Prospera Financial Services’s Hawaiian Electric Industries HE Stock Holding History

Prospera Financial Services’s Portfolio HE Stock Details HE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-6,100	Closed	-$200K	–	402
2016 Q2	$200K	Buy	+6,100	New	+$201K	0.04%	324
2015 Q2	–	Sell	-7,250	Closed	-$233K	–	315
2015 Q1	$233K	Sell	7,250 -3,950	-35%	-$132K	0.05%	260
2014 Q4	$375K	Sell	11,200 -1,500	-12%	-$43.7K	0.09%	180
2014 Q3	$337K	Buy	+12,700	New	+$315K	0.09%	179

Other funds holding HE

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Gabelli Funds Rye, New York $15.7B AUM 36.4% 1-Year Est. Return

State of New Jersey Common Pension Fund D Trenton, New Jersey $29.3B AUM 38.15% 1-Year Est. Return

Norges Bank Oslo, Norway $1T AUM

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Prospera Financial Services's HE Position: Q3 2016 in Review

Prospera Financial Services sold out of Hawaiian Electric Industries (HE) in Q3 2016, closing a stake of 6,100 shares — an estimated $200K sold.

Prospera Financial Services first reported a position in HE in Q3 2014 and held it in 4 quarters. The position peaked at $375K in Q4 2014. 246 funds tracked by Wall St. Rank hold HE as of Q3 2016.

Prospera Financial Services reported no remaining Hawaiian Electric Industries position as of Q3 2016 after selling out during the quarter.
Prospera Financial Services sold 6,100 Hawaiian Electric Industries shares in Q3 2016, an estimated $200K.
Prospera Financial Services first reported a position in Hawaiian Electric Industries in Q3 2014 and held it in 4 quarters.
Prospera Financial Services's Hawaiian Electric Industries position peaked at $375K in Q4 2014.
246 funds tracked by Wall St. Rank held Hawaiian Electric Industries as of Q3 2016.

Based on Prospera Financial Services's 13F filing for Q3 2016, filed 12 Oct 2016.