Regal Investment Advisors’s First Trust Exchange-Traded Fund III First Trust Active Factor International ETF AFDM Stock Holding History

Regal Investment Advisors’s Portfolio AFDM Stock Details AFDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-52,340	Closed	-$3.14M	–	244
2019 Q4	$3.14M	Buy	52,340 +45	+0.1%	+$2.6K	0.56%	52
2019 Q3	$2.91M	Sell	52,295 -3,538	-6%	-$196K	0.57%	44
2019 Q2	$3.17M	Sell	55,833 -5,166	-8%	-$292K	0.62%	44
2019 Q1	$3.44M	Buy	60,999 +890	+1%	+$49.4K	0.7%	39
2018 Q4	$3.08M	Buy	60,109 +14,921	+33%	+$823K	0.67%	39
2018 Q3	$2.79M	Sell	45,188 -6,752	-13%	-$416K	0.59%	41
2018 Q2	$3.18M	Sell	51,940 -11,466	-18%	-$736K	0.97%	25
2018 Q1	$4.05M	Buy	63,406 +1,197	+2%	+$78.3K	0.9%	30
2017 Q4	$3.99M	Buy	62,209 +15,587	+33%	+$992K	0.89%	28
2017 Q3	$2.94M	Buy	46,622 +4,027	+9%	+$249K	0.69%	40
2017 Q2	$2.56M	Buy	42,595 +38,436	+924%	+$2.27M	0.63%	48
2017 Q1	$235K	Buy	+4,159	New	+$227K	0.06%	233

Other funds holding AFDM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

CWM

Cranbrook Wealth Management Bloomfield Hills, Michigan $534M AUM 18.5% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Regal Investment Advisors's AFDM Position: Q1 2020 in Review

Regal Investment Advisors sold out of First Trust Exchange-Traded Fund III First Trust Active Factor International ETF (AFDM) in Q1 2020, closing a stake of 52,340 shares — an estimated $3.14M sold.

Regal Investment Advisors first reported a position in AFDM in Q1 2017 and held it in 12 quarters. The position peaked at $4.05M in Q1 2018. 46 funds tracked by Wall St. Rank hold AFDM as of Q1 2020.

Regal Investment Advisors reported no remaining First Trust Exchange-Traded Fund III First Trust Active Factor International ETF position as of Q1 2020 after selling out during the quarter.
Regal Investment Advisors sold 52,340 First Trust Exchange-Traded Fund III First Trust Active Factor International ETF shares in Q1 2020, an estimated $3.14M.
Regal Investment Advisors first reported a position in First Trust Exchange-Traded Fund III First Trust Active Factor International ETF in Q1 2017 and held it in 12 quarters.
Regal Investment Advisors's First Trust Exchange-Traded Fund III First Trust Active Factor International ETF position peaked at $4.05M in Q1 2018.
46 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund III First Trust Active Factor International ETF as of Q1 2020.

Based on Regal Investment Advisors's 13F filing for Q1 2020, filed 12 May 2020.