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PWP

Principle Wealth Partners Portfolio holdings

AUM $1.75B
1-Year Est. Return 21.63%
This Fund
S&P 500
This Quarter Est. Return
+16.9%
1 Year Est. Return
+21.63%
3 Year Est. Return
+65.95%
5 Year Est. Return
+77.44%
10 Year Est. Return
–
AUM
$359M
AUM Growth
+$18.3M
Cap. Flow
-$27.6M
Cap. Flow %
-7.69%
Top 10 Hldgs %
58.21%
Holding
477
New
1
Increased
24
Reduced
79
Closed
325

Top Buys

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$1.41M
2
FSMB icon
First Trust Short Duration Managed Municipal ETF
FSMB
+$934K
3
ARKK icon
ARK Innovation ETF
ARKK
+$705K
4
GLD icon
SPDR Gold Trust
GLD
+$259K
5
MRNA icon
Moderna
MRNA
+$153K

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.67M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.33M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.1M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$683K
5
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$678K

Sector Composition

Rank Sector Weight
1 Industrials 23.13%
2 Technology 13.55%
3 Healthcare 10.77%
4 Financials 8.64%
5 Consumer Discretionary 7.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAVI icon
151
Navient
NAVI
$794M
$120K 0.03%
14,155
-6,580
-32% -$54K
LUMN icon
152
Lumen
LUMN
$6.76B
$115K 0.03%
11,375
-3,865
-25% -$40.2K
A icon
153
Agilent Technologies
A
$39.2B
– –
-132
Closed -$12K
ABBV icon
154
AbbVie
ABBV
$455B
– –
-3,069
Closed -$301K
ADI icon
155
Analog Devices
ADI
$179B
– –
-1,701
Closed -$209K
ADP icon
156
Automatic Data Processing
ADP
$105B
– –
-1,288
Closed -$191K
ADSK icon
157
Autodesk
ADSK
$49.6B
– –
-355
Closed -$85K
AIG icon
158
American International
AIG
$41.8B
– –
-900
Closed -$28K
AIV
159
Aimco
AIV
$383M
– –
-13,985
Closed -$70K
ALLY icon
160
Ally Financial
ALLY
$13.2B
– –
-4,550
Closed -$90K
APD icon
161
Air Products & Chemicals
APD
$66.8B
– –
-282
Closed -$68K
ARKQ icon
162
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.88B
– –
-1,509
Closed -$71K
ARKW icon
163
ARK Web x.0 ETF
ARKW
$1.65B
– –
-1,286
Closed -$109K
ARR
164
Armour Residential REIT
ARR
$2.33B
– –
-182
Closed -$9K
ASH icon
165
Ashland
ASH
$3.33B
– –
-222
Closed -$15K
ATR icon
166
AptarGroup
ATR
$8.54B
– –
-97
Closed -$11K
AVGO icon
167
Broadcom
AVGO
$1.85T
– –
-1,770
Closed -$56K
AVNS
168
DELISTED
Avanos Medical
AVNS
– –
-400
Closed -$12K
AWR icon
169
American States Water
AWR
$3.37B
– –
-800
Closed -$63K
BABA icon
170
Alibaba
BABA
$279B
– –
-484
Closed -$104K
BAX icon
171
Baxter International
BAX
$13.8B
– –
-379
Closed -$33K
BBH icon
172
VanEck Biotech ETF
BBH
$405M
– –
-79
Closed -$13K
BDJ icon
173
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
– –
-700
Closed -$5K
BGS icon
174
B&G Foods
BGS
$293M
– –
-6,180
Closed -$151K
BHF icon
175
Brighthouse Financial
BHF
$3.64B
– –
-4
Closed –
5 6
7
8 9

Similar funds

CIP
CAS Investment Partners Westport, Connecticut $1.75B AUM 41.95% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
CCIA
Campbell & Co Investment Adviser Baltimore, Maryland $1.76B AUM 13.06% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
NM
NWI Management New York $1.76B AUM 45.08% 1-Year Est. Return

Principle Wealth Partners's Q3 2020 Portfolio in Review

As of Q3 2020, Principle Wealth Partners held 477 positions worth $359M, up 5.4% from $341M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Principle Wealth Partners withdrew a net $27.6M in Q3 2020, closing 325 positions and reducing 79 holdings. Its most notable exit was Vanguard Morningstar Small-Cap ETF, an estimated $678K position sold in full.

By sector, the portfolio is most concentrated in Industrials at 23% of assets, up from 19% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Principle Wealth Partners opened a new position in Nuveen Municipal High Income Opportunity Fund worth $148K.

  • Principle Wealth Partners's largest Q3 2020 buy was Nuveen Municipal High Income Opportunity Fund: 11,000 shares worth $148K.
  • Principle Wealth Partners added most to RTX Corp in Q3 2020, an estimated $1.41M increase.
  • Principle Wealth Partners's biggest Q3 2020 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $3.67M.
  • Principle Wealth Partners fully exited Vanguard Morningstar Small-Cap ETF in Q3 2020, selling an estimated $678K.
  • Principle Wealth Partners's ten largest holdings make up 58% of its $359M portfolio in Q3 2020.
  • Principle Wealth Partners opened 1 new position and closed 325 in Q3 2020.
  • Principle Wealth Partners's portfolio value rose 5.4% quarter-over-quarter to $359M.

Based on Principle Wealth Partners's 13F filing for Q3 2020, filed 16 Nov 2020.