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RBA

Richard Bernstein Advisors Portfolio holdings

AUM $3.45B
1-Year Est. Return 16.24%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+16.24%
3 Year Est. Return
+33.92%
5 Year Est. Return
+31.86%
10 Year Est. Return
+171.35%
AUM
$949M
AUM Growth
+$98.6M
Cap. Flow
+$116M
Cap. Flow %
12.24%
Top 10 Hldgs %
20.58%
Holding
310
New
62
Increased
73
Reduced
4
Closed
2

Top Buys

Rank Stock Value
1
VDE icon
Vanguard Energy ETF
VDE
+$19.8M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$14.1M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$11.1M
4
JPM icon
JPMorgan Chase
JPM
+$4.61M
5
GLW icon
Corning
GLW
+$4.04M

Top Sells

Rank Stock Value
1
AF
Astoria Financial Corporation
AF
+$2.87M
2
URS
URS CORP
URS
+$2.82M
3
ELME
Elme Communities
ELME
+$2.76M
4
GLBR
Global Brokerage, Inc. Class A Common Stock
GLBR
+$2.75M
5
FWONA icon
Liberty Media Series A
FWONA
+$639K

Sector Composition

Rank Sector Weight
1 Industrials 15.29%
2 Technology 15.01%
3 Financials 12.61%
4 Healthcare 9.53%
5 Consumer Staples 8.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYD icon
1
VanEck High Yield Muni ETF
HYD
$4.48B
$39.8M 4.19%
646,930
– –
HYMB icon
2
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.09B
$34.6M 3.64%
1,217,772
+505,110
+71% +$14.1M
VDE icon
3
Vanguard Energy ETF
VDE
$9.93B
$25.7M 2.71%
196,036
+142,165
+264% +$19.8M
AAPL icon
4
Apple
AAPL
$4.81T
$22.2M 2.34%
882,728
– –
MSFT icon
5
Microsoft
MSFT
$2.95T
$15.2M 1.6%
326,928
+5,784
+2% +$258K
XOM icon
6
ExxonMobil
XOM
$629B
$13.8M 1.46%
147,195
+3,037
+2% +$302K
GOOG icon
7
Alphabet (Google) Class C
GOOG
$4.22T
$11.7M 1.23%
402,542
– –
JPM icon
8
JPMorgan Chase
JPM
$918B
$11.2M 1.18%
185,524
+78,930
+74% +$4.61M
MINT icon
9
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$11M 1.16%
+108,947
New +$11.1M
CVX icon
10
Chevron
CVX
$381B
$10.1M 1.06%
84,422
– –
PFE icon
11
Pfizer
PFE
$142B
$9.86M 1.04%
351,579
– –
GE icon
12
GE Aerospace
GE
$353B
$9.56M 1.01%
77,848
– –
LYB icon
13
LyondellBasell Industries
LYB
$19.8B
$8.16M 0.86%
75,092
+4,812
+7% +$520K
T icon
14
AT&T
T
$155B
$8.12M 0.86%
305,212
– –
ORCL icon
15
Oracle
ORCL
$366B
$7.94M 0.84%
207,320
– –
JNJ icon
16
Johnson & Johnson
JNJ
$603B
$7.72M 0.81%
72,408
– –
PRU icon
17
Prudential Financial
PRU
$41B
$7.64M 0.8%
86,841
+36,812
+74% +$3.29M
WFC icon
18
Wells Fargo
WFC
$266B
$7.37M 0.78%
142,096
– –
GM icon
19
General Motors
GM
$71.7B
$7.36M 0.78%
230,447
+72,637
+46% +$2.53M
F icon
20
Ford
F
$56.9B
$7.29M 0.77%
492,798
+174,570
+55% +$2.98M
MU icon
21
Micron Technology
MU
$1.1T
$7.16M 0.75%
208,852
+113,737
+120% +$3.68M
KLAC icon
22
KLA
KLAC
$284B
$6.93M 0.73%
879,620
+54,470
+7% +$411K
UNP icon
23
Union Pacific
UNP
$176B
$6.89M 0.73%
63,542
– –
COP icon
24
ConocoPhillips
COP
$143B
$6.84M 0.72%
89,418
+1,602
+2% +$131K
NOV icon
25
NOV
NOV
$7.25B
$6.84M 0.72%
89,847
+14,083
+19% +$1.16M
1
2 3 4 5

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JGC
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LNC
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DAM
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CIA
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SI
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OTPPB
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Richard Bernstein Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Richard Bernstein Advisors held 310 positions worth $949M, up 12% from $851M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Richard Bernstein Advisors deployed $116M of net new capital in Q3 2014, opening 62 new positions and adding to 73 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 108,947 shares worth $11M.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, down from 18% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Astoria Financial Corporation, an estimated $2.87M trimmed.

  • Richard Bernstein Advisors's largest Q3 2014 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 108,947 shares worth $11M.
  • Richard Bernstein Advisors added most to Vanguard Energy ETF in Q3 2014, an estimated $19.8M increase.
  • Richard Bernstein Advisors's biggest Q3 2014 reduction was Astoria Financial Corporation, cutting an estimated $2.87M.
  • Richard Bernstein Advisors fully exited URS CORP in Q3 2014, selling an estimated $2.82M.
  • Richard Bernstein Advisors's ten largest holdings make up 21% of its $949M portfolio in Q3 2014.
  • Richard Bernstein Advisors opened 62 new positions and closed 2 in Q3 2014.
  • Richard Bernstein Advisors's portfolio value rose 12% quarter-over-quarter to $949M.

Based on Richard Bernstein Advisors's 13F filing for Q3 2014, filed 6 Nov 2014.