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RPSA

Richard P. Slaughter Associates Portfolio holdings

AUM $510M
1-Year Est. Return 21.97%
This Fund
S&P 500
This Quarter Est. Return
+6.71%
1 Year Est. Return
+21.97%
3 Year Est. Return
+50.98%
5 Year Est. Return
+38.22%
10 Year Est. Return
–
AUM
$464M
AUM Growth
-$26.3M
Cap. Flow
-$54.6M
Cap. Flow %
-11.77%
Top 10 Hldgs %
63.06%
Holding
128
New
12
Increased
7
Reduced
80
Closed
19

Top Buys

Rank Stock Value
1
PBSE
PGIM US Large-Cap Buffer 20 ETF - September
PBSE
+$12M
2
AIQ icon
Global X Artificial Intelligence & Technology ETF
AIQ
+$10.7M
3
GRID
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
+$6.91M
4
CSHI icon
NEOS Enhanced Income 1-3 Month T-Bill ETF
CSHI
+$4.05M
5
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$3.9M

Top Sells

Rank Stock Value
1
UDEC
Innovator US Equity Ultra Buffer ETF December
UDEC
+$13.8M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$10M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$8.9M
4
FMDE icon
Fidelity Enhanced Mid Cap Core ETF
FMDE
+$8.83M
5
XTEN icon
BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF
XTEN
+$3.08M

Sector Composition

Rank Sector Weight
1 Technology 8.86%
2 Communication Services 2.37%
3 Consumer Discretionary 1.9%
4 Financials 1.9%
5 Healthcare 0.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWO icon
51
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$1.07M 0.23%
19,832
-3,219
-14% -$166K
TSM icon
52
TSMC
TSM
$2.19T
$1.05M 0.23%
3,749
-682
-15% -$167K
ABBV icon
53
AbbVie
ABBV
$434B
$1.04M 0.22%
4,506
-590
-12% -$120K
PYLD icon
54
PIMCO Multi Sector Bond Active ETF
PYLD
$15.2B
$1.04M 0.22%
38,838
-8,259
-18% -$219K
JPME icon
55
JPMorgan Diversified Return US Mid Cap Equity ETF
JPME
$475M
$1.03M 0.22%
9,521
-243
-2% -$25.9K
COST icon
56
Costco
COST
$418B
$1.01M 0.22%
1,086
-241
-18% -$231K
VOO icon
57
Vanguard S&P 500 ETF
VOO
$1.03T
$988K 0.21%
1,613
– –
MINT icon
58
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$980K 0.21%
9,734
-8,916
-48% -$896K
DFAC icon
59
Dimensional US Core Equity 2 ETF
DFAC
$49.6B
$972K 0.21%
25,188
– –
CHKP icon
60
Check Point Software Technologies
CHKP
$13.3B
$951K 0.2%
4,597
-1,775
-28% -$358K
VOE icon
61
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$929K 0.2%
5,321
-2,365
-31% -$402K
JBL icon
62
Jabil
JBL
$36.2B
$874K 0.19%
4,024
-549
-12% -$120K
BAC icon
63
Bank of America
BAC
$446B
$843K 0.18%
16,336
-1,817
-10% -$88.6K
VEA icon
64
Vanguard FTSE Developed Markets ETF
VEA
$236B
$816K 0.18%
13,619
-1,505
-10% -$87.7K
LLY icon
65
Eli Lilly
LLY
$1.08T
$759K 0.16%
995
-1,170
-54% -$871K
JBND icon
66
JPMorgan Active Bond ETF
JBND
$8.55B
$746K 0.16%
+13,766
New +$738K
CALI
67
BlackRock ETF Trust II iShares Short-Term California Muni Active ETF
CALI
$451M
$731K 0.16%
14,417
+2,894
+25% +$146K
OPRA
68
Opera Ltd
OPRA
$1.78B
$717K 0.15%
34,719
-7,081
-17% -$126K
BALT icon
69
Innovator Defined Wealth Shield ETF
BALT
$2.8B
$630K 0.14%
+19,207
New +$624K
PG icon
70
Procter & Gamble
PG
$337B
$576K 0.12%
3,747
-2,190
-37% -$342K
ORCL icon
71
Oracle
ORCL
$429B
$573K 0.12%
+2,037
New +$519K
ADP icon
72
Automatic Data Processing
ADP
$107B
$561K 0.12%
1,913
– –
VTI icon
73
Vanguard Morningstar Total Stock Market ETF
VTI
$692B
$499K 0.11%
1,521
-811
-35% -$256K
IBKR icon
74
Interactive Brokers
IBKR
$40.7B
$489K 0.11%
7,100
-724
-9% -$45.6K
VBK icon
75
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$482K 0.1%
1,618
-132
-8% -$38.1K
1 2
3
4 5

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HIM
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PWMG
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MWAM
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MCA
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MC
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MCM
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WMG
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Richard P. Slaughter Associates's Q3 2025 Portfolio in Review

As of Q3 2025, Richard P. Slaughter Associates held 128 positions worth $464M, down 5.4% from $491M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Richard P. Slaughter Associates withdrew a net $54.6M in Q3 2025, closing 19 positions and reducing 80 holdings. Its most notable exit was State Street SPDR Portfolio Aggregate Bond ETF, an estimated $2.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 8.7% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Richard P. Slaughter Associates opened a new position in PGIM US Large-Cap Buffer 20 ETF - September worth $12.3M.

  • Richard P. Slaughter Associates's largest Q3 2025 buy was PGIM US Large-Cap Buffer 20 ETF - September: 423,947 shares worth $12.3M.
  • Richard P. Slaughter Associates added most to NEOS Enhanced Income 1-3 Month T-Bill ETF in Q3 2025, an estimated $4.05M increase.
  • Richard P. Slaughter Associates's biggest Q3 2025 reduction was Innovator US Equity Ultra Buffer ETF December, cutting an estimated $13.8M.
  • Richard P. Slaughter Associates fully exited State Street SPDR Portfolio Aggregate Bond ETF in Q3 2025, selling an estimated $2.13M.
  • Richard P. Slaughter Associates's ten largest holdings make up 63% of its $464M portfolio in Q3 2025.
  • Richard P. Slaughter Associates opened 12 new positions and closed 19 in Q3 2025.
  • Richard P. Slaughter Associates's portfolio value fell 5.4% quarter-over-quarter to $464M.

Based on Richard P. Slaughter Associates's 13F filing for Q3 2025, filed 9 Oct 2025.