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Regal Investment Advisors’s Innovator Defined Wealth Shield ETF BALT Stock Holding History

Regal Investment Advisors’s Portfolio BALT Stock Details BALT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q3 		– Sell
-30,645
Closed -$920K – 505
2024
Q2 		$920K Buy
30,645
+3,414
+13% +$100K 0.06% 264
2024
Q1 		$797K Buy
+27,231
New +$787K 0.05% 280

Other funds holding BALT

W
Wealthquest Cincinnati, Ohio $1.59B AUM 18.1% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
MFG
MTM Financial Group Bethlehem, Pennsylvania $233M AUM 14.67% 1-Year Est. Return
BCM
Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return
CWG
Crown Wealth Group Charlotte, North Carolina $393M AUM 25.29% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
PCA
Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return

Regal Investment Advisors's BALT Position: Q3 2024 in Review

Regal Investment Advisors sold out of Innovator Defined Wealth Shield ETF (BALT) in Q3 2024, closing a stake of 30,645 shares — an estimated $920K sold.

Regal Investment Advisors first reported a position in BALT in Q1 2024 and held it in 2 quarters. The position peaked at $920K in Q2 2024. 130 funds tracked by Wall St. Rank hold BALT as of Q3 2024.

  • Regal Investment Advisors reported no remaining Innovator Defined Wealth Shield ETF position as of Q3 2024 after selling out during the quarter.
  • Regal Investment Advisors sold 30,645 Innovator Defined Wealth Shield ETF shares in Q3 2024, an estimated $920K.
  • Regal Investment Advisors first reported a position in Innovator Defined Wealth Shield ETF in Q1 2024 and held it in 2 quarters.
  • Regal Investment Advisors's Innovator Defined Wealth Shield ETF position peaked at $920K in Q2 2024.
  • 130 funds tracked by Wall St. Rank held Innovator Defined Wealth Shield ETF as of Q3 2024.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.