Private Ocean’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Private Ocean’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-126	Closed	-$7K	–	539
2019 Q3	$7K	Buy	+126	New	+$6.46K	﹤0.01%	446

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

GSWM

Golden State Wealth Management Santa Ana, California $915M AUM 19.16% 1-Year Est. Return

TIM

Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Private Ocean's FTA Position: Q4 2019 in Review

Private Ocean sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q4 2019, closing a stake of 126 shares — an estimated $7K sold.

Private Ocean first reported a position in FTA in Q3 2019 and held it in 1 quarter. The position peaked at $7K in Q3 2019. 138 funds tracked by Wall St. Rank hold FTA as of Q4 2019.

Private Ocean reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q4 2019 after selling out during the quarter.
Private Ocean sold 126 First Trust Large Cap Value AlphaDEX Fund shares in Q4 2019, an estimated $7K.
Private Ocean first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q3 2019 and held it in 1 quarter.
Private Ocean's First Trust Large Cap Value AlphaDEX Fund position peaked at $7K in Q3 2019.
138 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q4 2019.

Based on Private Ocean's 13F filing for Q4 2019, filed 5 Feb 2020.