QVT Financial’s Adverum Biotechnologies ADVM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-9,115	Closed	-$3.69M	–	74
2015 Q1	$3.69M	Sell	9,115 -1,685	-16%	-$683K	0.21%	63
2014 Q4	$5.83M	Sell	10,800 -1,200	-10%	-$648K	0.29%	54
2014 Q3	$4.1M	Buy	+12,000	New	+$4.1M	0.21%	61