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PAM

PT Asset Management Portfolio holdings

AUM $13.7M
1-Year Est. Return 9.34%
This Fund
S&P 500
This Quarter Est. Return
-1.93%
1 Year Est. Return
-9.34%
3 Year Est. Return
+7.94%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$383M
AUM Growth
+$13M
Cap. Flow
-$7.49M
Cap. Flow %
-1.96%
Top 10 Hldgs %
20.46%
Holding
261
New
50
Increased
80
Reduced
33
Closed
40

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$4.43M
2
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$3.55M
3
HYB
New America High Income Fund, Inc.
HYB
+$3.04M
4
JLS icon
Nuveen Mortgage and Income Fund
JLS
+$2.36M
5
ETX
Eaton Vance Municipal Income 2028 Term Trust
ETX
+$1.93M

Top Sells

Rank Stock Value
1
HSBC icon
HSBC
HSBC
+$5.72M
2
HYI
Western Asset High Yield Opportunity Fund Inc
HYI
+$4.47M
3
RSX
VanEck Russia ETF
RSX
+$3.71M
4
GHY
PGIM Global High Yield Fund
GHY
+$3.13M
5
IVH
Delaware Ivy High Income Opportunities Fund
IVH
+$2.76M

Sector Composition

Rank Sector Weight
1 Miscellaneous 88.26%
2 Financials 9.79%
3 Technology 0.75%
4 Industrials 0.51%
5 Materials 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEN icon
1
PUT
Lennar Class A
LEN
$20.5B
$12.4M 3.23%
251,084
– –
JLS icon
2
Nuveen Mortgage and Income Fund
JLS
$92.4M
$11.9M 3.1%
509,620
+101,228
+25% +$2.36M
COB
3
DELISTED
CommunityOne Bancorp
COB
$10.3M 2.7%
1,051,563
– –
CSCO icon
4
PUT
Cisco
CSCO
$442B
$8.21M 2.14%
298,200
-67,500
-18% -$1.9M
GS icon
5
CALL
Goldman Sachs
GS
$303B
$6.88M 1.8%
36,600
+23,100
+171% +$4.3M
PHM icon
6
PUT
Pultegroup
PHM
$24.1B
$6.75M 1.76%
303,400
+70,000
+30% +$1.52M
GS icon
7
PUT
Goldman Sachs
GS
$303B
$6.26M 1.63%
33,300
+14,500
+77% +$2.7M
DHI icon
8
PUT
D.R. Horton
DHI
$40.6B
$6M 1.57%
210,600
+20,000
+10% +$521K
FCX icon
9
CALL
Freeport-McMoran
FCX
$113B
$4.97M 1.3%
262,000
+54,500
+26% +$1.08M
WBA
10
PUT
DELISTED
Walgreens Boots Alliance
WBA
$4.73M 1.23%
55,800
+9,400
+20% +$749K
NQI
11
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$4.64M 1.21%
346,283
+3,804
+1% +$51K
NPI
12
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$4.47M 1.17%
318,774
-1,223
-0.4% -$17.1K
VLT icon
13
Invesco High Income Trust II
VLT
$64.5M
$4.46M 1.17%
295,313
-3,400
-1% -$51.2K
NVG icon
14
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$4.46M 1.16%
+307,336
New +$4.43M
NMO
15
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$4.43M 1.16%
323,717
+2,482
+0.8% +$34.1K
JMT
16
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$4.39M 1.15%
194,074
+16,698
+9% +$379K
NMA
17
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$4.39M 1.15%
318,806
+98,567
+45% +$1.37M
KMM
18
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$4.38M 1.14%
517,242
-18,144
-3% -$154K
HYB
19
DELISTED
New America High Income Fund, Inc.
HYB
$4.37M 1.14%
482,503
+334,450
+226% +$3.04M
ALTR
20
PUT
DELISTED
Altera Corp
ALTR
$4.34M 1.13%
101,100
– –
FXI icon
21
PUT
iShares China Large-Cap ETF
FXI
$4.2B
$4.21M 1.1%
94,900
+26,300
+38% +$1.12M
BBBY
22
PUT
DELISTED
Bed Bath & Beyond Inc
BBBY
$4.17M 1.09%
54,300
+11,500
+27% +$872K
HYF
23
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$4.17M 1.09%
2,169,336
+480,011
+28% +$911K
CIK
24
Credit Suisse Asset Management Income Fund
CIK
$134M
$4.09M 1.07%
1,273,335
+137,375
+12% +$444K
LEN icon
25
CALL
Lennar Class A
LEN
$20.5B
$4M 1.04%
80,998
+3,151
+4% +$144K
1
2 3 4 5

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SAM
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EMC
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FHAM
Folger Hill Asset Management New York $16.5M AUM 19.96% 1-Year Est. Return
WFC
West Face Capital Toronto, Ontario, Canada $16.6M AUM 18.79% 1-Year Est. Return
CIG
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OBP
Old Bellows Partners New York $9.01M AUM 83.84% 1-Year Est. Return
BCM
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HC
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PT Asset Management's Q1 2015 Portfolio in Review

As of Q1 2015, PT Asset Management held 261 positions worth $383M, up 3.5% from $370M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

PT Asset Management's Q1 2015 filing shows 50 new, 80 increased, 33 reduced and 40 closed positions. Its largest new stake was Nuveen AMT-Free Municipal Credit Income Fund: 307,336 shares worth $4.46M. The largest sale was HSBC, an estimated $5.72M.

By sector, the portfolio is most concentrated in Miscellaneous at 88% of assets, up from 87% a quarter earlier, followed by Financials and Technology.

  • PT Asset Management's largest Q1 2015 buy was Nuveen AMT-Free Municipal Credit Income Fund: 307,336 shares worth $4.46M.
  • PT Asset Management added most to Neuberger High Yield Strategies Fund Inc in Q1 2015, an estimated $3.55M increase.
  • PT Asset Management's biggest Q1 2015 reduction was WESTERN ASSET MANAGED HIGH INCOM FD INC. COM, cutting an estimated $1.87M.
  • PT Asset Management fully exited HSBC in Q1 2015, selling an estimated $5.72M.
  • PT Asset Management's ten largest holdings make up 20% of its $383M portfolio in Q1 2015.
  • PT Asset Management opened 50 new positions and closed 40 in Q1 2015.
  • PT Asset Management's portfolio value rose 3.5% quarter-over-quarter to $383M.

Based on PT Asset Management's 13F filing for Q1 2015, filed 16 Oct 2015.