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RFG Advisory

RFG Advisory Portfolio holdings

AUM $7.09B Turnover 19.52%
1-Year Est. Return 12.79%
 

RFG Advisory is a support platform for independent financial advisors, who serve clients under the RFG name through their own local practices. It grew out of Reliance Financial Group, founded by Bobby White, and was formed as RFG Advisory when Shannon Spotswood, who had spent decades in institutional investing, joined as president to build a platform beyond what LPL Financial could provide. Rick Wedell, its chief investment officer, started the Bluemonte investment solution, and RFG is hired to manage a group of Bluemonte ETFs for Exchange Traded Concepts. Since 2023 the firm has been owned by RFG Holdings, whose owners include White, Spotswood, Wedell and investment vehicles controlled by Long Ridge Equity Partners.

This Fund
S&P 500
This Quarter Est. Return
-0.14%
1 Year Est. Return
+12.79%
3 Year Est. Return
+57.04%
5 Year Est. Return
+48.78%
10 Year Est. Return
+144.73%
AUM
$7.09B
AUM Growth
+$693M
Cap. Flow
+$744M
Cap. Flow %
10.49%
Top 10 Hldgs %
42.24%
Holding
1,301
New
175
Increased
615
Reduced
394
Closed
79
Avg Time Held Equity + Options
2.7 years
Top 10 Avg Time Held Equity + Options
1.1 years
Top 20 Avg Time Held Equity + Options
2.2 years
Avg Time Held Equity only
2.8 years
Top 10 Avg Time Held Equity only
1.1 years
Top 20 Avg Time Held Equity only
2.2 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 84.24%
2 Technology 5.89%
3 Consumer Discretionary 1.74%
4 Financials 1.59%
5 Communication Services 1.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
OSCV icon
1276
Opus Small Cap Value ETF
OSCV
$633M
– –
-16,866
Closed -$712K –
PBE icon
1277
Invesco Biotechnology & Genome ETF
PBE
$445M
– –
-8,510
Closed -$763K –
PCTY icon
1278
Paylocity
PCTY
$8.93B
– –
-11,096
Closed -$1.16M –
POWL icon
1279
Powell Industries
POWL
$5.95B
– –
-787
Closed -$225K –
PULS icon
1280
PGIM Ultra Short Bond ETF
PULS
$19.8B
– –
-5,298
Closed -$263K –
QQQ icon
1281
PUT
Invesco QQQ Trust
QQQ
$463B
– –
-600
Closed -$442K –
QTUM icon
1282
Defiance Quantum ETF
QTUM
$4.98B
– –
-3,850
Closed -$637K –
RWJ icon
1283
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.06B
– –
-7,441
Closed -$443K –
SANM icon
1284
Sanmina
SANM
$8.82B
– –
-4,811
Closed -$1.22M –
SHLD icon
1285
Global X Defense Tech ETF
SHLD
$6.58B
– –
-12,405
Closed -$741K –
STRL icon
1286
Sterling Infrastructure
STRL
$11B
– –
-1,614
Closed -$1.35M –
TDTF icon
1287
Northern Trust iBoxx 5-Year Target Duration TIPS ETF
TDTF
$1.14B
– –
-10,326
Closed -$245K –
UMC icon
1288
United Microelectronic
UMC
$41.1B
– –
-8,496
Closed -$231K –
UNM icon
1289
Unum
UNM
$14.4B
– –
-2,272
Closed -$203K –
VCTR icon
1290
Victory Capital Holdings
VCTR
$7.12B
– –
-14,244
Closed -$1.2M –
VEEV icon
1291
Veeva Systems
VEEV
$49.1B
– –
-7,986
Closed -$1.42M –
VTHR icon
1292
Vanguard Russell 3000 ETF
VTHR
$4.84B
– –
-1,078
Closed -$357K –
ALB.PRA icon
1293
Albemarle Corp Depositary Shares
ALB.PRA
$1.87B
– –
-19,506
Closed -$1.08M –
SILA
1294
DELISTED
Sila Realty Trust
SILA
– –
-16,690
Closed -$507K –
YGLD icon
1295
Simplify Gold Strategy ETF
YGLD
$29.8M
– –
-32,378
Closed -$1.02M –
ZAP icon
1296
Global X U.S. Electrification ETF
ZAP
$456M
– –
-21,763
Closed -$753K –
SHYM icon
1297
iShares Short Duration High Yield Muni Active ETF
SHYM
$914M
– –
-25,799
Closed -$579K –
PURR icon
1298
CALL
Hyperliquid Strategies Inc
PURR
$2.01B
– –
-4,000
Closed -$31.5K –
PURR icon
1299
Hyperliquid Strategies Inc
PURR
$2.01B
– –
-30,000
Closed -$236K –
SECU icon
1300
iShares Securitized Income Active ETF
SECU
$897M
– –
-39,677
Closed -$1.98M –

Similar funds

RFG Advisory's Q3 2026 Portfolio in Review

As of Q3 2026, RFG Advisory held 1,301 positions worth $7.09B, up 11% from $6.4B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

RFG Advisory deployed $744M of net new capital in Q3 2026, opening 175 new positions and adding to 615 existing holdings. Its largest new stake was Lazard International Dynamic Equity ETF: 291,293 shares worth $10.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 84% of assets, down from 84% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Ondas Inc, an estimated $12.3M trimmed.

  • RFG Advisory's largest Q3 2026 buy was Lazard International Dynamic Equity ETF: 291,293 shares worth $10.2M.
  • RFG Advisory added most to Bluemonte Dynamic Total Market ETF in Q3 2026, an estimated $40.6M increase.
  • RFG Advisory's biggest Q3 2026 reduction was Ondas Inc, cutting an estimated $12.3M.
  • RFG Advisory fully exited Applied Materials in Q3 2026, selling an estimated $7.44M.
  • RFG Advisory's ten largest holdings make up 42% of its $7.09B portfolio in Q3 2026.
  • RFG Advisory opened 175 new positions and closed 79 in Q3 2026.
  • RFG Advisory's portfolio value rose 11% quarter-over-quarter to $7.09B.

Based on RFG Advisory's 13F filing for Q3 2026, filed 3 Nov 2026.