QVT Financial’s Nordic American Tanker NAT Stock Holding History

QVT Financial’s Portfolio NAT Stock Details NAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-305,100	Closed	-$1.06M	–	54
2020 Q3	$1.06M	Hold	305,100	–	–	0.13%	43
2020 Q2	$1.24M	Buy	+305,100	New	+$1.44M	0.21%	40
2018 Q4	–	Sell	-806,200	Closed	-$1.74M	–	56
2018 Q3	$1.74M	Hold	806,200	–	–	0.45%	39
2018 Q2	$2.26M	Hold	806,200	–	–	0.65%	38
2018 Q1	$1.56M	Sell	806,200 -280,000	-26%	-$641K	0.16%	40
2017 Q4	$2.51M	Sell	1,086,200 -553,900	-34%	-$2.29M	0.14%	48
2017 Q3	$8.76M	Sell	1,640,100 -13,121	-0.8%	-$72K	0.33%	35
2017 Q2	$10.4M	Buy	1,653,221 +840,571	+103%	+$5.9M	0.28%	35
2017 Q1	$6.59M	Sell	812,650 -958,910	-54%	-$7.93M	0.2%	51
2016 Q4	$14.8M	Hold	1,771,560	–	–	0.45%	32
2016 Q3	$17.8M	Sell	1,771,560 -55,440	-3%	-$644K	0.67%	28
2016 Q2	$25.2M	Sell	1,827,000 -100,800	-5%	-$1.47M	1.73%	15
2016 Q1	$26.9M	Buy	+1,927,800	New	+$25.7M	1.65%	17

Other funds holding NAT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

GIM

Greylin Investment Management Orange, Virginia $598M AUM 18.59% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

QVT Financial's NAT Position: Q4 2018 in Review

QVT Financial sold out of Nordic American Tanker (NAT) in Q4 2018, closing a stake of 217,062 shares — an estimated $468K sold.

QVT Financial first reported a position in NAT in Q1 2016 and held it in 9 quarters. The position peaked at $15.9M in Q1 2016. 131 funds tracked by Wall St. Rank hold NAT as of Q4 2018.

QVT Financial reported no remaining Nordic American Tanker position as of Q4 2018 after selling out during the quarter.
QVT Financial sold 217,062 Nordic American Tanker shares in Q4 2018, an estimated $468K.
QVT Financial first reported a position in Nordic American Tanker in Q1 2016 and held it in 9 quarters.
QVT Financial's Nordic American Tanker position peaked at $15.9M in Q1 2016.
131 funds tracked by Wall St. Rank held Nordic American Tanker as of Q4 2018.

Based on QVT Financial's 13F filing for Q4 2018, filed 14 Feb 2019.