
19

Top Buys

Rank Stock Value
1
PBSE
PGIM US Large-Cap Buffer 20 ETF - September
PBSE
+$12M
2
AIQ icon
Global X Artificial Intelligence & Technology ETF
AIQ
+$10.7M
3
GRID
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
+$6.91M
4
CSHI icon
NEOS Enhanced Income 1-3 Month T-Bill ETF
CSHI
+$4.05M
5
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$3.9M

Top Sells

Rank Stock Value
1
UDEC
Innovator US Equity Ultra Buffer ETF December
UDEC
+$13.8M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$10M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$8.9M
4
FMDE icon
Fidelity Enhanced Mid Cap Core ETF
FMDE
+$8.83M
5
XTEN icon
BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF
XTEN
+$3.08M

Sector Composition

Rank Sector Weight
1 Technology 8.86%
2 Communication Services 2.37%
3 Consumer Discretionary 1.9%
4 Financials 1.9%
5 Healthcare 0.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCZ icon
76
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$480K 0.1%
6,253
-1,016
-14% -$76K
SPDW icon
77
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.4B
$477K 0.1%
11,158
-2,017
-15% -$83.6K
VBR icon
78
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$466K 0.1%
2,235
-398
-15% -$81.4K
PLTR icon
79
Palantir
PLTR
$422B
$466K 0.1%
+2,553
New +$414K
ILCB icon
80
iShares Morningstar US Equity ETF
ILCB
$1.32B
$462K 0.1%
5,001
-55
-1% -$4.89K
VLUE icon
81
iShares MSCI USA Value Factor ETF
VLUE
$9.51B
$423K 0.09%
3,384
-837
-20% -$98.5K
CPRX
82
DELISTED
Catalyst Pharmaceutical
CPRX
$414K 0.09%
21,036
-35,844
-63% -$737K
MLN icon
83
VanEck Long Muni ETF
MLN
$682M
$412K 0.09%
23,580
-25,762
-52% -$436K
NEE icon
84
NextEra Energy
NEE
$176B
$401K 0.09%
5,316
– –
ESML icon
85
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.92B
$380K 0.08%
8,430
-552
-6% -$24K
IWF icon
86
iShares Russell 1000 Growth ETF
IWF
$127B
$369K 0.08%
3,152
-12
-0.4% -$1.34K
SHYD icon
87
VanEck Short High Yield Muni ETF
SHYD
$455M
$312K 0.07%
13,608
-1,503
-10% -$34.1K
IYW icon
88
iShares US Technology ETF
IYW
$25.4B
$308K 0.07%
1,571
-190
-11% -$34.8K
SPTM icon
89
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14B
$286K 0.06%
3,542
-625
-15% -$48.6K
MS icon
90
Morgan Stanley
MS
$338B
$270K 0.06%
1,697
-43
-2% -$6.35K
UDEC
91
Innovator US Equity Ultra Buffer ETF December
UDEC
$250M
$267K 0.06%
6,964
-369,756
-98% -$13.8M
APRJ icon
92
Innovator Premium Income 30 Barrier ETF April
APRJ
$32.4M
$257K 0.06%
10,424
-8,619
-45% -$214K
JPEM icon
93
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$394M
$256K 0.06%
4,341
– –
MMM icon
94
3M
MMM
$93.7B
$254K 0.05%
1,635
– –
SCHB icon
95
Schwab US Broad Market ETF
SCHB
$44.8B
$253K 0.05%
9,830
-135
-1% -$3.34K
CVX icon
96
Chevron
CVX
$382B
$253K 0.05%
+1,626
New +$252K
AL
97
DELISTED
Air Lease Corp
AL
$244K 0.05%
3,839
-252
-6% -$15.1K
ESGE icon
98
iShares ESG Aware MSCI EM ETF
ESGE
$6.69B
$231K 0.05%
5,310
-76
-1% -$3.1K
T icon
99
AT&T
T
$165B
$230K 0.05%
8,151
-12,704
-61% -$361K
SCHG icon
100
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$229K 0.05%
7,187
-3,119
-30% -$95.1K
2 3
4
5 6

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PP
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HIM
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PWMG
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MWAM
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MCA
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MCM
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WMG
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AGC
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Richard P. Slaughter Associates's Q3 2025 Portfolio in Review

As of Q3 2025, Richard P. Slaughter Associates held 128 positions worth $464M, down 5.4% from $491M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Richard P. Slaughter Associates withdrew a net $54.6M in Q3 2025, closing 19 positions and reducing 80 holdings. Its most notable exit was State Street SPDR Portfolio Aggregate Bond ETF, an estimated $2.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 8.7% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Richard P. Slaughter Associates opened a new position in PGIM US Large-Cap Buffer 20 ETF - September worth $12.3M.

  • Richard P. Slaughter Associates's largest Q3 2025 buy was PGIM US Large-Cap Buffer 20 ETF - September: 423,947 shares worth $12.3M.
  • Richard P. Slaughter Associates added most to NEOS Enhanced Income 1-3 Month T-Bill ETF in Q3 2025, an estimated $4.05M increase.
  • Richard P. Slaughter Associates's biggest Q3 2025 reduction was Innovator US Equity Ultra Buffer ETF December, cutting an estimated $13.8M.
  • Richard P. Slaughter Associates fully exited State Street SPDR Portfolio Aggregate Bond ETF in Q3 2025, selling an estimated $2.13M.
  • Richard P. Slaughter Associates's ten largest holdings make up 63% of its $464M portfolio in Q3 2025.
  • Richard P. Slaughter Associates opened 12 new positions and closed 19 in Q3 2025.
  • Richard P. Slaughter Associates's portfolio value fell 5.4% quarter-over-quarter to $464M.

Based on Richard P. Slaughter Associates's 13F filing for Q3 2025, filed 9 Oct 2025.