Private Ocean’s Guggenheim BulletShares 2017 High Yield Corporate Bond ETF BSJH Stock Holding History

Private Ocean’s Portfolio BSJH Stock Details BSJH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-5,540	Closed	-$148K	–	225
2014 Q3	$148K	Buy	5,540 +55	+1%	+$1.49K	0.11%	63
2014 Q2	$151K	Buy	5,485 +53	+1%	+$1.46K	0.11%	65
2014 Q1	$149K	Buy	5,432 +1,589	+41%	+$43.4K	0.11%	70
2013 Q4	$104K	Buy	+3,843	New	+$104K	0.08%	68

Other funds holding BSJH

BDF

Balasa Dinverno & Foltz $1.58B AUM 17.55% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WBI Investments Red Bank, New Jersey $362M AUM 23.75% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

SAMC

Spectrum Asset Management (California) Newport Beach, California $315M AUM 19.93% 1-Year Est. Return

Private Ocean's BSJH Position: Q4 2014 in Review

Private Ocean sold out of Guggenheim BulletShares 2017 High Yield Corporate Bond ETF (BSJH) in Q4 2014, closing a stake of 5,540 shares — an estimated $148K sold.

Private Ocean first reported a position in BSJH in Q4 2013 and held it in 4 quarters. The position peaked at $151K in Q2 2014. 58 funds tracked by Wall St. Rank hold BSJH as of Q4 2014.

Private Ocean reported no remaining Guggenheim BulletShares 2017 High Yield Corporate Bond ETF position as of Q4 2014 after selling out during the quarter.
Private Ocean sold 5,540 Guggenheim BulletShares 2017 High Yield Corporate Bond ETF shares in Q4 2014, an estimated $148K.
Private Ocean first reported a position in Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q4 2013 and held it in 4 quarters.
Private Ocean's Guggenheim BulletShares 2017 High Yield Corporate Bond ETF position peaked at $151K in Q2 2014.
58 funds tracked by Wall St. Rank held Guggenheim BulletShares 2017 High Yield Corporate Bond ETF as of Q4 2014.

Based on Private Ocean's 13F filing for Q4 2014, filed 28 Jan 2015.