PVG Asset Management’s B. Riley Financial, Inc. 7.375% Senior Notes due 2023 RILYH Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-13,000	Closed	-$319K	–	84
2018 Q4	$319K	Sell	13,000 -37,000	-74%	-$908K	0.31%	55
2018 Q3	$1.27M	Buy	50,000 +30,000	+150%	+$763K	0.91%	34
2018 Q2	$510K	Buy	+20,000	New	+$510K	0.3%	72