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PAM

PT Asset Management Portfolio holdings

AUM $13.7M
1-Year Est. Return 9.34%
This Fund
S&P 500
This Quarter Est. Return
-1.93%
1 Year Est. Return
-9.34%
3 Year Est. Return
+7.94%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$383M
AUM Growth
+$13M
Cap. Flow
-$7.49M
Cap. Flow %
-1.96%
Top 10 Hldgs %
20.46%
Holding
261
New
50
Increased
80
Reduced
33
Closed
40

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$4.43M
2
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$3.55M
3
HYB
New America High Income Fund, Inc.
HYB
+$3.04M
4
JLS icon
Nuveen Mortgage and Income Fund
JLS
+$2.36M
5
ETX
Eaton Vance Municipal Income 2028 Term Trust
ETX
+$1.93M

Top Sells

Rank Stock Value
1
HSBC icon
HSBC
HSBC
+$5.72M
2
HYI
Western Asset High Yield Opportunity Fund Inc
HYI
+$4.47M
3
RSX
VanEck Russia ETF
RSX
+$3.71M
4
GHY
PGIM Global High Yield Fund
GHY
+$3.13M
5
IVH
Delaware Ivy High Income Opportunities Fund
IVH
+$2.76M

Sector Composition

Rank Sector Weight
1 Miscellaneous 88.26%
2 Financials 9.79%
3 Technology 0.75%
4 Industrials 0.51%
5 Materials 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXZ
26
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$3.88M 1.01%
273,638
+59,432
+28% +$849K
NHS
27
Neuberger High Yield Strategies Fund Inc
NHS
$249M
$3.85M 1%
311,685
+284,887
+1,063% +$3.55M
BRCM
28
PUT
DELISTED
BROADCOM CORP CL-A
BRCM
$3.67M 0.96%
84,800
-30,000
-26% -$1.31M
XLNX
29
CALL
DELISTED
Xilinx Inc
XLNX
$3.52M 0.92%
83,200
+15,900
+24% +$652K
ALTR
30
CALL
DELISTED
Altera Corp
ALTR
$3.44M 0.9%
80,200
+17,400
+28% +$622K
PHM icon
31
CALL
Pultegroup
PHM
$24.1B
$3.42M 0.89%
154,000
– –
NQS
32
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$3.41M 0.89%
242,231
-82,359
-25% -$1.16M
APA icon
33
CALL
APA Corp
APA
$14.8B
$3.38M 0.88%
56,100
+32,700
+140% +$2.06M
AMZN icon
34
PUT
Amazon
AMZN
$2.76T
$3.31M 0.86%
178,000
-52,000
-23% -$914K
AWF
35
AllianceBernstein Global High Income Fund
AWF
$880M
$3.23M 0.84%
257,369
-98,416
-28% -$1.24M
LNKD
36
PUT
DELISTED
LinkedIn Corporation
LNKD
$3.22M 0.84%
12,900
+3,000
+30% +$745K
MS icon
37
CALL
Morgan Stanley
MS
$337B
$3.21M 0.84%
90,000
+29,800
+50% +$1.07M
HPQ icon
38
CALL
HP
HPQ
$27.1B
$3.2M 0.84%
226,366
+127,276
+128% +$2.1M
YUM icon
39
PUT
Yum! Brands
YUM
$41.1B
$3.04M 0.8%
53,832
-2,504
-4% -$137K
ATI icon
40
PUT
ATI
ATI
$29.2B
$3.04M 0.79%
101,400
– –
DHI icon
41
CALL
D.R. Horton
DHI
$40.6B
$2.98M 0.78%
104,700
+8,000
+8% +$208K
RSX
42
CALL
DELISTED
VanEck Russia ETF
RSX
$2.93M 0.77%
172,300
-81,000
-32% -$1.32M
HIO
43
Western Asset High Income Opportunity Fund
HIO
$330M
$2.87M 0.75%
538,836
-160,087
-23% -$859K
HYT icon
44
BlackRock Corporate High Yield Fund
HYT
$1.35B
$2.81M 0.73%
252,199
-73,254
-23% -$828K
GM icon
45
PUT
General Motors
GM
$75.6B
$2.81M 0.73%
74,900
– –
HPQ icon
46
PUT
HP
HPQ
$27.1B
$2.77M 0.72%
195,978
– –
ETX
47
Eaton Vance Municipal Income 2028 Term Trust
ETX
$198M
$2.73M 0.71%
152,933
+108,269
+242% +$1.93M
META icon
48
PUT
Meta Platforms (Facebook)
META
$1.45T
$2.69M 0.7%
32,700
+14,000
+75% +$1.1M
MHY
49
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$2.62M 0.68%
505,954
-361,852
-42% -$1.87M
CMG icon
50
PUT
Chipotle Mexican Grill
CMG
$47.1B
$2.6M 0.68%
200,000
+65,000
+48% +$887K
1
2
3 4 5

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EMC
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FHAM
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WFC
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CIG
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OBP
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BCM
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HC
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PT Asset Management's Q1 2015 Portfolio in Review

As of Q1 2015, PT Asset Management held 261 positions worth $383M, up 3.5% from $370M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

PT Asset Management's Q1 2015 filing shows 50 new, 80 increased, 33 reduced and 40 closed positions. Its largest new stake was Nuveen AMT-Free Municipal Credit Income Fund: 307,336 shares worth $4.46M. The largest sale was HSBC, an estimated $5.72M.

By sector, the portfolio is most concentrated in Miscellaneous at 88% of assets, up from 87% a quarter earlier, followed by Financials and Technology.

  • PT Asset Management's largest Q1 2015 buy was Nuveen AMT-Free Municipal Credit Income Fund: 307,336 shares worth $4.46M.
  • PT Asset Management added most to Neuberger High Yield Strategies Fund Inc in Q1 2015, an estimated $3.55M increase.
  • PT Asset Management's biggest Q1 2015 reduction was WESTERN ASSET MANAGED HIGH INCOM FD INC. COM, cutting an estimated $1.87M.
  • PT Asset Management fully exited HSBC in Q1 2015, selling an estimated $5.72M.
  • PT Asset Management's ten largest holdings make up 20% of its $383M portfolio in Q1 2015.
  • PT Asset Management opened 50 new positions and closed 40 in Q1 2015.
  • PT Asset Management's portfolio value rose 3.5% quarter-over-quarter to $383M.

Based on PT Asset Management's 13F filing for Q1 2015, filed 16 Oct 2015.