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PAM

PT Asset Management Portfolio holdings

AUM $13.7M
1-Year Est. Return 9.34%
This Fund
S&P 500
This Quarter Est. Return
-1.93%
1 Year Est. Return
-9.34%
3 Year Est. Return
+7.94%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$383M
AUM Growth
+$13M
Cap. Flow
-$7.49M
Cap. Flow %
-1.96%
Top 10 Hldgs %
20.46%
Holding
261
New
50
Increased
80
Reduced
33
Closed
40

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$4.43M
2
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$3.55M
3
HYB
New America High Income Fund, Inc.
HYB
+$3.04M
4
JLS icon
Nuveen Mortgage and Income Fund
JLS
+$2.36M
5
ETX
Eaton Vance Municipal Income 2028 Term Trust
ETX
+$1.93M

Top Sells

Rank Stock Value
1
HSBC icon
HSBC
HSBC
+$5.72M
2
HYI
Western Asset High Yield Opportunity Fund Inc
HYI
+$4.47M
3
RSX
VanEck Russia ETF
RSX
+$3.71M
4
GHY
PGIM Global High Yield Fund
GHY
+$3.13M
5
IVH
Delaware Ivy High Income Opportunities Fund
IVH
+$2.76M

Sector Composition

Rank Sector Weight
1 Miscellaneous 88.26%
2 Financials 9.79%
3 Technology 0.75%
4 Industrials 0.51%
5 Materials 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SD
176
CALL
DELISTED
SANDRIDGE ENERGY, INC.
SD
$342K 0.09%
+192,200
New +$323K
HP icon
177
PUT
Helmerich & Payne
HP
$4.24B
$340K 0.09%
+5,000
New +$327K
RCL icon
178
PUT
Royal Caribbean
RCL
$76.2B
$327K 0.09%
4,000
– –
MAT icon
179
CALL
Mattel
MAT
$4.26B
$324K 0.08%
14,200
– –
XLNX
180
DELISTED
Xilinx Inc
XLNX
$323K 0.08%
7,651
+4,351
+132% +$178K
HP icon
181
CALL
Helmerich & Payne
HP
$4.24B
$320K 0.08%
+4,700
New +$308K
IQI icon
182
Invesco Quality Municipal Securities
IQI
$537M
$314K 0.08%
+25,000
New +$316K
BAC icon
183
CALL
Bank of America
BAC
$428B
$308K 0.08%
+20,000
New +$321K
FSLR icon
184
CALL
First Solar
FSLR
$22.6B
$305K 0.08%
5,100
+2,800
+122% +$144K
TD icon
185
CALL
Toronto Dominion Bank
TD
$200B
$304K 0.08%
7,100
-39,000
-85% -$1.68M
R icon
186
CALL
Ryder
R
$9.51B
$285K 0.07%
+3,000
New +$276K
GE icon
187
GE Aerospace
GE
$356B
$275K 0.07%
2,316
+688
+42% +$81.9K
UAA icon
188
PUT
Under Armour
UAA
$2.18B
$275K 0.07%
6,800
– –
NBR icon
189
Nabors Industries
NBR
$1.36B
$274K 0.07%
402
+82
+26% +$50K
CSCO icon
190
Cisco
CSCO
$442B
$264K 0.07%
+9,600
New +$270K
CMG icon
191
Chipotle Mexican Grill
CMG
$47.1B
$260K 0.07%
+20,000
New +$273K
RCL icon
192
CALL
Royal Caribbean
RCL
$76.2B
$229K 0.06%
2,800
– –
MU icon
193
Micron Technology
MU
$1.06T
$225K 0.06%
+8,300
New +$248K
FFIV icon
194
F5
FFIV
$23.2B
$201K 0.05%
+1,750
New +$206K
SCHW
195
Charles Schwab
SCHW
$187B
$196K 0.05%
6,450
+3,775
+141% +$109K
NE
196
PUT
DELISTED
Noble Corporation
NE
$193K 0.05%
+13,500
New +$219K
FITB
197
PUT
Fifth Third Bancorp
FITB
$49.7B
$188K 0.05%
+10,000
New +$189K
OXY icon
198
Occidental Petroleum
OXY
$59.1B
$182K 0.05%
+2,504
New +$194K
EMB icon
199
PUT
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$179K 0.05%
1,600
– –
AA icon
200
Alcoa
AA
$13.5B
$174K 0.05%
5,618
+2,643
+89% +$94.9K
6 7
8
9 10

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SAM
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EMC
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FHAM
Folger Hill Asset Management New York $16.5M AUM 19.96% 1-Year Est. Return
WFC
West Face Capital Toronto, Ontario, Canada $16.6M AUM 18.79% 1-Year Est. Return
CIG
Candlewood Investment Group Rye, New York $10.1M AUM 30% 1-Year Est. Return
OBP
Old Bellows Partners New York $9.01M AUM 83.84% 1-Year Est. Return
BCM
Biomark Capital Management Greenwich, Connecticut $8.9M AUM 97.06% 1-Year Est. Return
HC
Highstar Capital New York $8.59M AUM 3.82% 1-Year Est. Return

PT Asset Management's Q1 2015 Portfolio in Review

As of Q1 2015, PT Asset Management held 261 positions worth $383M, up 3.5% from $370M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

PT Asset Management's Q1 2015 filing shows 50 new, 80 increased, 33 reduced and 40 closed positions. Its largest new stake was Nuveen AMT-Free Municipal Credit Income Fund: 307,336 shares worth $4.46M. The largest sale was HSBC, an estimated $5.72M.

By sector, the portfolio is most concentrated in Miscellaneous at 88% of assets, up from 87% a quarter earlier, followed by Financials and Technology.

  • PT Asset Management's largest Q1 2015 buy was Nuveen AMT-Free Municipal Credit Income Fund: 307,336 shares worth $4.46M.
  • PT Asset Management added most to Neuberger High Yield Strategies Fund Inc in Q1 2015, an estimated $3.55M increase.
  • PT Asset Management's biggest Q1 2015 reduction was WESTERN ASSET MANAGED HIGH INCOM FD INC. COM, cutting an estimated $1.87M.
  • PT Asset Management fully exited HSBC in Q1 2015, selling an estimated $5.72M.
  • PT Asset Management's ten largest holdings make up 20% of its $383M portfolio in Q1 2015.
  • PT Asset Management opened 50 new positions and closed 40 in Q1 2015.
  • PT Asset Management's portfolio value rose 3.5% quarter-over-quarter to $383M.

Based on PT Asset Management's 13F filing for Q1 2015, filed 16 Oct 2015.