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PAM

PT Asset Management Portfolio holdings

AUM $13.7M
1-Year Est. Return 9.34%
This Fund
S&P 500
This Quarter Est. Return
-1.93%
1 Year Est. Return
-9.34%
3 Year Est. Return
+7.94%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$383M
AUM Growth
+$13M
Cap. Flow
-$7.49M
Cap. Flow %
-1.96%
Top 10 Hldgs %
20.46%
Holding
261
New
50
Increased
80
Reduced
33
Closed
40

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$4.43M
2
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$3.55M
3
HYB
New America High Income Fund, Inc.
HYB
+$3.04M
4
JLS icon
Nuveen Mortgage and Income Fund
JLS
+$2.36M
5
ETX
Eaton Vance Municipal Income 2028 Term Trust
ETX
+$1.93M

Top Sells

Rank Stock Value
1
HSBC icon
HSBC
HSBC
+$5.72M
2
HYI
Western Asset High Yield Opportunity Fund Inc
HYI
+$4.47M
3
RSX
VanEck Russia ETF
RSX
+$3.71M
4
GHY
PGIM Global High Yield Fund
GHY
+$3.13M
5
IVH
Delaware Ivy High Income Opportunities Fund
IVH
+$2.76M

Sector Composition

Rank Sector Weight
1 Miscellaneous 88.26%
2 Financials 9.79%
3 Technology 0.75%
4 Industrials 0.51%
5 Materials 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRIP icon
151
CALL
TripAdvisor
TRIP
$1.15B
$590K 0.15%
7,100
– –
MSFT icon
152
Microsoft
MSFT
$3.75T
$585K 0.15%
14,400
+13,150
+1,052% +$572K
CRM icon
153
CALL
Salesforce
CRM
$206B
$582K 0.15%
8,700
– –
KMI icon
154
CALL
Kinder Morgan
KMI
$70.2B
$568K 0.15%
+13,500
New +$559K
R icon
155
Ryder
R
$9.51B
$560K 0.15%
+5,900
New +$542K
FXI icon
156
iShares China Large-Cap ETF
FXI
$4.2B
$556K 0.15%
+12,500
New +$532K
CIT
157
CALL
DELISTED
CIT Group Inc.
CIT
$532K 0.14%
11,800
-32,000
-73% -$1.45M
MRO
158
PUT
DELISTED
Marathon Oil Corporation
MRO
$517K 0.14%
19,800
– –
C icon
159
PUT
Citigroup
C
$223B
$515K 0.13%
+10,000
New +$509K
WHR icon
160
PUT
Whirlpool
WHR
$2.59B
$505K 0.13%
2,500
– –
APC
161
PUT
DELISTED
Anadarko Petroleum
APC
$497K 0.13%
+6,000
New +$491K
PXD
162
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
$491K 0.13%
+3,000
New +$461K
CCL icon
163
CALL
Carnival Corporation Ltd
CCL
$34.2B
$478K 0.12%
10,000
-10,500
-51% -$473K
HAL icon
164
PUT
Halliburton
HAL
$29.6B
$460K 0.12%
10,500
+5,000
+91% +$208K
SCHW
165
PUT
Charles Schwab
SCHW
$187B
$456K 0.12%
15,000
-83,500
-85% -$2.42M
MET icon
166
MetLife
MET
$61.2B
$455K 0.12%
10,098
+8,976
+800% +$403K
WHR icon
167
CALL
Whirlpool
WHR
$2.59B
$424K 0.11%
2,100
– –
C icon
168
CALL
Citigroup
C
$223B
$412K 0.11%
+8,000
New +$407K
BAC icon
169
Bank of America
BAC
$428B
$408K 0.11%
+26,500
New +$426K
FFIV icon
170
CALL
F5
FFIV
$23.2B
$402K 0.11%
3,500
– –
GRMN
171
CALL
Garmin
GRMN
$55.9B
$390K 0.1%
8,200
– –
NE
172
CALL
DELISTED
Noble Corporation
NE
$364K 0.1%
+25,500
New +$414K
PXD
173
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
$360K 0.09%
+2,200
New +$338K
MU icon
174
CALL
Micron Technology
MU
$1.06T
$345K 0.09%
12,700
– –
JNPR
175
DELISTED
Juniper Networks
JNPR
$343K 0.09%
15,155
-4,200
-22% -$96.9K
5 6
7
8 9

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EMC
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FHAM
Folger Hill Asset Management New York $16.5M AUM 19.96% 1-Year Est. Return
WFC
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CIG
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OBP
Old Bellows Partners New York $9.01M AUM 83.84% 1-Year Est. Return
BCM
Biomark Capital Management Greenwich, Connecticut $8.9M AUM 97.06% 1-Year Est. Return
HC
Highstar Capital New York $8.59M AUM 3.82% 1-Year Est. Return

PT Asset Management's Q1 2015 Portfolio in Review

As of Q1 2015, PT Asset Management held 261 positions worth $383M, up 3.5% from $370M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

PT Asset Management's Q1 2015 filing shows 50 new, 80 increased, 33 reduced and 40 closed positions. Its largest new stake was Nuveen AMT-Free Municipal Credit Income Fund: 307,336 shares worth $4.46M. The largest sale was HSBC, an estimated $5.72M.

By sector, the portfolio is most concentrated in Miscellaneous at 88% of assets, up from 87% a quarter earlier, followed by Financials and Technology.

  • PT Asset Management's largest Q1 2015 buy was Nuveen AMT-Free Municipal Credit Income Fund: 307,336 shares worth $4.46M.
  • PT Asset Management added most to Neuberger High Yield Strategies Fund Inc in Q1 2015, an estimated $3.55M increase.
  • PT Asset Management's biggest Q1 2015 reduction was WESTERN ASSET MANAGED HIGH INCOM FD INC. COM, cutting an estimated $1.87M.
  • PT Asset Management fully exited HSBC in Q1 2015, selling an estimated $5.72M.
  • PT Asset Management's ten largest holdings make up 20% of its $383M portfolio in Q1 2015.
  • PT Asset Management opened 50 new positions and closed 40 in Q1 2015.
  • PT Asset Management's portfolio value rose 3.5% quarter-over-quarter to $383M.

Based on PT Asset Management's 13F filing for Q1 2015, filed 16 Oct 2015.