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PAM

PT Asset Management Portfolio holdings

AUM $13.7M
1-Year Est. Return 9.34%
This Fund
S&P 500
This Quarter Est. Return
-8.71%
1 Year Est. Return
-9.34%
3 Year Est. Return
+7.94%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$418M
AUM Growth
+$65.5M
Cap. Flow
+$105M
Cap. Flow %
25.11%
Top 10 Hldgs %
27%
Holding
289
New
85
Increased
67
Reduced
44
Closed
59

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$2.17M
2
EWJ icon
iShares MSCI Japan ETF
EWJ
+$1.96M
3
JPM icon
JPMorgan Chase
JPM
+$963K
4
ATI icon
ATI
ATI
+$955K
5
MET icon
MetLife
MET
+$920K

Top Sells

Rank Stock Value
1
NQI
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
+$3.72M
2
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
+$3.42M
3
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$3.29M
4
NQS
NUVEEN SELECT QUALITY MUNI FD
NQS
+$3.26M
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$3.15M

Sector Composition

Rank Sector Weight
1 Financials 1.22%
2 Consumer Discretionary 0.8%
3 Industrials 0.78%
4 Energy 0.76%
5 Technology 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNDK
26
CALL
DELISTED
SANDISK CORP
SNDK
$4.19M 1%
77,100
+41,500
+117% +$2.29M
JMT
27
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$4.17M 1%
192,454
-1,620
-0.8% -$35.5K
EWJ icon
28
PUT
iShares MSCI Japan ETF
EWJ
$21.5B
$4M 0.96%
87,375
+45,000
+106% +$2.22M
OXY icon
29
CALL
Occidental Petroleum
OXY
$54.6B
$3.99M 0.95%
60,403
+42,072
+230% +$2.94M
LEN icon
30
CALL
Lennar Class A
LEN
$20.2B
$3.97M 0.95%
86,671
+5,673
+7% +$278K
MSFT icon
31
CALL
Microsoft
MSFT
$2.93T
$3.79M 0.91%
85,700
+33,400
+64% +$1.5M
IWM icon
32
CALL
iShares Russell 2000 ETF
IWM
$82.2B
$3.67M 0.88%
+33,600
New +$3.98M
INTC icon
33
CALL
Intel
INTC
$478B
$3.39M 0.81%
112,600
+75,600
+204% +$2.19M
XLNX
34
PUT
DELISTED
Xilinx Inc
XLNX
$3.39M 0.81%
80,000
+5,000
+7% +$210K
EMC
35
PUT
DELISTED
EMC CORPORATION
EMC
$3.34M 0.8%
138,100
+48,900
+55% +$1.24M
EWJ icon
36
CALL
iShares MSCI Japan ETF
EWJ
$21.5B
$3.13M 0.75%
68,375
+42,500
+164% +$2.1M
DAL icon
37
PUT
Delta Air Lines
DAL
$55.4B
$3.12M 0.75%
69,500
+15,000
+28% +$674K
YUM icon
38
PUT
Yum! Brands
YUM
$40.8B
$3.1M 0.74%
53,832
– –
AXP icon
39
PUT
American Express
AXP
$242B
$3.07M 0.73%
41,400
+33,400
+418% +$2.57M
MSFT icon
40
PUT
Microsoft
MSFT
$2.93T
$3.05M 0.73%
69,000
+14,000
+25% +$629K
ALTR
41
CALL
DELISTED
Altera Corp
ALTR
$3.01M 0.72%
60,200
– –
IWM icon
42
PUT
iShares Russell 2000 ETF
IWM
$82.2B
$3M 0.72%
+27,500
New +$3.26M
BAC icon
43
PUT
Bank of America
BAC
$430B
$2.92M 0.7%
187,200
+100,000
+115% +$1.68M
INTC icon
44
PUT
Intel
INTC
$478B
$2.83M 0.68%
93,800
+53,800
+135% +$1.56M
LNKD
45
PUT
DELISTED
LinkedIn Corporation
LNKD
$2.81M 0.67%
14,800
+900
+6% +$179K
CVX icon
46
CALL
Chevron
CVX
$373B
$2.56M 0.61%
32,400
+14,900
+85% +$1.25M
OXY icon
47
PUT
Occidental Petroleum
OXY
$54.6B
$2.53M 0.6%
38,265
+9,216
+32% +$643K
CSCO icon
48
CALL
Cisco
CSCO
$441B
$2.5M 0.6%
95,100
+8,000
+9% +$216K
AXP icon
49
CALL
American Express
AXP
$242B
$2.39M 0.57%
32,300
+25,400
+368% +$1.95M
EMC
50
CALL
DELISTED
EMC CORPORATION
EMC
$2.39M 0.57%
98,800
+55,400
+128% +$1.4M
1
2
3 4 5

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SAM
Solaris Asset Management New York $12.8M AUM 28.06% 1-Year Est. Return
EMC
EIG Management Company Washington D.c., District of Columbia $15.4M AUM 75.32% 1-Year Est. Return
FHAM
Folger Hill Asset Management New York $16.5M AUM 19.96% 1-Year Est. Return
WFC
West Face Capital Toronto, Ontario, Canada $16.6M AUM 18.79% 1-Year Est. Return
CIG
Candlewood Investment Group Rye, New York $10.1M AUM 30% 1-Year Est. Return
SBA
Seven Bridges Advisors New York $9.75M AUM 16.73% 1-Year Est. Return
OBP
Old Bellows Partners New York $9.01M AUM 83.84% 1-Year Est. Return
BCM
Biomark Capital Management Greenwich, Connecticut $8.9M AUM 97.06% 1-Year Est. Return

PT Asset Management's Q3 2015 Portfolio in Review

As of Q3 2015, PT Asset Management held 289 positions worth $418M, up 19% from $353M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

PT Asset Management deployed $105M of net new capital in Q3 2015, opening 85 new positions and adding to 67 existing holdings. Its largest new stake was iShares China Large-Cap ETF: 55,900 shares worth $1.98M.

By sector, the portfolio is most concentrated in Financials at 1.2% of assets, up from 0.67% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was NUVEEN QUALITY MUNICIPAL FUND INC, an estimated $3.72M trimmed.

  • PT Asset Management's largest Q3 2015 buy was iShares China Large-Cap ETF: 55,900 shares worth $1.98M.
  • PT Asset Management added most to ATI in Q3 2015, an estimated $955K increase.
  • PT Asset Management's biggest Q3 2015 reduction was NUVEEN QUALITY MUNICIPAL FUND INC, cutting an estimated $3.72M.
  • PT Asset Management fully exited NUVEEN MUNI MARKET OPPORT FUND in Q3 2015, selling an estimated $3.42M.
  • PT Asset Management's ten largest holdings make up 27% of its $418M portfolio in Q3 2015.
  • PT Asset Management opened 85 new positions and closed 59 in Q3 2015.
  • PT Asset Management's portfolio value rose 19% quarter-over-quarter to $418M.

Based on PT Asset Management's 13F filing for Q3 2015, filed 13 Nov 2015.