Rice Hall James & Associates’s Signature Bank SBNY Stock Holding History

Rice Hall James & Associates’s Portfolio SBNY Stock Details SBNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-88,194	Closed	-$11.1M	–	320
2014 Q2	$11.1M	Buy	88,194 +8,951	+11%	+$1.08M	0.75%	50
2014 Q1	$9.95M	Sell	79,243 -4,692	-6%	-$573K	0.73%	50
2013 Q4	$9.02M	Sell	83,935 -19,911	-19%	-$2.04M	0.65%	50
2013 Q3	$9.5M	Sell	103,846 -10,788	-9%	-$972K	0.91%	43
2013 Q2	$9.52M	Buy	+114,634	New	+$8.84M	0.94%	42

Other funds holding SBNY

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Lord, Abbett & Co Jersey City, New Jersey $30.6B AUM 57.44% 1-Year Est. Return

WRF

Waddell & Reed Financial Overland Park, Kansas $48.6B AUM 84.78% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Rice Hall James & Associates's SBNY Position: Q3 2014 in Review

Rice Hall James & Associates sold out of Signature Bank (SBNY) in Q3 2014, closing a stake of 88,194 shares — an estimated $11.1M sold.

Rice Hall James & Associates first reported a position in SBNY in Q2 2013 and held it in 5 quarters. The position peaked at $11.1M in Q2 2014. 293 funds tracked by Wall St. Rank hold SBNY as of Q3 2014.

Rice Hall James & Associates reported no remaining Signature Bank position as of Q3 2014 after selling out during the quarter.
Rice Hall James & Associates sold 88,194 Signature Bank shares in Q3 2014, an estimated $11.1M.
Rice Hall James & Associates first reported a position in Signature Bank in Q2 2013 and held it in 5 quarters.
Rice Hall James & Associates's Signature Bank position peaked at $11.1M in Q2 2014.
293 funds tracked by Wall St. Rank held Signature Bank as of Q3 2014.

Based on Rice Hall James & Associates's 13F filing for Q3 2014, filed 4 Nov 2014.