We are live on ! Find out more
PAM

PT Asset Management Portfolio holdings

AUM $13.7M
1-Year Est. Return 9.34%
This Fund
S&P 500
This Quarter Est. Return
-1.93%
1 Year Est. Return
-9.34%
3 Year Est. Return
+7.94%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$383M
AUM Growth
+$13M
Cap. Flow
-$7.49M
Cap. Flow %
-1.96%
Top 10 Hldgs %
20.46%
Holding
261
New
50
Increased
80
Reduced
33
Closed
40

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$4.43M
2
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$3.55M
3
HYB
New America High Income Fund, Inc.
HYB
+$3.04M
4
JLS icon
Nuveen Mortgage and Income Fund
JLS
+$2.36M
5
ETX
Eaton Vance Municipal Income 2028 Term Trust
ETX
+$1.93M

Top Sells

Rank Stock Value
1
HSBC icon
HSBC
HSBC
+$5.72M
2
HYI
Western Asset High Yield Opportunity Fund Inc
HYI
+$4.47M
3
RSX
VanEck Russia ETF
RSX
+$3.71M
4
GHY
PGIM Global High Yield Fund
GHY
+$3.13M
5
IVH
Delaware Ivy High Income Opportunities Fund
IVH
+$2.76M

Sector Composition

Rank Sector Weight
1 Miscellaneous 88.26%
2 Financials 9.79%
3 Technology 0.75%
4 Industrials 0.51%
5 Materials 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMB
226
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
– –
-20,295
Closed -$247K
DVA icon
227
CALL
DaVita
DVA
$11.4B
– –
-9,700
Closed -$735K
DVA icon
228
PUT
DaVita
DVA
$11.4B
– –
-19,000
Closed -$1.44M
EOT
229
Eaton Vance National Municipal Opportunities Trust
EOT
$269M
– –
-116,803
Closed -$2.45M
EWJ icon
230
iShares MSCI Japan ETF
EWJ
$22.7B
– –
-7,500
Closed -$359K
GHY
231
PGIM Global High Yield Fund
GHY
$475M
– –
-196,740
Closed -$3.13M
B
232
Barrick Mining
B
$77.9B
– –
-35,200
Closed -$416K
HAL icon
233
Halliburton
HAL
$29.6B
– –
-1,600
Closed -$66.7K
HSBC icon
234
CALL
HSBC
HSBC
$352B
– –
-120,234
Closed -$4.89M
HSBC icon
235
HSBC
HSBC
$352B
– –
-140,657
Closed -$5.72M
HSBC icon
236
PUT
HSBC
HSBC
$352B
– –
-168,862
Closed -$6.87M
HYD icon
237
PUT
VanEck High Yield Muni ETF
HYD
$4.34B
– –
-5,550
Closed -$342K
HYI
238
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
– –
-283,466
Closed -$4.47M
MAT icon
239
Mattel
MAT
$4.26B
– –
-4,600
Closed -$122K
MAT icon
240
PUT
Mattel
MAT
$4.26B
– –
-13,300
Closed -$412K
MUB icon
241
PUT
iShares National Muni Bond ETF
MUB
$45.5B
– –
-3,200
Closed -$353K
NEM icon
242
Newmont
NEM
$139B
– –
-20,600
Closed -$481K
NFLX icon
243
Netflix
NFLX
$332B
– –
-70,000
Closed -$425K
PMO
244
Franklin Municipal Opportunities Trust
PMO
$280M
– –
-120,539
Closed -$1.45M
SCHW
245
CALL
Charles Schwab
SCHW
$187B
– –
-41,300
Closed -$1.25M
TD icon
246
Toronto Dominion Bank
TD
$200B
– –
-41,550
Closed -$1.79M
TD icon
247
PUT
Toronto Dominion Bank
TD
$200B
– –
-51,200
Closed -$2.45M
TRIP icon
248
TripAdvisor
TRIP
$1.15B
– –
-900
Closed -$70.7K
V icon
249
CALL
Visa
V
$709B
– –
-11,200
Closed -$184K
V icon
250
PUT
Visa
V
$709B
– –
-211,200
Closed -$3.46M
7 8 9
10
11

Similar funds

SAM
Solaris Asset Management New York $12.8M AUM 28.06% 1-Year Est. Return
EMC
EIG Management Company Washington D.c., District of Columbia $15.4M AUM 75.32% 1-Year Est. Return
FHAM
Folger Hill Asset Management New York $16.5M AUM 19.96% 1-Year Est. Return
WFC
West Face Capital Toronto, Ontario, Canada $16.6M AUM 18.79% 1-Year Est. Return
CIG
Candlewood Investment Group Rye, New York $10.1M AUM 30% 1-Year Est. Return
OBP
Old Bellows Partners New York $9.01M AUM 83.84% 1-Year Est. Return
BCM
Biomark Capital Management Greenwich, Connecticut $8.9M AUM 97.06% 1-Year Est. Return
HC
Highstar Capital New York $8.59M AUM 3.82% 1-Year Est. Return

PT Asset Management's Q1 2015 Portfolio in Review

As of Q1 2015, PT Asset Management held 261 positions worth $383M, up 3.5% from $370M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

PT Asset Management's Q1 2015 filing shows 50 new, 80 increased, 33 reduced and 40 closed positions. Its largest new stake was Nuveen AMT-Free Municipal Credit Income Fund: 307,336 shares worth $4.46M. The largest sale was HSBC, an estimated $5.72M.

By sector, the portfolio is most concentrated in Miscellaneous at 88% of assets, up from 87% a quarter earlier, followed by Financials and Technology.

  • PT Asset Management's largest Q1 2015 buy was Nuveen AMT-Free Municipal Credit Income Fund: 307,336 shares worth $4.46M.
  • PT Asset Management added most to Neuberger High Yield Strategies Fund Inc in Q1 2015, an estimated $3.55M increase.
  • PT Asset Management's biggest Q1 2015 reduction was WESTERN ASSET MANAGED HIGH INCOM FD INC. COM, cutting an estimated $1.87M.
  • PT Asset Management fully exited HSBC in Q1 2015, selling an estimated $5.72M.
  • PT Asset Management's ten largest holdings make up 20% of its $383M portfolio in Q1 2015.
  • PT Asset Management opened 50 new positions and closed 40 in Q1 2015.
  • PT Asset Management's portfolio value rose 3.5% quarter-over-quarter to $383M.

Based on PT Asset Management's 13F filing for Q1 2015, filed 16 Oct 2015.