QVT Financial’s Transocean RIG Stock Holding History

QVT Financial’s Portfolio RIG Stock Details RIG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-165,043	Closed	-$7.34M	–	83
2013 Q3	$7.34M	Sell	165,043 -331,300	-67%	-$15.7M	0.5%	50
2013 Q2	$23.8M	Buy	+496,343	New	+$25.3M	1.6%	27

Other funds holding RIG

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Icahn Carl Sunny Isles Beach, Florida $8.55B AUM 29.29% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

QVT Financial's RIG Position: Q4 2013 in Review

QVT Financial sold out of Transocean (RIG) in Q4 2013, closing a stake of 165,043 shares — an estimated $7.34M sold.

QVT Financial first reported a position in RIG in Q2 2013 and held it in 2 quarters. The position peaked at $23.8M in Q2 2013. 530 funds tracked by Wall St. Rank hold RIG as of Q4 2013.

QVT Financial reported no remaining Transocean position as of Q4 2013 after selling out during the quarter.
QVT Financial sold 165,043 Transocean shares in Q4 2013, an estimated $7.34M.
QVT Financial first reported a position in Transocean in Q2 2013 and held it in 2 quarters.
QVT Financial's Transocean position peaked at $23.8M in Q2 2013.
530 funds tracked by Wall St. Rank held Transocean as of Q4 2013.

Based on QVT Financial's 13F filing for Q4 2013, filed 18 Feb 2014.