Prospera Financial Services’s EquityCompass Risk Manager ETF ERM Stock Holding History

Prospera Financial Services’s Portfolio ERM Stock Details ERM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-1,022	Closed	-$18K	–	1659
2020 Q3	$18K	Buy	+1,022	New	+$18.2K	0.01%	936

Other funds holding ERM

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SIAG

Safeguard Investment Advisory Group Corona, California $362M AUM 20.96% 1-Year Est. Return

Prospera Financial Services's ERM Position: Q4 2020 in Review

Prospera Financial Services sold out of EquityCompass Risk Manager ETF (ERM) in Q4 2020, closing a stake of 1,022 shares — an estimated $18K sold.

Prospera Financial Services first reported a position in ERM in Q3 2020 and held it in 1 quarter. The position peaked at $18K in Q3 2020. 5 funds tracked by Wall St. Rank hold ERM as of Q4 2020.

Prospera Financial Services reported no remaining EquityCompass Risk Manager ETF position as of Q4 2020 after selling out during the quarter.
Prospera Financial Services sold 1,022 EquityCompass Risk Manager ETF shares in Q4 2020, an estimated $18K.
Prospera Financial Services first reported a position in EquityCompass Risk Manager ETF in Q3 2020 and held it in 1 quarter.
Prospera Financial Services's EquityCompass Risk Manager ETF position peaked at $18K in Q3 2020.
5 funds tracked by Wall St. Rank held EquityCompass Risk Manager ETF as of Q4 2020.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.