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PFS
Prospect Financial Services Portfolio holdings
AUM
$197M
1-Year Est. Return
24.49%
This Fund
S&P 500
This Quarter
Est. Return
+9.28%
1 Year Est. Return
+24.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$174M
AUM Growth
+$13.5M
(+8.4%)
Cap. Flow
+$1.56M
Cap. Flow
% of AUM
0.9%
Top 10 Holdings %
Top 10 Hldgs %
46.11%
Holding
112
New
12
Increased
47
Reduced
40
Closed
8
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Bitcoin Trust
IBIT
|
+$1.52M |
| 2 |
UnitedHealth
UNH
|
+$1.18M |
| 3 |
Vanguard High Dividend Yield ETF
VYM
|
+$511K |
| 4 |
CAVA Group
CAVA
|
+$466K |
| 5 |
Strategy Inc
MSTR
|
+$426K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$1.25M |
| 2 |
PayPal
PYPL
|
+$1.21M |
| 3 |
iShares MSCI India ETF
INDA
|
+$574K |
| 4 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$333K |
| 5 |
FT Vest Fund of Buffer ETFs
BUFR
|
+$317K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 44.64% |
| 2 | Technology | 14.44% |
| 3 | Communication Services | 11.71% |
| 4 | Real Estate | 9.89% |
| 5 | Industrials | 5.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Pfizer
PFE
$157B
| $207K | 0.12% |
8,126
-993
| -11% | -$24.5K |
|
102
First Trust Water ETF
FIW
$1.75B
| $202K | 0.12% |
1,799
-312
| -15% | -$34.7K |
|
103
Sweetgreen
SG
$813M
| $142K | 0.08% |
17,818
+6,058
| +52% | +$65.9K |
|
104
Acurx Pharmaceuticals
ACXP
$5.8M
| $85.3K | 0.05% |
19,883
+5,044
| +34% | +$30.4K |
|
105
Alibaba
BABA
$272B
| – | – |
-2,229
| Closed | -$253K |
|
|
106
Baidu
BIDU
$30.9B
| – | – |
-14,580
| Closed | -$1.25M |
|
107
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.61B
| – | – |
-6,939
| Closed | -$230K |
|
|
108
FT Vest Fund of Buffer ETFs
BUFR
$10.6B
| – | – |
-9,975
| Closed | -$317K |
|
109
Chevron
CVX
$427B
| – | – |
-1,598
| Closed | -$229K |
|
110
iShares China Large-Cap ETF
FXI
$4.1B
| – | – |
-7,383
| Closed | -$271K |
|
111
3M
MMM
$84.9B
| – | – |
-1,425
| Closed | -$217K |
|
112
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.71B
| – | – |
-8,578
| Closed | -$212K |
|
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Prospect Financial Services's Q3 2025 Portfolio in Review
As of Q3 2025, Prospect Financial Services held 112 positions worth $174M, up 8.4% from $160M the previous quarter. Its ten largest holdings account for 46% of the portfolio.
Prospect Financial Services's Q3 2025 filing shows 12 new, 47 increased, 40 reduced and 8 closed positions. Its largest new stake was iShares Core Dividend Growth ETF: 3,615 shares worth $246K. The largest sale was Baidu, an estimated $1.25M.
By sector, the portfolio is most concentrated in Miscellaneous at 45% of assets, up from 44% a quarter earlier, followed by Technology and Communication Services.
- Prospect Financial Services's largest Q3 2025 buy was iShares Core Dividend Growth ETF: 3,615 shares worth $246K.
- Prospect Financial Services added most to iShares Bitcoin Trust in Q3 2025, an estimated $1.52M increase.
- Prospect Financial Services's biggest Q3 2025 reduction was PayPal, cutting an estimated $1.21M.
- Prospect Financial Services fully exited Baidu in Q3 2025, selling an estimated $1.25M.
- Prospect Financial Services's ten largest holdings make up 46% of its $174M portfolio in Q3 2025.
- Prospect Financial Services opened 12 new positions and closed 8 in Q3 2025.
- Prospect Financial Services's portfolio value rose 8.4% quarter-over-quarter to $174M.
Based on Prospect Financial Services's 13F filing for Q3 2025, filed 7 Nov 2025.