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RFS

Retirement Financial Solutions Portfolio holdings

AUM $350M
1-Year Est. Return 16.94%
This Fund
S&P 500
This Quarter Est. Return
-3.72%
1 Year Est. Return
+16.94%
3 Year Est. Return
+40.64%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$148M
AUM Growth
+$2.78M
Cap. Flow
+$8.85M
Cap. Flow %
5.97%
Top 10 Hldgs %
77.66%
Holding
46
New
12
Increased
9
Reduced
16
Closed
8

Top Buys

Rank Stock Value
1
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$12M
2
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$1.72M
3
VO icon
Vanguard Mid-Cap ETF
VO
+$1.63M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$1.59M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.3M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$10.1M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.35M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.25M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$563K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$548K

Sector Composition

Rank Sector Weight
1 Technology 1.72%
2 Financials 0.62%
3 Real Estate 0.54%
4 Consumer Staples 0.28%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
26
Alerian MLP ETF
AMLP
$12.9B
$475K 0.32%
+11,255
New +$462K
VONE icon
27
Vanguard Russell 1000 ETF
VONE
$8.21B
$469K 0.32%
+2,410
New +$488K
SRLN icon
28
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$468K 0.32%
+11,150
New +$466K
QYLD icon
29
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.99B
$455K 0.31%
+27,139
New +$476K
KO icon
30
Coca-Cola
KO
$380B
$421K 0.28%
7,529
-1,706
-18% -$102K
FBRT
31
Franklin BSP Realty Trust
FBRT
$596M
$405K 0.27%
30,605
-9,379
-23% -$131K
PKST
32
DELISTED
Peakstone Realty Trust
PKST
$398K 0.27%
23,911
-19,790
-45% -$420K
VTI icon
33
Vanguard Total Stock Market ETF
VTI
$656B
$382K 0.26%
+1,799
New +$398K
ETN icon
34
Eaton
ETN
$150B
$284K 0.19%
1,330
+25
+2% +$5.39K
FSK icon
35
FS KKR Capital
FSK
$3.08B
$255K 0.17%
12,933
-11,949
-48% -$239K
CVS icon
36
CVS Health
CVS
$140B
$220K 0.15%
3,155
-17
-0.5% -$1.21K
BBDC icon
37
Barings BDC
BBDC
$885M
$100K 0.07%
11,218
-48,580
-81% -$418K
GUT
38
Gabelli Utility Trust
GUT
$573M
$91.4K 0.06%
17,699
+405
+2% +$2.68K
AGEN
39
Agenus
AGEN
$275M
– –
-500
Closed -$16K
IWM icon
40
iShares Russell 2000 ETF
IWM
$80.4B
– –
-53,950
Closed -$10.1M
MSFT icon
41
Microsoft
MSFT
$2.92T
– –
-1,003
Closed -$342K
PECO icon
42
Phillips Edison & Co
PECO
$5.37B
– –
-7,513
Closed -$256K
PEP icon
43
PepsiCo
PEP
$195B
– –
-2,190
Closed -$406K
SO icon
44
Southern Company
SO
$109B
– –
-3,570
Closed -$251K
SYY icon
45
Sysco
SYY
$40.7B
– –
-4,072
Closed -$302K
XOM icon
46
ExxonMobil
XOM
$634B
– –
-2,416
Closed -$259K
1
2

Similar funds

BC
Bruce & Co Chicago, Illinois $350M AUM 33.5% 1-Year Est. Return
MC
Merck & Co Kenilworth, New Jersey $349M AUM 146.07% 1-Year Est. Return
KFG
Kingdom Financial Group Peoria, Arizona $349M AUM 12.25% 1-Year Est. Return
LAS
Lloyd Advisory Services Suwanee, Georgia $349M AUM 13.97% 1-Year Est. Return
SMC
Spider Management Company Richmond, Virginia $351M AUM 18.35% 1-Year Est. Return
FFO
Fiduciary Family Office Boca Raton, Florida $351M AUM 22.19% 1-Year Est. Return
EPW
Endeavor Private Wealth Topeka, Kansas $349M AUM 16.45% 1-Year Est. Return
IWMA
Ironwood Wealth Management (Arizona) Chandler, Arizona $349M AUM 12.51% 1-Year Est. Return

Retirement Financial Solutions's Q3 2023 Portfolio in Review

As of Q3 2023, Retirement Financial Solutions held 46 positions worth $148M, up 1.9% from $146M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Retirement Financial Solutions deployed $8.85M of net new capital in Q3 2023, opening 12 new positions and adding to 9 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 600 Small Cap ETF: 306,880 shares worth $11.3M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, down from 2.4% a quarter earlier, followed by Financials and Real Estate.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $1.35M trimmed.

  • Retirement Financial Solutions's largest Q3 2023 buy was State Street SPDR Portfolio S&P 600 Small Cap ETF: 306,880 shares worth $11.3M.
  • Retirement Financial Solutions added most to Vanguard Small-Cap Value ETF in Q3 2023, an estimated $1.72M increase.
  • Retirement Financial Solutions's biggest Q3 2023 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $1.35M.
  • Retirement Financial Solutions fully exited iShares Russell 2000 ETF in Q3 2023, selling an estimated $10.1M.
  • Retirement Financial Solutions's ten largest holdings make up 78% of its $148M portfolio in Q3 2023.
  • Retirement Financial Solutions opened 12 new positions and closed 8 in Q3 2023.
  • Retirement Financial Solutions's portfolio value rose 1.9% quarter-over-quarter to $148M.

Based on Retirement Financial Solutions's 13F filing for Q3 2023, filed 20 Oct 2023.