We are live on ! Find out more
RPSA

Richard P. Slaughter Associates Portfolio holdings

AUM $510M
1-Year Est. Return 21.97%
This Fund
S&P 500
This Quarter Est. Return
+6.71%
1 Year Est. Return
+21.97%
3 Year Est. Return
+50.98%
5 Year Est. Return
+38.22%
10 Year Est. Return
–
AUM
$464M
AUM Growth
-$26.3M
Cap. Flow
-$54.6M
Cap. Flow %
-11.77%
Top 10 Hldgs %
63.06%
Holding
128
New
12
Increased
7
Reduced
80
Closed
19

Top Buys

Rank Stock Value
1
PBSE
PGIM US Large-Cap Buffer 20 ETF - September
PBSE
+$12M
2
AIQ icon
Global X Artificial Intelligence & Technology ETF
AIQ
+$10.7M
3
GRID
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
+$6.91M
4
CSHI icon
NEOS Enhanced Income 1-3 Month T-Bill ETF
CSHI
+$4.05M
5
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$3.9M

Top Sells

Rank Stock Value
1
UDEC
Innovator US Equity Ultra Buffer ETF December
UDEC
+$13.8M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$10M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$8.9M
4
FMDE icon
Fidelity Enhanced Mid Cap Core ETF
FMDE
+$8.83M
5
XTEN icon
BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF
XTEN
+$3.08M

Sector Composition

Rank Sector Weight
1 Technology 8.86%
2 Communication Services 2.37%
3 Consumer Discretionary 1.9%
4 Financials 1.9%
5 Healthcare 0.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
26
Broadcom
AVGO
$2.04T
$3.5M 0.75%
10,597
-1,452
-12% -$445K
IWR icon
27
iShares Russell Mid-Cap ETF
IWR
$57.5B
$3.36M 0.72%
34,771
-13,833
-28% -$1.31M
VEU icon
28
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$3.24M 0.7%
45,435
-4,271
-9% -$295K
IEFA icon
29
iShares Core MSCI EAFE ETF
IEFA
$196B
$2.65M 0.57%
30,328
-2,398
-7% -$204K
TSLA icon
30
Tesla
TSLA
$1.3T
$2.64M 0.57%
5,943
-1,101
-16% -$382K
JPST icon
31
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$2.52M 0.54%
49,612
-25,466
-34% -$1.29M
BRK.B icon
32
Berkshire Hathaway Class B
BRK.B
$1.13T
$2.44M 0.53%
4,862
-1,976
-29% -$957K
XOM icon
33
ExxonMobil
XOM
$634B
$2.38M 0.51%
21,065
-3,416
-14% -$380K
JPM icon
34
JPMorgan Chase
JPM
$950B
$2.37M 0.51%
7,528
-5,816
-44% -$1.73M
VOT icon
35
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$1.97M 0.42%
6,703
-678
-9% -$196K
QUAL icon
36
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$1.65M 0.36%
8,473
-6,310
-43% -$1.18M
EFIV icon
37
State Street SPDR S&P 500 ESG ETF
EFIV
$1.04B
$1.64M 0.35%
25,843
-4,451
-15% -$271K
WMT icon
38
Walmart Inc
WMT
$890B
$1.6M 0.35%
15,573
-1,678
-10% -$167K
ESGD icon
39
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$1.5M 0.32%
16,153
+630
+4% +$57K
XTEN icon
40
BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF
XTEN
$1.04B
$1.4M 0.3%
29,941
-67,029
-69% -$3.08M
V icon
41
Visa
V
$677B
$1.31M 0.28%
3,849
-548
-12% -$190K
PCOR icon
42
Procore
PCOR
$8.67B
$1.31M 0.28%
18,000
– –
NFLX icon
43
Netflix
NFLX
$309B
$1.3M 0.28%
10,820
-1,360
-11% -$166K
HMOP icon
44
Hartford Municipal Opportunities ETF
HMOP
$796M
$1.3M 0.28%
33,269
-2,558
-7% -$98.3K
JNJ icon
45
Johnson & Johnson
JNJ
$625B
$1.25M 0.27%
6,752
-1,114
-14% -$191K
XTWY icon
46
BondBloxx Bloomberg Twenty Year Target Duration US Treasury ETF
XTWY
$247M
$1.22M 0.26%
31,358
-63,718
-67% -$2.43M
GSIE icon
47
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$1.2M 0.26%
29,229
-1,118
-4% -$45.1K
BINC icon
48
BlackRock Flexible Income ETF
BINC
$16.3B
$1.15M 0.25%
21,694
+582
+3% +$30.8K
HD icon
49
Home Depot
HD
$355B
$1.14M 0.25%
2,813
-338
-11% -$133K
MA icon
50
Mastercard
MA
$493B
$1.09M 0.23%
1,916
-237
-11% -$136K
1
2
3 4 5

Similar funds

PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
WMG
WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Richard P. Slaughter Associates's Q3 2025 Portfolio in Review

As of Q3 2025, Richard P. Slaughter Associates held 128 positions worth $464M, down 5.4% from $491M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Richard P. Slaughter Associates withdrew a net $54.6M in Q3 2025, closing 19 positions and reducing 80 holdings. Its most notable exit was State Street SPDR Portfolio Aggregate Bond ETF, an estimated $2.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 8.7% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Richard P. Slaughter Associates opened a new position in PGIM US Large-Cap Buffer 20 ETF - September worth $12.3M.

  • Richard P. Slaughter Associates's largest Q3 2025 buy was PGIM US Large-Cap Buffer 20 ETF - September: 423,947 shares worth $12.3M.
  • Richard P. Slaughter Associates added most to NEOS Enhanced Income 1-3 Month T-Bill ETF in Q3 2025, an estimated $4.05M increase.
  • Richard P. Slaughter Associates's biggest Q3 2025 reduction was Innovator US Equity Ultra Buffer ETF December, cutting an estimated $13.8M.
  • Richard P. Slaughter Associates fully exited State Street SPDR Portfolio Aggregate Bond ETF in Q3 2025, selling an estimated $2.13M.
  • Richard P. Slaughter Associates's ten largest holdings make up 63% of its $464M portfolio in Q3 2025.
  • Richard P. Slaughter Associates opened 12 new positions and closed 19 in Q3 2025.
  • Richard P. Slaughter Associates's portfolio value fell 5.4% quarter-over-quarter to $464M.

Based on Richard P. Slaughter Associates's 13F filing for Q3 2025, filed 9 Oct 2025.